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Osj Branch Manager Jobs (NOW HIRING)

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Advisor Group Inc.

Branch Office Examiner

Scottsdale, AZ · On-site

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ, Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ Managers ...

Osaic

Branch Office Examiner

Saint Petersburg, FL · On-site

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

La Vista, NE · On-site

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Petersburg, VA · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Oakdale, MN · On-site

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Advisor Group

Branch Office Examiner

Scottsdale, AZ · On-site

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Scottsdale, AZ · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

Saint Petersburg, FL · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Osaic

Branch Office Examiner

La Vista, NE · On-site +1

$65K - $75K/yr

Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations ... Branch Examiner experience. FINRA Series 24, FINRA Series 65 and/ or 66 preferred. #LI-Remote Equal ...

Osaic

Branch Office Examiner

Oakdale, MN · On-site +1

$65K - $75K/yr

Review exam findings with OSJ and Satellite Branch Managers. * Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner. * Educate OSJ ...

Corebridgefinancial

Branch Office Examiner, Compliance

OR · On-site +1

$65K - $75K/yr

About the role The Branch Office Examiner is responsible for the following: * Conduct approximately ... Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations ...

American General Life Insurance Company

WI · On-site

$65K - $75K/yr

About the role The Branch Office Examiner is responsible for the following: * Conduct approximately ... Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations ...

Corebridgefinancial

Branch Office Examiner, Compliance

$65K - $75K/yr

About the role The Branch Office Examiner is responsible for the following: * Conduct approximately ... Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations ...

Corebridge Financial, Inc.

$65K - $75K/yr

About the role The Branch Office Examiner is responsible for the following: * Conduct approximately ... Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations ...

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Osj Branch Manager information

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$28.5K

$74K

$118.5K

How much do osj branch manager jobs pay per year?

As of Sep 10, 2026, the average yearly pay for osj branch manager in the United States is $73,974.00, according to ZipRecruiter salary data. Most workers in this role earn between $57,000.00 and $86,000.00 per year, depending on experience, location, and employer.

What is an OSJ Branch Manager?

An OSJ (Office of Supervisory Jurisdiction) Branch Manager is a financial professional responsible for overseeing the operations and regulatory compliance of a branch or group of branches within a broker-dealer firm. They supervise registered representatives, ensure adherence to industry regulations, conduct audits, review transactions, and implement firm policies. OSJ Branch Managers play a critical role in maintaining ethical standards and protecting both the firm and its clients from regulatory risks. They typically have significant experience in the financial services industry and must be registered with FINRA, often holding licenses such as the Series 24.

What are the key skills and qualifications needed to thrive as an OSJ Branch Manager?

To thrive as an OSJ (Office of Supervisory Jurisdiction) Branch Manager, you need a deep understanding of financial services regulations, supervisory experience, and relevant securities licenses such as Series 7, 24, and 63 or 66. Familiarity with compliance monitoring systems, CRM platforms, and financial reporting tools is typically required. Strong leadership, decision-making, and interpersonal communication skills set exceptional candidates apart in this role. These competencies ensure effective oversight of branch operations, regulatory compliance, and the development of high-performing teams within a financial advisory environment.

What are some of the key challenges an OSJ Branch Manager may face in balancing compliance responsibilities with business growth?

An OSJ Branch Manager often navigates the dual responsibility of ensuring strict regulatory compliance while also supporting advisors in growing their client base. One of the main challenges is implementing and monitoring policies that meet FINRA and SEC requirements without creating unnecessary administrative burdens that could hinder productivity. Additionally, the manager must foster a collaborative environment where compliance is part of the branch culture, all while mentoring advisors and helping them achieve their business goals. Effective communication, regular training, and staying updated on regulatory changes are essential to successfully balancing these demands.

What is the difference between Osj Branch Manager vs Osj Financial Advisor?

AspectOsj Branch ManagerOsj Financial Advisor
Required CredentialsSeries 7, 24, 63/65 licenses, relevant experienceSeries 7, 66, 63 licenses, CFP or similar certifications often preferred
Work EnvironmentOversees branch operations, manages staff, ensures complianceProvides financial advice, builds client relationships, recommends investment strategies
Employer & Industry UsageUsed in brokerage firms, financial institutionsCommon in wealth management, financial planning firms

The Osj Branch Manager primarily manages branch operations and staff, requiring licenses like Series 7 and 24, and focuses on compliance and team leadership. In contrast, the Osj Financial Advisor concentrates on client financial planning, offering investment advice, often holding certifications like CFP. Both roles are integral in the financial industry but serve different functions within the same environment.

