Have experience dealing with a range of asset and wealth management transactions, including strategic majority and minority investments, sales, spin-outs and lift-outs, capital markets transactions ...
Quick apply
Have experience dealing with a range of asset and wealth management transactions, including strategic majority and minority investments, sales, spin-outs and lift-outs, capital markets transactions ...
Quick apply
Have experience dealing with a range of asset and wealth management transactions, including strategic majority and minority investments, sales, spin-outs and lift-outs, capital markets transactions ...
$60K - $120K/yr
The Investment Executive is responsible for developing new business and providing prospects with ... Completes appropriate documentation as required by the Bank and broker-dealer and maintains a full ...
$60K - $120K/yr
The Investment Executive is responsible for developing new business and providing prospects with ... Completes appropriate documentation as required by the Bank and broker-dealer and maintains a full ...
Have experience dealing with a range of asset and wealth management transactions, including strategic majority and minority investments, sales, spin-outs and lift-outs, capital markets transactions ...
Quick apply
Have experience dealing with a range of asset and wealth management transactions, including strategic majority and minority investments, sales, spin-outs and lift-outs, capital markets transactions ...
Hyannis, MA ยท On-site
$60K - $120K/yr
Completes appropriate documentation as required by the Bank and broker-dealer and maintains a full ... Extensive knowledge of investment and insurance products and services and their application and ...
Quick apply
Hyannis, MA ยท On-site
$60K - $120K/yr
Completes appropriate documentation as required by the Bank and broker-dealer and maintains a full ... Extensive knowledge of investment and insurance products and services and their application and ...
Have experience dealing with a range of asset and wealth management transactions, including strategic majority and minority investments, sales, spin-outs and lift-outs, capital markets transactions ...
Quick apply
Have experience dealing with a range of asset and wealth management transactions, including strategic majority and minority investments, sales, spin-outs and lift-outs, capital markets transactions ...
We're backed by some of the most prominent technology investors and were most recently valued at $7 ... The Dealer Development Manager is also responsible for staying up-to-date on local market ...
We're backed by some of the most prominent technology investors and were most recently valued at $7 ... The Dealer Development Manager is also responsible for staying up-to-date on local market ...
Knoxville, TN ยท On-site
USICG is an affiliate of both USI Securities, Inc. (a broker-dealer, Member FINRA/SIPC) and USI Advisors, Inc. (a federally registered investment adviser) and a wholly owned subsidiary of USI ...
Knoxville, TN ยท On-site
USICG is an affiliate of both USI Securities, Inc. (a broker-dealer, Member FINRA/SIPC) and USI Advisors, Inc. (a federally registered investment adviser) and a wholly owned subsidiary of USI ...
Jacksonville, FL ยท On-site
The role: As a SoFi Investment Specialist, you will work with existing SoFi members and new ... Show curiosity and confidence when dealing with clients and able to ask for help when needed
Jacksonville, FL ยท On-site
The role: As a SoFi Investment Specialist, you will work with existing SoFi members and new ... Show curiosity and confidence when dealing with clients and able to ask for help when needed
We're backed by some of the most prominent technology investors and were most recently valued at $7 ... The Dealer Development Manager is also responsible for staying up-to-date on local market ...
We're backed by some of the most prominent technology investors and were most recently valued at $7 ... The Dealer Development Manager is also responsible for staying up-to-date on local market ...
Knoxville, TN ยท On-site
USICG is an affiliate of both USI Securities, Inc. (a broker-dealer, Member FINRA/SIPC) and USI Advisors, Inc. (a federally registered investment adviser) and a wholly owned subsidiary of USI ...
Knoxville, TN ยท On-site
USICG is an affiliate of both USI Securities, Inc. (a broker-dealer, Member FINRA/SIPC) and USI Advisors, Inc. (a federally registered investment adviser) and a wholly owned subsidiary of USI ...
The Investment Specialist will be a key member of the SEI Access Team, focusing on advisor ... Experience at a fintech, wealth tech, RIA, Broker-Dealer or banking firm a plus * Highly motivated ...
The Investment Specialist will be a key member of the SEI Access Team, focusing on advisor ... Experience at a fintech, wealth tech, RIA, Broker-Dealer or banking firm a plus * Highly motivated ...
USICG is an affiliate of both USI Securities, Inc. (a broker-dealer, Member FINRA/SIPC) and USI Advisors, Inc. (a federally registered investment adviser) and a wholly owned subsidiary of USI ...
USICG is an affiliate of both USI Securities, Inc. (a broker-dealer, Member FINRA/SIPC) and USI Advisors, Inc. (a federally registered investment adviser) and a wholly owned subsidiary of USI ...
Hyannis, MA ยท On-site
$60K - $120K/yr
Completes appropriate documentation as required by the Bank and broker-dealer and maintains a full ... Extensive knowledge of investment and insurance products and services and their application and ...
Hyannis, MA ยท On-site
$60K - $120K/yr
Completes appropriate documentation as required by the Bank and broker-dealer and maintains a full ... Extensive knowledge of investment and insurance products and services and their application and ...
