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Remote Ria Jobs in Richardson, TX (NOW HIRING)

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

  • Medical

  • Retirement

  • PTO

Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting ... Track record working with distributed or remote advisor teams Please note: Some regional travel is ...

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting ... Track record working with distributed or remote advisor teams Please note: Some regional travel is ...

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

  • Medical

  • Retirement

  • PTO

Partner with RIA Managing Directors on advisor coaching opportunities tied to compliance standards ... Track record working with distributed or remote advisor teams Please note: Some regional travel is ...

White Tiger Connections

Tax Manager

Dallas, TX · Remote

$130K - $175K/yr

This is a remote position. About the Firm Our client is a registered investment advisory (RIA) firm headquartered in Texas. The firm operates under a fiduciary standard and is built around a client ...

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Remote Ria information

See Richardson, TX salary details

$75.8K

$115.4K

$155.3K

How much do remote ria jobs pay per year?

As of Aug 14, 2026, the average yearly pay for remote ria in Richardson, TX is $115,361.00, according to ZipRecruiter salary data. Most workers in this role earn between $99,000.00 and $130,300.00 per year, depending on experience, location, and employer.

What is the difference between Remote Ria vs Remote Financial Advisor?

AspectRemote RiaRemote Financial Advisor
CredentialsSeries 7, 63/65, CFP (optional)Series 7, 63/65, CFP (often required)
Work EnvironmentRegistered Investment Advisor firm, compliance-focusedIndependent or firm-based, client-facing
Industry UsageFinancial planning, investment managementFinancial planning, wealth management
Common Search IntentRemote Ria vs Remote Financial Advisor

Remote Rias typically focus on investment management and compliance, often working within registered firms, while Remote Financial Advisors may have a broader client-facing role in financial planning. Both roles require similar certifications, but their focus and work environment differ slightly, catering to different client needs within the financial industry.

What is a remote RIA?

Remote RIAs are Registered Investment Advisors who provide financial planning and investment management services to clients entirely online or from a remote location, rather than in a traditional office setting. They use digital platforms to communicate, manage portfolios, and deliver advice, making financial services more accessible and convenient for clients regardless of location. This setup allows RIAs to serve a broader client base while also offering flexibility in their work environment.

What are the key skills and qualifications needed to thrive as a remote RIA?

To thrive as a Remote Registered Investment Advisor (RIA), you generally need strong financial analysis skills, investment management expertise, and relevant certifications like the Series 65 or CFP. Familiarity with portfolio management software, financial planning tools, and secure communication platforms is essential for remote work. Excellent client communication, trustworthiness, and self-motivation are standout soft skills in this role. These qualifications are crucial for providing sound investment advice, maintaining regulatory compliance, and building strong client relationships in a remote environment.

What are some common challenges faced by remote RIA professionals and how can they be managed?

Remote RIAs often face challenges such as building strong client relationships without face-to-face interactions, managing compliance requirements across different jurisdictions, and staying updated with evolving financial regulations. To manage these, professionals typically leverage secure digital communication tools, implement robust compliance software, and participate in regular training or industry webinars. Additionally, setting clear communication protocols and maintaining a structured daily routine can help streamline client management and ensure regulatory adherence while working remotely.

What job categories do people searching Remote Ria jobs in Richardson, TX look for?

The top searched job categories for Remote Ria jobs in Richardson, TX are:

What cities near Richardson, TX are hiring for Remote Ria jobs?

Cities near Richardson, TX with the most Remote Ria job openings:

Remote Ria jobs near you

Senior Regional Compliance Associate

Farther

Irving, TX • On-site, Remote

Full-time

Medical, Retirement, PTO

Re-posted 9 days ago

Job description

Company Description
Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience.
Farther's founders are leaders and innovators from the private wealth industry who possess a unique blend of traditional wealth management, fintech, and technology production expertise. We're backed by top-tier venture capital firms, fintech investors, and industry leaders.
Joining Farther means joining a collaborative team of entrepreneurs who are passionate about helping their clients and our teammates achieve more. If you're the type who breaks through walls to get things done the right way, we want to build the future of wealth management with you.
The Role
Farther is looking for a sharp, detail-oriented compliance professional to join our growing team as a Senior Regional Compliance Associate. In this role, you'll be embedded in one of our geographic regions, serving as the day-to-day compliance resource for a distributed network of advisors. You'll sit within the Compliance function and partner closely with business leadership across the firm to make sure our advisors can focus on what they do best, serving clients, while we keep the guardrails tight.
Your Impact
  • Serve as the primary compliance resource for your assigned region, supporting advisors and partnering with business leadership on supervisory matters
  • Conduct regular reviews of trade blotters, correspondence, marketing materials, and attestations
  • Review and approve outside business activities, brokerage accounts, gifts, and entertainment for registered personnel
  • Provide guidance, training, and direction on compliance-related matters to advisors across your region
  • Investigate, document, and help resolve client complaints in coordination with the broader Compliance team
  • Support regulatory examinations, internal audits, and ongoing Compliance initiatives
  • Produce regular supervisory reports and close the feedback loop with advisors on activity, productivity, and logging
  • Partner with RIA Managing Directors on advisor coaching opportunities tied to compliance standards

The Ideal Match
  • 5+ years of financial services experience in a compliance or supervisory role, with demonstrated experience conducting principal-level or OSJ supervisory review
  • Active Series 66 and Series 24 in good standing
  • Comprehensive knowledge of FINRA and SEC rules and regulations
  • High attention to detail, sound judgment, and integrity when handling sensitive or escalated matters
  • Bachelor's degree or higher

Bonus Points
  • Series 7 and Series 9/10 previously held or currently active
  • Experience supporting regulatory examinations or internal audits at an RIA or broker-dealer
  • Familiarity with compliance technology platforms and surveillance tools
  • Background in a regulated financial services environment with OSJ or branch examination experience
  • Track record working with distributed or remote advisor teams

Please note: Some regional travel is required (~30%) and working hours may vary depending on the region you support.Why Join Us
  • Competitive comp package that rewards impact
  • Work alongside some of the brightest minds in fintech
  • Ground-floor opportunity at a fast-scaling startup
  • Chart your own growth path as we expand
  • Full health benefits + 401(k) matching & Roth IRA options
  • Unlimited PTO

Ready to disrupt wealth management? Let's talk!
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About Farther

Sourced by ZipRecruiter

Farther is a new kind of financial institution: combining expert advisors and cutting-edge technology to deliver a comprehensive, tailored wealth management experience. Farther empowers advisors to deliver exceptional value to their clients -- on their own terms. We're here to help established advisors scale, providing everything they need to succeed from technology to client support and from marketing to mentoring. To deliver on that goal, we've reimagined what a wealth management platform delivers, allowing clients to easily find a financial advisor and communicate how and when they want, to customize, invest, and professionally manage their entire financial lives in one place, and to automatically squeeze more out of every hard-earned dollar to reduce their tax bills. In other words, we help our clients go Farther. Farther's founders are leaders and innovators from the private wealth industry and possess a unique mix of traditional wealth management, fintech, and technology production expertise. We're backed by top tier venture capital firms, fintech investors, and industry leaders. Joining Farther means joining a collaborative team of entrepreneurs and builders who are passionate about helping our clients and our teammates achieve more. If you're the type who breaks through walls to get things done the right way, we want to go farther with you.

Industry

Finance and insurance

Company size

51 - 200 Employees

Headquarters location

New York, NY, US

Year founded

2019

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