What You'll Do As a Regulatory Operations Analyst, you will play a key role in managing and enhancing the firm's non-financial regulatory reporting program. The role partners with Operations, Trading ...
What You'll Do As a Regulatory Operations Analyst, you will play a key role in managing and enhancing the firm's non-financial regulatory reporting program. The role partners with Operations, Trading ...
Automotive Regulatory Counsel HATCI legal is a tight-knit group of attorneys and support professionals that is growing! The team is looking for an automotive regulatory attorney who is an excellent ...
Automotive Regulatory Counsel HATCI legal is a tight-knit group of attorneys and support professionals that is growing! The team is looking for an automotive regulatory attorney who is an excellent ...
What You'll Do As a Regulatory Operations Analyst, you will play a key role in managing and enhancing the firm's non-financial regulatory reporting program. The role partners with Operations, Trading ...
What You'll Do As a Regulatory Operations Analyst, you will play a key role in managing and enhancing the firm's non-financial regulatory reporting program. The role partners with Operations, Trading ...
The Regulatory Affairs Specialist oversees regulatory affairs activities for the contract development and manufacturing organization (CDMO) where GRAM's clients are the sponsors, application- and ...
The Regulatory Affairs Specialist oversees regulatory affairs activities for the contract development and manufacturing organization (CDMO) where GRAM's clients are the sponsors, application- and ...
Provides regulatory business analysis support by interfacing with all Company departments and leadership, as needed, to summarize, discuss and clarify RTO-related transmission policy issues.
Provides regulatory business analysis support by interfacing with all Company departments and leadership, as needed, to summarize, discuss and clarify RTO-related transmission policy issues.
Regulatory Analyst, Sr
Wayland, MI · On-site
Provides regulatory business analysis support by interfacing with all Company departments and leadership, as needed, to summarize, discuss and clarify RTO-related transmission policy issues.
Regulatory Analyst, Sr
Wayland, MI · On-site
Provides regulatory business analysis support by interfacing with all Company departments and leadership, as needed, to summarize, discuss and clarify RTO-related transmission policy issues.
The Regulatory Affairs Specialist oversees regulatory affairs activities for the contract development and manufacturing organization (CDMO) where GRAM's clients are the sponsors, application- and ...
The Regulatory Affairs Specialist oversees regulatory affairs activities for the contract development and manufacturing organization (CDMO) where GRAM's clients are the sponsors, application- and ...
The Regulatory Affairs Specialist oversees regulatory affairs activities for the contract development and manufacturing organization (CDMO) where GRAM's clients are the sponsors, application- and ...
The Regulatory Affairs Specialist oversees regulatory affairs activities for the contract development and manufacturing organization (CDMO) where GRAM's clients are the sponsors, application- and ...
JOB SUMMARY Manages federal regulatory activities, including transmission policy development, tariffs and regulatory proceedings for transmission operations, capital projects and business expansion ...
JOB SUMMARY Manages federal regulatory activities, including transmission policy development, tariffs and regulatory proceedings for transmission operations, capital projects and business expansion ...
Manager, Regulatory Strategy
Novi, MI · On-site
JOB SUMMARY Manages federal regulatory activities, including transmission policy development, tariffs and regulatory proceedings for transmission operations, capital projects and business expansion ...
Manager, Regulatory Strategy
Novi, MI · On-site
JOB SUMMARY Manages federal regulatory activities, including transmission policy development, tariffs and regulatory proceedings for transmission operations, capital projects and business expansion ...
Regulatory Affairs Specialist
Lansing, MI · Remote
$50 - $70/hr
Regulatory Affairs Specialist Role Type: Contractor Location: Remote micro1 is engaging Regulatory Affairs Specialists to contribute to a customer's project focused on AI innovation in regulatory ...
Regulatory Affairs Specialist
Lansing, MI · Remote
$50 - $70/hr
Regulatory Affairs Specialist Role Type: Contractor Location: Remote micro1 is engaging Regulatory Affairs Specialists to contribute to a customer's project focused on AI innovation in regulatory ...
