ZipRecruiter

Log In

2

Remote Finra Examiner Jobs (NOW HIRING)

Osaic

Senior Branch Office Examiner

Oakdale, MN · Remote

$80K - $85K/yr

Summary: Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department ... FINRA Series 63 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here

Osaic

Senior Branch Office Examiner

Scottsdale, AZ · Remote

$80K - $85K/yr

Summary: Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department ... FINRA Series 63 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here

Osaic

Senior Branch Office Examiner

Saint Petersburg, FL · Remote

$80K - $85K/yr

Summary: Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department ... FINRA Series 63 and/ or 66 preferred. #LI-Remote Current Employees and Contractors Apply Here

Osaic

Senior Branch Office Examiner

Scottsdale, AZ · Remote

$80K - $85K/yr

REMOTE Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s ... FINRA Series 63 and/ or 66 preferred. #LI-Remote Equal Opportunity Employer Osaic is an equal ...

Osaic

Senior Branch Office Examiner

Saint Petersburg, FL · Remote

$80K - $85K/yr

REMOTE Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s ... FINRA Series 63 and/ or 66 preferred. #LI-Remote Equal Opportunity Employer Osaic is an equal ...

Osaic

Senior Branch Office Examiner

La Vista, NE · Remote

$80K - $85K/yr

REMOTE Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s ... FINRA Series 63 and/ or 66 preferred. #LI-Remote Equal Opportunity Employer Osaic is an equal ...

Osaic

Senior Branch Office Examiner

Oakdale, MN · Remote

$80K - $85K/yr

REMOTE Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s ... FINRA Series 63 and/ or 66 preferred. #LI-Remote Equal Opportunity Employer Osaic is an equal ...

Osaic

Senior Branch Office Examiner

La Vista, NE · Remote

$80K - $85K/yr

REMOTE Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s ... FINRA Series 63 and/ or 66 preferred. #LI-Remote Equal Opportunity Employer Osaic is an equal ...

Crypto.com

Director, US Broker-Dealer Compliance

$230K - $280K/yr

... cycle exams, and cause examinations * Manage FINRA Rule 4530 Reporting and respond to all ... Flexi-work hour and hybrid or remote set-up Aspire career alternatives through us - our internal ...

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

Comprehensive knowledge of FINRA and SEC rules and regulations * High attention to detail, sound ... branch examination experience * Track record working with distributed or remote advisor teams ...

Farther

Senior Regional Compliance Associate

Irving, TX · On-site +1

Comprehensive knowledge of FINRA and SEC rules and regulations * High attention to detail, sound ... branch examination experience * Track record working with distributed or remote advisor teams ...

next page

Showing results 1-20

All JobsFinra Examiner JobsRemote Finra Examiner Jobs

Remote Finra Examiner information

See salary details

$33.5K

$61.4K

$99K

How much do remote finra examiner jobs pay per year?

As of Jun 9, 2026, the average yearly pay for remote finra examiner in the United States is $61,362.00, according to ZipRecruiter salary data. Most workers in this role earn between $48,000.00 and $69,500.00 per year, depending on experience, location, and employer.
What are the most commonly searched types of Finra Examiner jobs? The most popular types of Finra Examiner jobs are:
Remote Finra Examiner jobs near you
Infographic showing various Remote Finra Examiner job openings in the United States as of May 2026, with employment types broken down into 1% Internship, 2% As Needed, 15% Full Time, 81% Part Time, and 1% Nights. Highlights an 87% Physical, 4% Hybrid, and 9% Remote job distribution, with an average salary of $61,362 per year, or $29.5 per hour.

Senior Branch Office Examiner

Osaic

Oakdale, MN • Remote

$80K - $85K/yr

Full-time

Medical, Dental, Vision, Retirement

Posted 14 days ago

Osaic rating

8.2

Company rating: 8.2 out of 10

Based on 8 frontline employees who took The Breakroom Quiz

Job description

Current Employees and Contractors Apply HereOsaic Careers

REMOTE Compliance Risk Opportunity in Financial Services

Senior Branch Office Examiner

Location(s): Open to Qualified Remote Applicants in the United States

Role Type:Full-time

Salary: $80,000 - $85,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.

Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:https://careers.osaic.com/Creative/Benefits.

Summary:

Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department. This is an outstanding opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers. Our employees are the "how" and the "why" of Osaic's success. This position is responsible for administering Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers. The branch exams involve independently inspecting and evaluating branch activities to assess and/or monitor compliance of applicable regulations and to ensure adherence to compliance of all applicable regulations.

Education Requirements:

  • High School diploma or equivalent required
  • Bachelor's degree preferred.

Responsibilities:

  • Conduct approximately 85-100 exams per year either onsite or remotely, if applicable.
  • Travel independently up to 50% of the time for onsite branch examinations.
  • Schedule and discuss exam expectations with the OSJ and Satellite branches.
  • Prepare for each exam by generating and analyzing various reports.
  • Review exam findings with OSJ and Satellite Branch Managers.
  • Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner.
  • Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations, and firm policies during the exam.
  • Identify and share best practices with OSJ Managers regarding supervisory systems during the exam.
  • Perform "for cause" exams as needed.
  • Mentor and train Junior team members.
  • All other duties as assigned

Basic Requirements:

  • 3-5 years' experience as a Branch Examiner in the Independent Broker-Dealer Channel.
  • FINRA series 7 and 24 (or 9/10) licenses are required.
  • Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable annuities, alternative investments, stocks, and bonds.
  • Strong verbal and written communications skills required.
  • Basic proficiency for information technology and skills used to communicate electronically, organize activities and analyze information. Proficiency in MS Office.
  • Must be detail-oriented, investigative and the ability to work independently.

Preferred Requirements:

  • Experience with Independent Broker-Dealers a plus.
  • FINRA Series 63 and/ or 66 preferred.

#LI-Remote

Current Employees and Contractors Apply Here

About Osaic

Sourced by ZipRecruiter

Industry

Finance and insurance

Company size

1,001 - 5,000 Employees

Headquarters location

Phoenix, AZ, US

Year founded

2016

View All Osaic Jobs

Apply