ZipRecruiter

Log In

1

Portfolio Compliance Jobs in Raleigh, NC (NOW HIRING)

Socket.dev

Portfolio Manager III

Raleigh, NC · On-site

$110 - $170/hr

SUMMARY: The position of Portfolio Manager III is responsible for ensuring that all reviews and ... Completes annual compliance courses. * Adheres specifically to all corporate policies and ...

First-Bank

Portfolio Manager III

Raleigh, NC · On-site

$90 - $120/hr

The position of Portfolio Manager III is responsible for ensuring that all reviews and renewals of ... Completes annual compliance courses. * Adheres specifically to all corporate policies and ...

First Bank SBA, Inc.

Portfolio Manager III

Raleigh, NC · On-site

$100 - $150/hr

The position of Portfolio Manager III is responsible for ensuring that all reviews and renewals of ... Completes annual compliance courses. * Adheres specifically to all corporate policies and ...

First Horizon Bank

Portfolio Manager II

Raleigh, NC

... compliance reviews and financial collection process within assigned loan portfolio. Partners with Relationship Managers to grow and develop a high quality and profitable loan portfolio. Daily ...

First Bank

Portfolio Manager III

Raleigh, NC · On-site

SUMMARY: The position of Portfolio Manager III is responsible for ensuring that all reviews and ... Completes annual compliance courses. * Adheres specifically to all corporate policies and ...

First-Horizon-Bank

Portfolio Manager II

Raleigh, NC · On-site

$90 - $140/hr

... compliance reviews and financial collection process within assigned loan portfolio. Partners with Relationship Managers to grow and develop a high quality and profitable loan portfolio. Daily ...

711 MS Smith Barney, LLC

Portfolio Associate

Raleigh, NC · On-site

$92K - $110K/yr

Position Summary The Portfolio Management (PM) Associate Director is a vital part of the Wealth ... Strong compliance record. Enjoys working with people and solving problems. Effective written and ...

711 MS Smith Barney, LLC

Portfolio Associate

Raleigh, NC · On-site

$92K - $110K/yr

Position Summary The Portfolio Management (PM) Associate Director is a vital part of the Wealth ... Strong compliance record. Enjoys working with people and solving problems. Effective written and ...

First Citizens

Portfolio Strategist Specialist

Raleigh, NC · On-site

$65 - $95/hr

Portfolio Review - Reviews portfolios regularly to ensure compliance with all applicable policies and procedures. Reports on discrepancies, trends, and other important information to the appropriate ...

next page

Showing results 1-20

All JobsPortfolio Compliance JobsPortfolio Compliance Jobs in Raleigh, NC

Portfolio Compliance information

See Raleigh, NC salary details

$30.6K

$96.2K

$201.7K

How much do portfolio compliance jobs pay per year?

As of Sep 5, 2026, the average yearly pay for portfolio compliance in Raleigh, NC is $96,187.00, according to ZipRecruiter salary data. Most workers in this role earn between $59,800.00 and $111,800.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a portfolio compliance professional?

To thrive as a Portfolio Compliance professional, you need a solid understanding of investment regulations, portfolio management processes, and financial analysis, often backed by a degree in finance, economics, or a related field. Familiarity with compliance monitoring systems, Bloomberg, and regulatory reporting tools, as well as certifications like CFA or CIPM, are typically required. Attention to detail, analytical thinking, and strong communication skills are crucial for identifying issues and collaborating with portfolio managers. These skills ensure regulatory adherence, risk mitigation, and the smooth operation of investment strategies within legal and ethical boundaries.

What are some common challenges faced by professionals in portfolio compliance roles, and how can they be addressed?

Professionals in portfolio compliance often encounter challenges such as staying current with evolving regulatory requirements, managing complex investment guidelines across multiple portfolios, and ensuring timely reporting. These challenges can be addressed through continuous professional development, leveraging compliance monitoring software, and maintaining strong communication with portfolio managers and legal teams. Developing a proactive approach to regulatory changes and fostering a culture of compliance within the organization also help mitigate risks and ensure smooth operations.

What is the difference between Portfolio Compliance vs Portfolio Manager?

AspectPortfolio CompliancePortfolio Manager
Primary FocusEnsuring investment portfolios adhere to regulations, policies, and risk parametersOverseeing investment strategies, asset allocation, and portfolio performance
Required CredentialsCertifications like CFA, compliance training, knowledge of regulationsCFAs, financial analysis certifications, investment experience
Work EnvironmentCompliance departments, financial institutions, asset management firmsInvestment firms, asset management companies, banks
Key ResponsibilitiesMonitoring portfolios for regulatory adherence, reporting, risk mitigationMaking investment decisions, managing client portfolios, strategic planning

While Portfolio Compliance focuses on ensuring portfolios meet legal and policy standards, Portfolio Managers are responsible for making investment decisions and managing assets to meet client goals. Both roles are essential in the investment industry but serve different functions.