Regulatory Affairs Specialist
Sterling Heights, MI · Remote
$50 - $70/hr
Regulatory Affairs Specialist Role Type: Contractor Location: Remote micro1 is engaging Regulatory Affairs Specialists to contribute to a customer's project focused on AI innovation in regulatory ...
Regulatory Affairs Specialist
Sterling Heights, MI · Remote
$50 - $70/hr
Regulatory Affairs Specialist Role Type: Contractor Location: Remote micro1 is engaging Regulatory Affairs Specialists to contribute to a customer's project focused on AI innovation in regulatory ...
POSITION SUMMARY The Regulatory Compliance Specialist supports MCUL's member credit unions by providing practical compliance guidance, monitoring state and federal regulatory developments, and ...
POSITION SUMMARY The Regulatory Compliance Specialist supports MCUL's member credit unions by providing practical compliance guidance, monitoring state and federal regulatory developments, and ...
Regulatory Affairs Specialist
Detroit, MI · Remote
$50 - $70/hr
Regulatory Affairs Specialist Role Type: Contractor Location: Remote micro1 is engaging Regulatory Affairs Specialists to contribute to a customer's project focused on AI innovation in regulatory ...
Regulatory Affairs Specialist
Detroit, MI · Remote
$50 - $70/hr
Regulatory Affairs Specialist Role Type: Contractor Location: Remote micro1 is engaging Regulatory Affairs Specialists to contribute to a customer's project focused on AI innovation in regulatory ...
Regulatory Affairs Specialist
Ann Arbor, MI · Remote
$50 - $70/hr
Regulatory Affairs Specialist Role Type: Contractor Location: Remote micro1 is engaging Regulatory Affairs Specialists to contribute to a customer's project focused on AI innovation in regulatory ...
Regulatory Affairs Specialist
Ann Arbor, MI · Remote
$50 - $70/hr
Regulatory Affairs Specialist Role Type: Contractor Location: Remote micro1 is engaging Regulatory Affairs Specialists to contribute to a customer's project focused on AI innovation in regulatory ...
Regulatory Affairs Specialist
Warren, MI · Remote
$50 - $70/hr
Regulatory Affairs Specialist Role Type: Contractor Location: Remote micro1 is engaging Regulatory Affairs Specialists to contribute to a customer's project focused on AI innovation in regulatory ...
Regulatory Affairs Specialist
Warren, MI · Remote
$50 - $70/hr
Regulatory Affairs Specialist Role Type: Contractor Location: Remote micro1 is engaging Regulatory Affairs Specialists to contribute to a customer's project focused on AI innovation in regulatory ...
Manager, Regulatory Strategy
Novi, MI · On-site
JOB SUMMARY Manages federal regulatory activities, including transmission policy development, tariffs and regulatory proceedings for transmission operations, capital projects and business expansion ...
Manager, Regulatory Strategy
Novi, MI · On-site
JOB SUMMARY Manages federal regulatory activities, including transmission policy development, tariffs and regulatory proceedings for transmission operations, capital projects and business expansion ...
POSITION SUMMARY The Regulatory Compliance Specialist supports MCUL's member credit unions by providing practical compliance guidance, monitoring state and federal regulatory developments, and ...
POSITION SUMMARY The Regulatory Compliance Specialist supports MCUL's member credit unions by providing practical compliance guidance, monitoring state and federal regulatory developments, and ...
Regulatory Affairs Specialist
Madison Heights, MI · On-site
$26/hr
Regulatory Affairs Specialist Location : Madison Heights, MI Contractor Work Model : Onsite Hours : M - F 8am - 5pm Compensation : $26.00/hr Type : Contract, Potential for extension or conversion to ...
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Regulatory Affairs Specialist
Madison Heights, MI · On-site
$26/hr
Regulatory Affairs Specialist Location : Madison Heights, MI Contractor Work Model : Onsite Hours : M - F 8am - 5pm Compensation : $26.00/hr Type : Contract, Potential for extension or conversion to ...
POSITION SUMMARY The Regulatory Compliance Specialist supports MCUL's member credit unions by providing practical compliance guidance, monitoring state and federal regulatory developments, and ...
POSITION SUMMARY The Regulatory Compliance Specialist supports MCUL's member credit unions by providing practical compliance guidance, monitoring state and federal regulatory developments, and ...
