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Remote Ria Compliance Jobs in Rosemount, MN (NOW HIRING)

White Tiger Connections

Tax Manager

Minneapolis, MN · Remote

$110K - $150K/yr

This is a remote position. About the Firm Our client is a $350M registered investment advisory (RIA ... Serve as the primary point of contact for tax compliance matters, including IRS and state notice ...

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Remote Ria Compliance information

See Rosemount, MN salary details

$32.2K

$101.2K

$212.1K

How much do remote ria compliance jobs pay per year?

As of Aug 26, 2026, the average yearly pay for remote ria compliance in Rosemount, MN is $101,165.00, according to ZipRecruiter salary data. Most workers in this role earn between $62,900.00 and $117,600.00 per year, depending on experience, location, and employer.

What is a Remote RIA Compliance officer?

A Remote RIA (Registered Investment Advisor) Compliance Officer is a professional responsible for ensuring that an investment advisory firm adheres to all applicable regulations and industry standards, while working from a remote location. Their duties typically include monitoring firm activities, developing compliance policies, conducting internal audits, and managing regulatory filings. They also train staff on compliance matters and keep the firm updated on changes in laws or regulations. This role is crucial for maintaining the integrity and legal standing of an RIA firm, helping to prevent regulatory issues and protect clients' interests. Remote RIA Compliance Officers often use specialized software to track compliance activities and communicate with their teams.

What are the key skills and qualifications needed to thrive as a Remote RIA Compliance professional?

To thrive as a Remote RIA Compliance professional, you need a solid understanding of SEC and FINRA regulations, investment advisory compliance, and a background in finance, often supported by a relevant degree or compliance certifications (such as IACCP). Familiarity with compliance management software, electronic filing systems, and regulatory reporting tools is typically required. Attention to detail, strong analytical thinking, and effective communication are crucial soft skills for identifying risks and ensuring adherence to regulatory standards. These skills and qualifications are vital for protecting firms from legal penalties, maintaining regulatory standards, and building client trust in a remote work environment.

What are the most common compliance challenges faced by Remote RIA Compliance professionals, and how can they be managed effectively?

Remote RIA Compliance professionals often encounter challenges such as staying updated on regulatory changes, ensuring secure handling of sensitive data, and maintaining effective communication with dispersed teams. To manage these issues, it is essential to implement robust cybersecurity protocols, participate in ongoing regulatory training, and use collaboration tools that facilitate clear documentation and reporting. Regular virtual meetings and proactive communication can also help address compliance gaps and foster a culture of transparency within the remote team.

What is the difference between Remote Ria Compliance vs Remote Ria Operations?

AspectRemote Ria ComplianceRemote Ria Operations
Primary FocusEnsuring regulatory compliance, AML/KYC procedures, and adherence to legal standardsManaging daily business functions, client onboarding, and operational workflows
Required CredentialsCertifications in compliance, AML, or financial regulations often preferredOperational experience, knowledge of payment systems, and client management skills
Work EnvironmentRemote, compliance departments within RIA firms or financial institutionsRemote or office-based, within RIA firms or financial service companies

Remote Ria Compliance focuses on regulatory adherence and legal standards, while Remote Ria Operations handles daily business functions and client management. Both roles are essential in RIA firms, often working closely but with distinct responsibilities.

What job categories do people searching Remote Ria Compliance jobs in Rosemount, MN look for?

The top searched job categories for Remote Ria Compliance jobs in Rosemount, MN are:

What cities near Rosemount, MN are hiring for Remote Ria Compliance jobs?

Cities near Rosemount, MN with the most Remote Ria Compliance job openings:

Remote Ria Compliance jobs near you
Infographic showing various Remote Ria Compliance job openings in Rosemount, MN as of August 2026, with employment types broken down into 100% Full Time. Highlights an 100% Remote job distribution, with an average salary of $101,165 per year, or $48.6 per hour.

Tax Manager

White Tiger Connections

Minneapolis, MN • Remote

$110K - $150K/yr

Full-time

Re-posted 22 days ago

Job description

This is a remote position.

About the Firm

Our client is a $350M registered investment advisory (RIA) firm based in Minnesota, built around a simple but powerful philosophy: clients are owned by the firm, not any single partner. The team operates with genuine cohesion, high accountability, and a shared commitment to exceptional client service. Everyone has a voice. Heads are down getting the work done, but there's real camaraderie and a lightheartedness that makes the culture stand out. This is a team that works hard and genuinely enjoys working together — the kind of culture that's easy to talk about but rare to actually find.

Their client base centers on equity compensation holders, founders, self-employed business owners, and high-net-worth individuals, including retirees navigating sudden wealth events and inheritance situations. The firm has built strong tax strategy and planning capabilities into its advisory practice and is now ready to bring tax compliance fully in-house as a natural extension of that offering.

About the Role

Our client is looking for a competent, dependable tax professional to own the compliance function and serve as a reliable tax resource across the client base. The firm has the client relationships and planning infrastructure in place — the right person comes in, owns the compliance function, supports the advisory team where needed, and grows into the role over time. Flexible hours are on the table for the right candidate, making this a strong fit for someone who wants quality work without the grind of a traditional public accounting schedule. If you're tired of the hours, the pressure, and the churn of a large firm environment, this is a different kind of opportunity.

Responsibilities

  • Prepare and review individual and business tax returns, with authority to sign off on work product

  • Serve as the primary point of contact for tax compliance matters, including IRS and state notice responses

  • Collaborate with financial advisors to support an integrated client experience across planning and tax

  • Manage relationships with outside vendors for complex returns, ensuring coordination and quality control

  • Support advisors with tax planning inputs on equity compensation, retirement income, and business owner situations as needed

  • Manage multiple client engagements simultaneously with accuracy and attention to detail



Requirements

  • CPA or EA required

  • 3+ years of tax experience in a public accounting or RIA setting

  • Demonstrated strength in individual and business owner tax compliance

  • Comfortable managing client relationships and serving as a reliable tax resource

  • Experience with equity compensation taxation a plus (RSUs, PSUs, stock options)

  • Strong communicator who can translate tax concepts clearly for clients

  • Able to work independently in a remote environment while staying connected to a collaborative team



Benefits

  • Competitive compensation commensurate with experience

  • Flexible scheduling considered for the right candidate

  • Fully remote