What are popular job titles related to Portfolio Compliance jobs in Raleigh, NC?

For Portfolio Compliance jobs in Raleigh, NC, the most frequently searched job titles are:

What job categories do people searching Portfolio Compliance jobs in Raleigh, NC look for?

The top searched job categories for Portfolio Compliance jobs in Raleigh, NC are:

Portfolio Compliance jobs near you
Infographic showing various Portfolio Compliance job openings in Raleigh, NC as of August 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution, with an average salary of $96,187 per year, or $46.2 per hour.

Credit Portfolio Manager III

Atlantic Union Bank

Raleigh, NC • On-site

$52.02 - $86.80/hr

Full-time

Re-posted 2 days ago

Atlantic Union Bank rating

6.2

Company rating: 6.2 out of 10

Based on 7 frontline employees who took The Breakroom Quiz

155th of 175 rated banks

Job description

Responsible for providing an independent perspective in underwriting and managing complex Wholesale Banking loans and relationships up to the bank's legal lending limit. Partners with Relationship Managers, Credit Portfolio Managers, and the Credit Portfolio Management Team Leader in delivering credit solutions through: underwriting, portfolio management, deal team management, and extensive internal and external client interaction. Credit Portfolio Manager III is expected to be a subject matter expert (SME) in the respective portfolio and adheres to all regulatory and compliance guidelines.
Position Accountabilities
  • Lead the independent underwriting process for new and renewal opportunities for clients and prospects within an assigned portfolio. The position will be assigned to some of the more complex credits and larger portfolios within the Wholesale Bank.
  • Provide in-depth, independent analysis of financial statements, management competencies, industry impact, competitive dynamics, collateral, and guarantor support for new/renewal opportunities and other credit risk management deliverables.
  • Prepare detailed short or long-term financial projections within a vendor provided solution such as Moody's Risk Analyst or within an Excel spreadsheet.
  • Make recommendations to Relationship Managers and Credit Approvers regarding credit amount, structure, and policy compliance.
  • Manage assigned portfolio by proactively monitoring performance and trends, ensuring risk rating integrity, ensuring timely compliance with all covenants, identifying issues and following through for remediation, and assisting with compliance and regulatory reviews.
  • Participate or lead client calls with Relationship Manager for in-depth financial questions, deal information, collection of financial statements, and other portfolio management requirements
  • Participate in special projects to aid with the continuous improvement of portfolio management.
  • Adhere to all applicable laws and regulations governing bank operations, including compliance with Atlantic Union Bankshares' BSA/AML Policy and Procedures.
  • Prioritize new deal, renewal, and portfolio management requirements and coordinate as appropriate with clients and prospects, Relationship Managers, Credit Risk, Treasury Management, and other internal and external stakeholders.
  • This senior position may mentor CPMs I and II, as appropriate.

Organizational Relationship
This position reports to the Team Leader - Credit Portfolio Management.
Position Qualifications
Education & Experience
  • Bachelor's degree in Accounting or Finance and seven or more years of experience in a commercial lending environment

Knowledge & Skills
  • Experience across multiple lines of business, including but not limited to Commercial & Industrial, real estate development and builder lines, service, retail, commercial real estate, religious organizations and government. If supporting commercial real estate lenders, requisite skills would also include construction loan underwriting and administration (construction budgets, sources/uses, construction draw administration, property entitlement, lease analysis and property valuation principles).
  • Considered a SME for aligned industry, commercial credit and lending concepts, practices and regulations.
  • Advanced written and analytical skills to encompass an ability to analyze balance sheet structure, and income and cash flow trends.
  • Consistently demonstrates ability to make complex decisions and sound business judgments regarding business and lending activities
  • Skilled in the analysis of financial statements, tax returns and cash flows of commercial & industrial companies, or commercial & residential real estate companies (as applicable).
  • Knowledge of financial statement spreading, including proficiency in preparing pro-forma statements within Moody's or other software package.
  • Excellent written, oral and interpersonal skills, to include selling, structuring, negotiating, closing, maintenance, modifications and problem resolution
  • PC proficiency with Word and Excel, including the use of system and user generated formulas, macros, charts, and tables.
  • Ability to research industry sources needed for credit evaluations.
  • Strong organization skills with the ability to self-manage time and work flow to meet deadlines.
  • Ability to manage multiple projects at one time.
  • Ability to work independently as well as within a team environment

Salary offered will be based on several factors including but not limited to education, work experience, certifications, etc. This position is also eligible to participate in either an applicable incentive compensation plan for the position or a discretionary profit sharing bonus program. General information on our comprehensive benefits package can be found by visiting https://www.atlanticunionbank.com/about/careers/benefits.
We are proud to be an Equal Employment Opportunity employer. We maintain a drug-free workplace.
Equal Opportunity Employer
This employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights notice from the Department of Labor.

What Atlantic Union Bank employees say

Pay

Benefits

Hours and flexibility

Workplace

Get the full story on Breakroom

Apply