Regulatory information
See Michigan salary details
$16.55 - $20
3% of jobs
$20 - $23.45
6% of jobs
$23.45 - $26.89
13% of jobs
$27.35 is the 25th percentile. Wages below this are outliers.
$26.89 - $30.34
20% of jobs
The median wage is $31.68 / hr.
$30.34 - $33.79
19% of jobs
$33.79 - $37.24
9% of jobs
$38.96 is the 75th percentile. Wages above this are outliers.
$37.24 - $40.68
10% of jobs
$40.68 - $44.13
6% of jobs
$44.13 - $47.58
5% of jobs
$47.58 - $51.03
5% of jobs
$51.03 - $54.48
3% of jobs
$16
$34
$54
How much do regulatory jobs pay per hour?
What are the key skills and qualifications needed to thrive in a regulatory role, and why are they important?
What are some common challenges faced in a regulatory role, and how can they be addressed?
What is the difference between Regulatory vs Compliance Officer?
| Aspect | Regulatory | Compliance Officer |
|---|---|---|
| Required Credentials | Regulatory certifications, industry-specific licenses | Compliance certifications, such as CCEP or CRCM |
| Work Environment | Regulatory agencies, government bodies, legal teams | Corporate offices, compliance departments, financial institutions |
| Employer & Industry Usage | Used in industries like healthcare, finance, manufacturing | Common in banking, insurance, healthcare sectors |
| Search & Comparison Intent | Understanding regulatory roles, legal compliance | Ensuring company adherence to policies, internal audits |
While both roles focus on adherence to rules, Regulatory professionals primarily interpret and implement government regulations, often working with legal and government entities. Compliance Officers focus on internal policies and procedures to ensure their organization meets legal and ethical standards. Both roles are essential for risk management but differ in scope and focus.
What is a regulatory job?
What are the most commonly searched types of Regulatory jobs in Michigan?
The most popular types of Regulatory jobs in Michigan are:
What are popular job titles related to Regulatory jobs in Michigan?
For Regulatory jobs in Michigan, the most frequently searched job titles are:
What job categories do people searching Regulatory jobs in Michigan look for?
The top searched job categories for Regulatory jobs in Michigan are:
- Cosmetic Regulatory
- Postal Affairs Technical Analyst
- Regulatory Affairs
- Work From Home Regulatory Affairs Cosmetics
- Regulatory Affairs Cmc Remote
- Director Regulatory Affairs Cosmetics
- Regulatory Affairs Cosmetics
- Remote Vice President Regulatory Affairs
- Remote Veterinary Regulatory Affairs
- Drug Regulatory Affairs
What cities in Michigan are hiring for Regulatory jobs?
Cities in Michigan with the most Regulatory job openings:

Regulatory Operations Analyst
Southfield, MI • On-site
Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Re-posted 16 days ago
Job description
Job Description
Join a collaborative and highly visible team responsible for ensuring the integrity and accuracy of critical Non-Financial Regulatory Reporting obligations. In this role, you'll leverage your expertise in regulatory operations to help support the firm's compliance with SEC, FINRA, OCC, Federal Reserve, exchange and other regulatory reporting requirements while driving process improvements that strengthen risk controls and operational efficiency.
This hybrid-friendly position offers the flexibility of remote work combined with the benefits of in-person collaboration, requiring three days per week in our Southfield, MI or Memphis, TN office.
What You'll Do
As a Regulatory Operations Analyst, you will play a key role in managing and enhancing the firm's non-financial regulatory reporting program. The role partners with Operations, Trading, Compliance, Technology, Legal and Risk Management teams to investigate reporting issues, improve data quality, regulatory reporting controls and governance requirements.
Key Responsibilities
- Produce, validate, reconcile, and submit Non-Financial Regulatory reports, including:
- Consolidated Audit Trail (CAT)
- Electronic Blue Sheets (EBS)
- Large Options Position Reports (LOPR)
- Short Interest Reporting
- Treasury International Capital (TIC)
- SEC Schedule 13F
- Other regulatory reporting obligations assigned
- Monitor reporting quality and identify, research, and resolve exceptions and data discrepancies.
