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Investment Audit Manager Jobs (NOW HIRING)

Audit Manager

Covington, KY ยท On-site

$100K - $132K/yr

Job Title Audit Manager Note: Fidelity will not provide immigration sponsorship for this position ... 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities ...

Audit Manager

Covington, KY ยท On-site

$100K - $132K/yr

Job Title Audit Manager Note: Fidelity will not provide immigration sponsorship for this position ... 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities ...

Senior Audit Manager-Investments

Parsippany, NJ ยท On-site

$90K - $124K/yr

As a Senior Manager, you will be part of IAG's Finance Audit Team in the New York, NY office. You ... Lead Investment audits including SOX testing coverage to ensure that audit projects and ...

Audit Manager

Charleston, SC ยท On-site

$97K - $127K/yr

What: Provide audit and attest services for a wide range of private investment funds while managing engagements, developing staff, and building strong client relationships. When: Full-time ...

Audit Manager

Charleston, SC ยท Hybrid

$97K - $127K/yr

What: Provide audit and attest services for a wide range of private investment funds while managing engagements, developing staff, and building strong client relationships. When: Full-time ...

Senior Audit Manager-Investments

New York, NY ยท On-site

$98K - $135K/yr

As a Senior Manager, you will be part of IAG's Finance Audit Team in the New York, NY office. You ... Lead Investment audits including SOX testing coverage to ensure that audit projects and ...

Audit Manager

Owings Mills, MD ยท Hybrid

$99K - $130K/yr

Role Summary The Audit Manager is a key member of the Internal Audit function in providing ... Certified Internal Auditor or Certified Investments & Derivatives Auditor. FINRA Requirements FINRA ...

Audit Manager

Lincolnshire, IL ยท On-site

$110K - $142K/yr

Audit Manager Location: Lincolnshire, IL Work Arrangement: On-site Salary: $110,000-$142,000/year ... The firm works closely with privately held companies, business owners, investment-backed ...

Audit Manager

Laguna Hills, CA ยท On-site

$110K - $145K/yr

Audit Manager The Audit Manager works closely with Partners and clients to facilitate orderly ... Invest in professional development through active participation in training sessions and networking ...

Audit Manager

Rancho Cucamonga, CA ยท On-site

$105K - $138K/yr

AUDIT MANAGER The Audit Manager works closely with Partners and clients to facilitate orderly ... Evaluate performance and participate in individual's performance appraisal process - Invest in ...

Audit Manager

Irvine, CA ยท On-site

$111K - $145K/yr

They invest in their people and their on-going professional growth, since we know they are the ... Audit Manager in their growing firm. We seek practical, yet creative, audit specialists with 5 - 8 ...

Audit Manager

Lakewood, NJ ยท On-site

$102K - $134K/yr

Audit Manager Opportunity Are you an experienced Audit Manager looking for an opportunity with a ... Apply today to join a firm that truly values and invests in its team members. All qualified ...

New

Audit Manager

Covington, KY ยท On-site

$100 - $125/hr

As an Audit Manager you will provide independent and objective audit and advisory services that ... Fidelity Investments is an equal opportunity employer. Accommodations Fidelity will reasonably ...

Audit Manager

Surprise, AZ ยท On-site

$130K - $170K/yr

Audit Manager, CPA Assurance Leadership | Client Advisory | Team Development | Career Advancement ... investors, nonprofit entities, construction companies, and closely held businesses while leading ...

Audit Manager

Surprise, AZ ยท On-site

$150 - $200/hr

Audit Manager, CPA Assurance Leadership | Client Advisory | Team Development | Career Advancement ... investors, nonprofit entities, construction companies, and closely held businesses while leading ...

Audit Manager

Redwood City, CA ยท On-site

$120K - $157K/yr

Audit Manager Advance your career with us and be a part of a five-decade legacy of working with the ... estate, investment/private equity, professional services, distribution companies, and ...

Audit Manager

New York, NY ยท On-site

$113K - $149K/yr

A minimum of 5 years of audit experience, preferably in insurance, reinsurance, health/benefits, and/or investments/wealth management What makes you stand out: * Strong project management skills ...

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Showing results 1-20

Investment Audit Manager information

See salary details

$61K

$120.2K

$157.5K

How much do investment audit manager jobs pay per year?

As of Sep 9, 2026, the average yearly pay for investment audit manager in the United States is $120,236.00, according to ZipRecruiter salary data. Most workers in this role earn between $104,000.00 and $136,500.00 per year, depending on experience, location, and employer.

What are popular job titles related to Investment Audit Manager jobs?

For Investment Audit Manager jobs, the most frequently searched job titles are:

Audit Manager- Investment Management

Pennington, NJ โ€ข On-site

Regal Executive Search
Recruiting and Staffing Servicesย โ€ขย 1 - 10 employees

$105K - $137K/yr

Full-time

Re-posted 6 days ago


Job description


Audit Manager - Investment Management
The role of an Audit Manager:
Oversees and executes assigned areas of audit work, providing day to day coaching and guidance to teammates. Executes audit strategy for the sound application of risk based auditing by defining audit scope, audit program, and test procedures. Typically acts as Auditor-in-Charge (AIC). Demonstrates strategic thinking and supports change.
Oversees audit testing to ensure timely execution within quality standards and conformance to audit policies and procedures. Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or trends. Drafts quality and timely audit reports and shares results with business leaders. Manages business partner relationships when conducting specific audits; primary engagement is with line management. Exercises critical thinking and judgment to effectively influence management to improve the control environment. When leading an audit engagement, is responsible for day to day coaching, mentoring, and performance feedback. Fosters an inclusive work environment.
Responsibilities:
Provides expertise, advice and counsel based on advanced business and/or audit experience within wealth management and investment management complex businesses.
Provides leadership for projects and audit activities over portfolio and asset management activities.
Proactively implements audit strategy for the sound application of risk based practices
Exercises judgment and influences the business and peers.
Build and maintain key relationships with stakeholders.
Required Skills:
  • At least 5 years of asset/investment management experience in audit, the line of business and/or other related control/risk/compliance function experience
  • Knowledge of asset/investment management services and supporting operations within a wealth management business including portfolio management, portfolio construction, trading, and wealth advisory services
  • Knowledge of applicable laws and regulatory requirements including banking (OCC 12, CFR 9) and broker/dealer regulations (FINRA, SEC)
  • Excellent communication skills; Verbal / Written Communication (Executive Summary)
    Proficient work paper review skills
  • Excellent risk assessment skills
  • In-depth product knowledge
  • Ability to influence your business partner
  • Strong project management skills
  • Strong coach and trainer
  • Associate performance management
  • Displays personal courage and makes difficult decisions
  • Basic Analytical / Automation Skills; Strong understanding of principles
  • Critical Thinking / Problem Solving

Desired Credentials:
  • CFA, Certificate in Investment Performance Measurement, Certified Trust and Financial Advisor, CIA, or other investment related certification or licensing, MBA or CPA

Meet Your Recruiter
Tim Bramley