ZipRecruiter

Log In

1

Portfolio Compliance Jobs (NOW HIRING)

Arrowstreet Capital LP

Portfolio Compliance

Boston, MA · On-site

$90K - $275K/yr

Job Overview The Portfolio Compliance team is responsible for negotiating, establishing, interpreting and monitoring investment guidelines and the associated complex trading rules that are applicable ...

Arrowstreet Capital

Portfolio Compliance

Boston, MA · On-site

$90K - $275K/yr

Job Overview The Portfolio Compliance team is responsible for negotiating, establishing, interpreting and monitoring investment guidelines and the associated complex trading rules that are applicable ...

next page

Showing results 1-20

All JobsBusiness JobsOperations JobsCompliance Specialist JobsPortfolio Compliance Jobs

Portfolio Compliance information

See salary details

$31.5K

$98.9K

$207.5K

How much do portfolio compliance jobs pay per year?

As of Aug 22, 2026, the average yearly pay for portfolio compliance in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a portfolio compliance professional?

To thrive as a Portfolio Compliance professional, you need a solid understanding of investment regulations, portfolio management processes, and financial analysis, often backed by a degree in finance, economics, or a related field. Familiarity with compliance monitoring systems, Bloomberg, and regulatory reporting tools, as well as certifications like CFA or CIPM, are typically required. Attention to detail, analytical thinking, and strong communication skills are crucial for identifying issues and collaborating with portfolio managers. These skills ensure regulatory adherence, risk mitigation, and the smooth operation of investment strategies within legal and ethical boundaries.

What are some common challenges faced by professionals in portfolio compliance roles, and how can they be addressed?

Professionals in portfolio compliance often encounter challenges such as staying current with evolving regulatory requirements, managing complex investment guidelines across multiple portfolios, and ensuring timely reporting. These challenges can be addressed through continuous professional development, leveraging compliance monitoring software, and maintaining strong communication with portfolio managers and legal teams. Developing a proactive approach to regulatory changes and fostering a culture of compliance within the organization also help mitigate risks and ensure smooth operations.

What is the difference between Portfolio Compliance vs Portfolio Manager?

AspectPortfolio CompliancePortfolio Manager
Primary FocusEnsuring investment portfolios adhere to regulations, policies, and risk parametersOverseeing investment strategies, asset allocation, and portfolio performance
Required CredentialsCertifications like CFA, compliance training, knowledge of regulationsCFAs, financial analysis certifications, investment experience
Work EnvironmentCompliance departments, financial institutions, asset management firmsInvestment firms, asset management companies, banks
Key ResponsibilitiesMonitoring portfolios for regulatory adherence, reporting, risk mitigationMaking investment decisions, managing client portfolios, strategic planning

While Portfolio Compliance focuses on ensuring portfolios meet legal and policy standards, Portfolio Managers are responsible for making investment decisions and managing assets to meet client goals. Both roles are essential in the investment industry but serve different functions.

More about Portfolio Compliance jobs

What cities are hiring for Portfolio Compliance jobs?

Cities with the most Portfolio Compliance job openings:

What states have the most Portfolio Compliance jobs?

States with the most job openings for Portfolio Compliance jobs include:

What job categories do people searching Portfolio Compliance jobs look for?

The top searched job categories for Portfolio Compliance jobs are:

Portfolio Compliance jobs near you
Infographic showing various Portfolio Compliance job openings in the United States as of August 2026, with employment types broken down into 100% Full Time. Highlights an 88% In-person, 6% Hybrid, and 6% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Portfolio Compliance

Arrowstreet Capital LP

Boston, MA • On-site

$90K - $275K/yr

Full-time

Posted 4 days ago

Job description

Job Overview
The Portfolio Compliance team is responsible for negotiating, establishing, interpreting and monitoring investment guidelines and the associated complex trading rules that are applicable to the firm and its clients. The team partners with our portfolio management and investment services teams to support new investment initiatives across the firm's global equity and derivative trading strategies and across developed, emerging and frontier markets. The Portfolio Compliance team also works closely with the firm's regulatory compliance, legal, and client relationship teams on regulatory and contractual matters relating to trading activities.
We are seeking an experienced, senior compliance professional with an interest in automation and technology-enabled solutions to lead our team. The position will provide an individual with opportunities to apply their experience and analytical skills to a wide variety of projects and technological enhancements.
Responsibilities
  • Lead a team responsible for ensuring that proposed trades are in compliance with applicable investment guidelines set forth by client contracts, offering memorandums and applicable regulations.
  • Partner with our portfolio management team, investment services team, client relationship team and legal teams to draft and negotiate investment guidelines with clients, taking into account client objectives, the firm's investment process, operational capabilities and other internal requirements.
  • Initiate and lead efforts to identify, test and implement systematic enhancements to existing workflows.
  • Support new investment initiatives and compliance with regulatory changes by identifying, testing and implementing automated solutions to address new operational requirements.
  • Analyze client guidelines and restrictions in support of new portfolio management initiatives.
  • Oversee the proper set-up of client guidelines and client restrictions within the compliance system.
  • Oversee the analysis and resolution daily portfolio compliance alerts and warning reports.
  • Oversee portfolio rebalance sessions.
  • Communicate with clients and internal senior audiences on investment guideline related matters.

Qualifications
  • 10+ years of experience in the asset management industry, preferably at an established investment manager, with at least 5 years of experience in portfolio guideline compliance
  • Experience leading teams and large-scale projects, including projects related to third-party compliance systems
  • Demonstrated experience communicating and collaborating with clients on investment guideline related matters
  • Ability to thrive in a dynamic, fast-paced environment and prioritize under tight deadlines
  • Self-starter that works proactively and thinks both strategically and tactically
  • Demonstrated ability to identify, design and implement improvements to existing processes and procedures with a keen interest in the use of technology, including as it relates to leveraging AI
  • Ability to prioritize and effectively manage competing priorities and projects while maintaining a strong attention to detail
  • Strong analytical and organizational skills
  • Effectively collaborates across teams/functions
  • Excellent communication skills - oral and written
  • Comfortable communicating and collaborating directly with clients
  • Experience managing teams

The base salary range for this position is $90,000 - $275,000 per year.
Arrowstreet Capital operates a robust talent acquisition program, and we also seek to compensate and reward our employees competitively within our industry and in line with our merit-based culture. Our approach to total compensation includes base salaries and annual discretionary bonuses, as well as a robust benefits package. The determination of a successful candidate's base salary placement within the listed range will vary based on the candidate's relevant experience and qualifications (which may also include relevant certifications, credentials and other education), the job responsibilities and scope, the commensurate resulting level of the position and other relevant factors. The listed range is also an estimate, and additional information regarding base salary and other elements of total compensation offered by Arrowstreet Capital to successful applicants will be communicated during the recruitment process.
Arrowstreet Capital is a Boston-based systematic investment firm that manages global equity portfolios for institutional investors around the world.
All qualified applicants will receive consideration for employment without regard to sex, race, color, religion, national origin, ancestry, genetic information, age, pregnancy, medical condition, disability, veteran or military status, marital status or any other characteristic protected by federal, state, or local law.
Arrowstreet Capital is committed to working with and providing reasonable accommodations for qualified individuals with disabilities and disabled veterans. If you need a reasonable accommodation for any part of the employment process due to a disability, contact us to discuss the nature of your request and contact information.

Apply