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Portfolio Compliance Jobs (NOW HIRING)

Victory Capitel

Investment Compliance Associate

Boston, MA · On-site

$97K - $115K/yr

Portfolio Compliance Associate Victory Capital | Boston, MA About Victory Capital: Victory Capital (NASDAQ: VCTR) is a diversified global asset management firm. We serve institutional, intermediary ...

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Portfolio Compliance information

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$31.5K

$98.9K

$207.5K

How much do portfolio compliance jobs pay per year?

As of Jul 19, 2026, the average yearly pay for portfolio compliance in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What are some common challenges faced by professionals in portfolio compliance roles, and how can they be addressed?

Professionals in portfolio compliance often encounter challenges such as staying current with evolving regulatory requirements, managing complex investment guidelines across multiple portfolios, and ensuring timely reporting. These challenges can be addressed through continuous professional development, leveraging compliance monitoring software, and maintaining strong communication with portfolio managers and legal teams. Developing a proactive approach to regulatory changes and fostering a culture of compliance within the organization also help mitigate risks and ensure smooth operations.

How much does a JP Morgan compliance officer make?

A JP Morgan compliance officer typically earns between $70,000 and $130,000 annually, depending on experience, location, and level of seniority. Compensation may also include bonuses and benefits, with higher salaries often associated with specialized skills and certifications such as CAMS or CRCM.

What is the highest paying job in compliance?

The highest paying roles in compliance often include Chief Compliance Officer (CCO) and Director of Compliance, with salaries exceeding $150,000 annually. These positions require extensive experience, leadership skills, and often industry-specific certifications such as Certified Compliance & Ethics Professional (CCEP).

What is portfolio compliance?

Portfolio compliance refers to ensuring that an investment portfolio adheres to specific regulatory, legal, and internal guidelines. It involves monitoring asset allocations, risk levels, and investment restrictions using compliance tools and maintaining documentation to meet industry standards and client requirements.

What are the key skills and qualifications needed to thrive as a Portfolio Compliance professional, and why are they important?

To thrive as a Portfolio Compliance professional, you need a solid understanding of investment regulations, portfolio management processes, and financial analysis, often backed by a degree in finance, economics, or a related field. Familiarity with compliance monitoring systems, Bloomberg, and regulatory reporting tools, as well as certifications like CFA or CIPM, are typically required. Attention to detail, analytical thinking, and strong communication skills are crucial for identifying issues and collaborating with portfolio managers. These skills ensure regulatory adherence, risk mitigation, and the smooth operation of investment strategies within legal and ethical boundaries.

What is the difference between Portfolio Compliance vs Portfolio Manager?

AspectPortfolio CompliancePortfolio Manager
Primary FocusEnsuring investment portfolios adhere to regulations, policies, and risk parametersOverseeing investment strategies, asset allocation, and portfolio performance
Required CredentialsCertifications like CFA, compliance training, knowledge of regulationsCFAs, financial analysis certifications, investment experience
Work EnvironmentCompliance departments, financial institutions, asset management firmsInvestment firms, asset management companies, banks
Key ResponsibilitiesMonitoring portfolios for regulatory adherence, reporting, risk mitigationMaking investment decisions, managing client portfolios, strategic planning

While Portfolio Compliance focuses on ensuring portfolios meet legal and policy standards, Portfolio Managers are responsible for making investment decisions and managing assets to meet client goals. Both roles are essential in the investment industry but serve different functions.

What jobs pay 500,000 a year in the US?

In the field of portfolio compliance, high-paying roles such as senior compliance officers, risk managers, or compliance directors in financial firms can reach or exceed $500,000 annually, especially with bonuses and incentives. These positions typically require extensive experience, advanced certifications like CFA or CPA, and strong knowledge of financial regulations and risk management tools.
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Portfolio Compliance jobs near you

Officer, Portfolio Compliance

Climate United FUND

Bethesda, MD • On-site, Remote

$70K - $80K/yr

Full-time

Re-posted 22 days ago

Job description

About Climate United Fund
Climate United Fund will use funding from the EPA under the Inflation Reduction Act to rapidly deploy low- and zero-emission products, technologies, and services to all American communities in order to (1) reduce GHG emissions and other forms of air pollutants; (2) bring direct benefits to American communities in the form of energy security, energy savings, cleaner air, and quality jobs; and (3) transform the capital markets so they can drive an equitable clean energy transition at scale. Visit Climate United (weareclimateunited.org) for more information. Climate United will focus its investments in Distributed Power Generation and Storage, Building Decarbonization and Electric Transportation. Calvert Impact, Inc., a 501(c)(3) nonprofit ("Calvert Impact"), is the sole member of Climate United Fund.
Job Description:
Climate United Fund, a 501(c)(3) nonprofit ("Climate United"), is seeking a full-time Portfolio Compliance Officer to ensure adherence to regulatory requirements and programmatic standards in the deployment of funds from the National Clean Investment Fund. Reporting to the Director of Program Compliance, the Portfolio Compliance Officer will play a pivotal role in safeguarding the integrity of our grant programs and driving the organization's mission forward.
Key Responsibilities:
  • Develop and implement a robust portfolio compliance framework to align with regulatory mandates and award terms, specifically to ensure that financial assistance is provided to qualified projects.

  • Collaborate with cross-functional teams including investments, finance, and legal to integrate compliance measures into portfolio management processes.

  • Serve as primary contact person for portfolio partners to ensure compliance and provide technical assistance and trainings for portfolio partners as needed.

  • Conduct periodic reviews (both internal and of portfolio partners) to assess the effectiveness of portfolio compliance controls and identify areas for improvement.

  • Stay abreast of evolving regulatory requirements and industry best practices, and proactively adapt compliance strategies as needed.

  • Be part of a team of compliance professionals, fostering a culture of excellence and accountability.

  • Champion a culture of compliance and ethics across the organization, promoting awareness and understanding of compliance obligations among staff members.

Required Qualifications:
  • 5+ years of experience in compliance management, with a focus on federal grant compliance and regulatory affairs.

  • In-depth knowledge of relevant federal regulations, including 2 CFR Part 200 and OMB circulars, pertaining to grant management and reporting and preferably experience with David Bacon Act or Build America Buy America.

  • Proven track record of implementing compliance programs in complex organizational settings.

  • Excellent communication and interpersonal abilities, with the capacity to engage and influence stakeholders at all levels.

  • Strategic thinker with the ability to align compliance initiatives with project goals.

  • Bachelor's degree in a relevant field; advanced certification or degree preferred.

  • Passionate about the mission and work of Climate United, Calvert Impact, and committed to justice, equity, diversity, and inclusion.

  • Willingness to travel up to 10%, primarily within the US, and ability to work from the Washington, DC area or be willing to come into the office quarterly for team collaboration.

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