- Partner with Brokerage Operations, Trading, Compliance, Technology, and Legal teams to address reporting issues and improve data quality.
- Evaluate new and changing regulatory requirements and support implementation efforts across impacted business areas.
- Participate in regulatory examinations, audits, and inquiries from FINRA, SEC, and other regulatory bodies.
- Conduct root-cause analysis and lead remediation efforts for identified reporting issues.
- Support risk assessments, testing initiatives, and control enhancements to strengthen regulatory reporting processes.
- Document procedures, workflows, and controls while identifying opportunities for automation and operational efficiencies.
- Contribute to special projects and strategic initiatives supporting regulatory compliance and operational excellence.
What We're Looking For
Experience
- Hands-on experience with Non-Financial Regulatory Reporting in a broker-dealer or financial services environment.
- Experience supporting regulatory reporting, compliance operations, or brokerage operations.
- Strong understanding of securities markets, trading activity, and the trade lifecycle, including:
- Orders
- Executions
- Allocations
- Settlements
- Securities operations and reporting impacts
- Knowledge of FINRA, SEC, and exchange regulatory requirements.
- Experience analyzing data, researching exceptions, and resolving reporting discrepancies.
- Ability to work independently while managing multiple priorities in a fast-paced regulatory environment.
- Experience supporting regulatory examinations and audits.
- Experience with one or more regulatory reporting obligations Consolidated Audit Trail (CAT), Electronic Blue Sheets (EBS), Large Options Position Reports (LOPR), Short Interest Reporting or similar reporting requirements.
- Experience with process improvement, controls testing, or risk management initiatives.
- Familiarity with operational workflows within brokerage or clearing environments.
Knowledge & Skills
Technical Knowledge
- Artificial Intelligence (AI) and AI - assisted reconciliation and exception investigation
- Advanced Microsoft Excel (pivot tables, VLOOKUP, data validation and reconciliation
- Reporting and workflow management systems
- User Acceptance Testing (UAT) support
- Regulatory risk management and controls
Core Skills
- Regulatory reporting validation and reconciliation
- Understanding and application of regulatory requirements
- Analytical problem-solving and critical thinking
- Root-cause analysis and issue remediation
- Process improvement and workflow design
- Regulatory interpretation and implementation
- Strong written and verbal communication
- Cross-functional partnership and stakeholder management
Education/Experience
- Bachelor's Degree (B.A.) in related field (preferred)
- 2-years' experience in financial services, brokerage operations, regulatory reporting, compliance, securities operations (preferred)
- Any equivalent combination of experience and education
Licenses & Certifications
- Securities Industry Essentials (SIE) required prior to start unless exempt or grandfathered.
- Series 99 or ability to obtain within 120 days (as required by FINRA), required
Candidates holding qualifying securities registrations (including Series 6, 7, 17, 37, 38, and certain principal-level registrations) may satisfy this requirement without additional examination.
Education
Bachelor's: Accounting, Bachelor's: Finance, High School (HS) (Required)
Work Experience
General Experience - 7 to 12 months
Certifications
OS - Operations Professional - Financial Industry Regulatory Authority (FINRA), Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)
Travel
Less than 25%
Workstyle
Hybrid
The total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions. This position is eligible for a benefits package that may include medical, dental, and vision; life insurance; critical illness insurance and accident insurance; disability benefits; retirement savings; paid time off (including vacation, holidays, and sick leave); and parental leave. Eligibility for benefits and specific offerings may vary based on position and employment status. To view more details of the benefits offered, visit Myrjbenefits.com.
At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.
We expect our associates at all levels to:
• Grow professionally and inspire others to do the same
• Work with and through others to achieve desired outcomes
• Make prompt, pragmatic choices and act with the client in mind
• Take ownership and hold themselves and others accountable for delivering results that matter
• Contribute to the continuous evolution of the firm
At Raymond James - as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.
#LI-DM1
About Raymond James & Associates The Woodlands, TX
Sourced by ZipRecruiter
Industry
Finance and insurance
Company size
1 - 10 Employees
Headquarters location
The Woodlands, TX, US
Year founded
1966