We're backed by some of the most prominent technology investors and were most recently valued at $7 ... The Dealer Development Manager is also responsible for staying up-to-date on local market ...
We're backed by some of the most prominent technology investors and were most recently valued at $7 ... The Dealer Development Manager is also responsible for staying up-to-date on local market ...
Boston, MA ยท On-site
$175K - $225K/yr
Job Title: Investment Banking Associate Reports to: Head of Investment Banking Department ... The firm is a broker-dealer registered with the United States Securities and Exchange Commission ...
Boston, MA ยท On-site
$175K - $225K/yr
Job Title: Investment Banking Associate Reports to: Head of Investment Banking Department ... The firm is a broker-dealer registered with the United States Securities and Exchange Commission ...
Boston, MA ยท On-site
$175K - $225K/yr
Job Title: Investment Banking Associate Reports to: Head of Investment Banking Department ... The firm is a broker-dealer registered with the United States Securities and Exchange Commission ...
Boston, MA ยท On-site
$175K - $225K/yr
Job Title: Investment Banking Associate Reports to: Head of Investment Banking Department ... The firm is a broker-dealer registered with the United States Securities and Exchange Commission ...
$175K - $225K/yr
Job Title: Investment Banking Associate Reports to: Head of Investment Banking Department ... The firm is a broker-dealer registered with the United States Securities and Exchange Commission ...
$175K - $225K/yr
Job Title: Investment Banking Associate Reports to: Head of Investment Banking Department ... The firm is a broker-dealer registered with the United States Securities and Exchange Commission ...
$25.44 - $38.16/hr
Assists Investment Officers by obtaining bids/offers for money market instruments and bonds under time pressures; placing the order with broker-dealer , following any prescribed procedures to ...
$25.44 - $38.16/hr
Assists Investment Officers by obtaining bids/offers for money market instruments and bonds under time pressures; placing the order with broker-dealer , following any prescribed procedures to ...
Edina, MN ยท On-site
$65K - $75K/yr
Clark Wealth Management & Insurance Services is not a registered investment adviser, broker-dealer, insurance agency or federal savings bank. Northwestern Mutual is the marketing name for The ...
Edina, MN ยท On-site
$65K - $75K/yr
Clark Wealth Management & Insurance Services is not a registered investment adviser, broker-dealer, insurance agency or federal savings bank. Northwestern Mutual is the marketing name for The ...
Spokane, WA ยท On-site
$25.44/hr
Assists Investment Officers by obtaining bids/offers for money market instruments and bonds under time pressures; placing the order with broker-dealer , following any prescribed procedures to ...
Spokane, WA ยท On-site
$25.44/hr
Assists Investment Officers by obtaining bids/offers for money market instruments and bonds under time pressures; placing the order with broker-dealer , following any prescribed procedures to ...
$40K - $56.5K
3% of jobs
$56.5K - $73.1K
0% of jobs
$73.1K - $89.6K
2% of jobs
$89.6K - $106.2K
8% of jobs
$121.3K is the 25th percentile. Wages below this are outliers.
$106.2K - $122.7K
13% of jobs
$122.7K - $139.3K
10% of jobs
$139.3K - $155.8K
13% of jobs
The median wage is $157.5K / yr.
$155.8K - $172.4K
10% of jobs
$172.4K - $188.9K
14% of jobs
$191.3K is the 75th percentile. Wages above this are outliers.
$188.9K - $205.5K
15% of jobs
$205.5K - $222K
13% of jobs
$40K
$158.8K
$222K
| Aspect | Investment Dealer | Financial Advisor |
|---|---|---|
| Required Credentials | Canadian Securities Course (CSC), Conduct and Practices Handbook (CPH), licensing exams | CSC, CPH, and often additional certifications like CFP |
| Work Environment | Licensed brokerage firms, trading floors, investment firms | Independent or bank branches, client offices |
| Employer & Industry Usage | Financial institutions, brokerage firms, securities industry | Banks, independent advisory firms, insurance companies |
Investment Dealers primarily focus on executing trades, managing securities portfolios, and complying with regulatory requirements. Financial Advisors concentrate on providing personalized financial planning, investment advice, and building client relationships. While both roles require similar certifications, their daily tasks and work environments differ significantly.
Cities with the most Investment Dealer job openings:
For Investment Dealer jobs, the most frequently searched job titles are:

Pittsburgh, PA โข On-site
Full-time
PTO
Re-posted 8 days ago
One of the world’s leading international law firms, seeks to hire a highly qualified midlevel associate with law firm experience and excellent academic credentials to join their investment management practice in the Pittsburgh office. This position may be resident in Boston, New York, Philadelphia, San Francisco or Washington, DC.
Key responsibilities
Salary/Benefits
$275k - $330k
Discretionary merit bonuses
Clerkship bonuses
Referral bonus program
Paid vacation and sick/personal leave
10 paid holidays annually
Many other benefits
Key Qualifications
Apply now or contact us for more information