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Remote General Securities Principal Jobs in Decatur, GA

SupplyHouse

Principal Engineer

Atlanta, GA · Remote

$50K - $60K/yr

Through an Employer of Record (EOR), we are looking for a new Principal Backend Engineer in India ... Define and uphold best practices for code quality, security, accessibility, and data privacy ...

Zelis

Principal Platform Architect

Atlanta, GA · On-site +1

$169K - $213K/yr

Oversee architecture for mission-critical, globally distributed systems ensuring security and ... We foster a hybrid and remote friendly culture, and all our employee's work locations are based on ...

SupplyHouse

Principal Backend Engineer

Atlanta, GA · Remote

$50K - $60K/yr

Through an Employer of Record (EOR), we are looking for a new Principal Backend Engineer in India ... Define and uphold best practices for code quality, security, accessibility, and data privacy ...

Ticket Evolution

Principal Software Engineer

Atlanta, GA · On-site +1

$129K - $174K/yr

Hold the long-term line on scalability, security, and maintainability when shorter-term incentives ... Remote-ready, async-first. Most decisions happen in writing through Jira, Confluence, PR ...

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All JobsRemote General Securities Principal JobsRemote General Securities Principal Jobs in Decatur, GA

Remote General Securities Principal information

See Decatur, GA salary details

$35.6K

$106.8K

$177.7K

How much do remote general securities principal jobs pay per year?

As of Jun 22, 2026, the average yearly pay for remote general securities principal in Decatur, GA is $106,804.00, according to ZipRecruiter salary data. Most workers in this role earn between $83,000.00 and $122,000.00 per year, depending on experience, location, and employer.

What are some common challenges faced by Remote General Securities Principals, and how can they be effectively managed?

Remote General Securities Principals often face challenges such as maintaining effective oversight of distributed teams, ensuring compliance with regulatory requirements, and staying updated on ever-changing industry regulations. Successfully managing these challenges requires strong communication skills, proficiency with digital compliance tools, and regular virtual training sessions. Proactively building strong relationships with team members and leveraging technology for real-time supervision can greatly enhance effectiveness in this remote role.

What is a Remote General Securities Principal?

A Remote General Securities Principal is a licensed financial professional who oversees compliance and supervisory functions for a broker-dealer, but works from a remote location instead of an office. They are responsible for ensuring that transactions and activities comply with regulatory requirements, such as those set by FINRA and the SEC. Their duties include supervising registered representatives, reviewing trades, and handling compliance issues, all while leveraging technology to work effectively from anywhere. This role requires a FINRA Series 24 license and often involves staying updated on industry regulations and best practices.

What are the key skills and qualifications needed to thrive as a Remote General Securities Principal, and why are they important?

To thrive as a Remote General Securities Principal, you need a deep understanding of FINRA regulations, securities products, and supervisory procedures, typically supported by FINRA Series 24 and Series 7 licenses. Familiarity with compliance management systems, electronic surveillance platforms, and trade monitoring tools is essential. Strong analytical thinking, attention to detail, and effective remote communication skills help you excel in overseeing distributed teams and maintaining regulatory standards. These competencies are crucial to ensure firm compliance, mitigate risks, and uphold investor protection in a remote work environment.

What is the difference between Remote General Securities Principal vs Remote Registered Representative?

AspectRemote General Securities PrincipalRemote Registered Representative
Required CredentialsFINRA Series 24, Series 7, Series 63/66, and other licensesSeries 7, Series 63/66, and state registration
Work EnvironmentSupervisory role overseeing broker-dealer activities, compliance, and operationsClient-facing role executing trades and providing investment advice
Employer & Industry UsageBroker-dealers, securities firms, compliance departmentsFinancial advisory firms, brokerage firms, securities firms

The Remote General Securities Principal primarily supervises and oversees broker-dealer activities, requiring advanced licenses like Series 24. In contrast, the Remote Registered Representative focuses on client interactions and executing trades, holding Series 7 and related licenses. Both roles are integral in securities firms but serve different functions within the industry.

What job categories do people searching Remote General Securities Principal jobs in Decatur, GA look for? The top searched job categories for Remote General Securities Principal jobs in Decatur, GA are:
Remote General Securities Principal jobs near you
Supervision Principal - Remote

Supervision Principal - Remote

CornerStone Professional Placement

Atlanta, GA • Remote

$50 - $60/hr

Full-time

Medical, Dental, Vision

Posted 24 days ago

Job description

Job Title: Supervision Principal - Remote

Type: 6 to 12-Month Assignment

Salary: $50-$60/hr.

Remote: Florida, Arizona, North Carolina, South Carolina, Georgia, Kentucky, Indiana, Texas, or Tennessee


CornerStone Professional Placement has partnered with a local financial services company in their search for a Supervision Principal well-versed in a wide range of products, including mutual funds, fixed income, and securities. This national firm has experienced significant growth over the past few years. As the Supervision Principal, you will be responsible for reviewing advisor interactions, ensuring compliance with recommendations, and monitoring suitability of financial plans. Qualified candidates will have at least 5 years of experience in financial services, a Bachelor's Degree in a related field, and a FINRA Series 24 license. This is an exciting opportunity for career growth, excellent benefits, and a supportive work environment.


Requirements & Responsibilities for the Supervision Principal:

* Review advisor interactions, including trades, client recommendations, and correspondence.

* Monitor compliance with regulatory requirements and suitability assessments.

* Provide training and education to advisors on best practices and compliance.

* Manage daily supervision inbox and ensure timely follow-ups on pending items.

* Identify process improvement opportunities and escalate issues as needed.


Compensation for the Supervision Principal:

* Employment type: Temporary 6 months to a year

* Schedule: Standard business hours

* Salary/Pay: $50/hr -60/hr.

* Location: Remote - Florida, Arizona, North Carolina, South Carolina, Georgia, Kentucky, Indiana, Texas, or Tennessee