Is Osj Branch Manager a stressful job?

The Osj Branch Manager role can be stressful due to responsibilities such as overseeing daily operations, managing staff, and meeting sales targets. The job often requires strong leadership, problem-solving skills, and the ability to handle high-pressure situations in a fast-paced environment.

What states have the most Osj Branch Manager jobs?

States with the most job openings for Osj Branch Manager jobs include:

What are popular job titles related to Osj Branch Manager jobs?

For Osj Branch Manager jobs, the most frequently searched job titles are:

Infographic showing various Osj Branch Manager job openings in the United States as of September 2026, with employment types broken down into 87% Full Time, 12% Part Time, and 1% Contract. Highlights an 86% Physical, 2% Hybrid, and 12% Remote job distribution, with an average salary of $73,974 per year, or $35.6 per hour.

Branch Office Examiner

Oakdale, MN • On-site, Remote

Osaic
Finance and Insurance • 1 - 5K employees
Learn more about Osaicexternal

$65K - $75K/yr

Full-time

Medical, Dental, Vision, Retirement

Re-posted 19 days ago

Key responsibilities

  • Conduct onsite branch exams to evaluate compliance of branch activities with applicable regulations.

  • Schedule, prepare for, and review exam findings with branch managers and relevant departments.

  • Educate branch staff on industry rules, regulations, and firm policies during examinations.

Osaic rating

8.1

Company rating: 8.1 out of 10

Based on 12 frontline employees who took The Breakroom Quiz

Job description

Current Employees and Contractors Apply HereOsaic Careers

REMOTE Compliance Risk Opportunity in Financial Services

Branch Office Examiner

Location(s): Open to Qualified Remote Applicants in the United States

Role Type:Full-time

Salary: $65,000 - $75,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.

Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:https://careers.osaic.com/Creative/Benefits.

Summary:

Osaic is currently seeking a Branch Office Examiner in our Branch Exam department. This is an outstanding opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors affiliated with Osaic Our employees are the "how" and the "why" of Osaic's success. This position is responsible for administering Branch Exams to Financial Advisors affiliated with Osaic's Broker Dealers. The branch exams involve independently inspecting and evaluating branch activities to assess and/or monitor compliance of applicable regulations and to ensure adherence to compliance of all applicable regulations.

Education Requirements:

  • Bachelor's degree preferred, high school diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.

Responsibilities:

  • Conduct approximately 85-100 onsite exams per year.
  • Travel independently up to 50% of the time for onsite branch examinations.
  • Schedule and discuss exam expectations with the OSJ and Satellite branches.
  • Prepare for each exam by generating and analyzing various reports.
  • Review exam findings with OSJ and Satellite Branch Managers.
  • Send exam reports to OSJ and Satellite Branch Managers, Supervision and Compliance departments in a timely manner.
  • Educate OSJ Managers, Financial Advisors and support staff on various industry rules, regulations, and firm policies during the exam.
  • Identify and share best practices with OSJ Managers regarding supervisory systems during the exam.

Basic Requirements:

  • Minimum 3 years Independent Broker-Dealer experience.
  • FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.
  • Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable annuities, alternative investments, stocks, and bonds.
  • Strong verbal and written communications skills required.
  • Basic knowledge and understanding of the Firm's and Regulatory Policies
  • Basic proficiency in information technology and skills used to communicate electronically, organize activities and analyze information.
  • Must be detail-oriented, investigative and the ability to work independently.

Preferred Requirements:

  • Branch Examiner experience.
  • FINRA Series 24, FINRA Series 65 and/ or 66 preferred.

#LI-Remote

Current Employees and Contractors Apply Here

What Osaic employees say

Pay

Benefits

Hours and flexibility

Workplace

Get the full story on Breakroom

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About Osaic

Sourced by ZipRecruiter

Industry

Finance and insurance

Company size

1,001 - 5,000 Employees

Headquarters location

Phoenix, AZ, US

Year founded

2016

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