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Investment Advisor Associate Jobs in Spring, TX (NOW HIRING)

Doeren Mayhew

Investment Banking Associate

Houston, TX · On-site

Doeren Mayhew Capital Advisors (DMCA) is a middle-market investment banking firm with offices in ... Doeren Mayhew Capital Advisors is seeking an Associate to join our team . The investment banking ...

Renewa, LLC

Investment Associate

Houston, TX

... Associate to support investment underwriting, portfolio analysis, and strategic decision making ... While we are appreciative of all applications we receive, we advise that only candidates under ...

Texascapitalbank

Sr Private Client Advisor

Houston, TX · On-site

Equally important, they bring commitment - investing the time and resources to understand our ... service associates The duties listed above are the essential functions, or fundamental duties ...

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All JobsInvestment Advisor Associate JobsInvestment Advisor Associate Jobs in Spring, TX

Investment Advisor Associate information

See Spring, TX salary details

$34.3K

$59.8K

$100.1K

How much do investment advisor associate jobs pay per year?

As of Jun 13, 2026, the average yearly pay for investment advisor associate in Spring, TX is $59,762.00, according to ZipRecruiter salary data. Most workers in this role earn between $35,600.00 and $73,400.00 per year, depending on experience, location, and employer.

What does an investment associate do?

An investment associate supports financial advisors or portfolio managers by conducting research, analyzing investment options, preparing client reports, and assisting with portfolio management. They often use financial software and may need relevant certifications such as the Series 7 or Series 63, working in a fast-paced environment to help clients achieve their financial goals.

What are Investment Advisor Associates?

Investment Advisor Associates are financial professionals who support investment advisors or financial advisors in managing client portfolios, conducting research, and providing financial planning services. They often help with preparing reports, communicating with clients, and implementing investment strategies under the supervision of a senior advisor. This role is typically an entry- to mid-level position and can serve as a stepping stone to becoming a fully licensed investment advisor. Investment Advisor Associates may also assist in client onboarding, compliance, and administrative duties. Their goal is to help clients achieve their financial objectives while gaining experience in the wealth management industry.

What does an associate Investment Advisor do?

An associate Investment Advisor supports senior advisors by conducting research, preparing client reports, and assisting with investment strategies. They often handle client communications, maintain account records, and use financial planning tools. This role typically requires relevant certifications and strong analytical skills within a financial services environment.

Is 200,000 enough to work with a financial advisor?

As an Investment Advisor Associate, working with a client who has $200,000 in assets is common, and many advisors set minimum investment thresholds around this amount. The suitability depends on the advisor's policies, client needs, and the services offered, such as financial planning or portfolio management. Having relevant certifications like the Series 7 or 66 can also influence the types of clients and assets managed.

What is the difference between Investment Advisor Associate vs Financial Advisor?

AspectInvestment Advisor AssociateFinancial Advisor
CredentialsSeries 7, 66, or 65 licenses; relevant FINRA certificationsSeries 7, 66, or 65 licenses; CFP or other certifications often preferred
Work EnvironmentSupport role within investment firms, assisting advisors and clientsClient-facing role providing personalized financial planning and investment advice
Employer & Industry UsageFinancial services firms, investment advisory firmsIndependent or firm-based financial planning practices, banks, wealth management

While both roles require similar licenses and work within the financial industry, Investment Advisor Associates primarily support senior advisors and handle administrative tasks, whereas Financial Advisors directly engage with clients to develop personalized financial plans and investment strategies.

Can financial advisors make $500,000 a year?

Investment Advisor Associates typically do not earn $500,000 annually, as this level of income is more common among experienced financial advisors with established client bases, high-net-worth clients, and advanced certifications like the CFA or CFP. Most earn salaries combined with commissions or bonuses, which can vary widely based on performance and firm size.

How do Investment Advisor Associates typically collaborate with senior advisors and clients?

Investment Advisor Associates often work closely with senior advisors by preparing client presentations, conducting market research, and assisting in the development of tailored investment strategies. They frequently participate in client meetings, helping to address client questions and support relationship management. This collaborative environment provides valuable exposure to client-facing responsibilities and mentorship from experienced advisors, enabling associates to build their skills and advance within the firm.

What are the key skills and qualifications needed to thrive as an Investment Advisor Associate, and why are they important?

To thrive as an Investment Advisor Associate, you need a solid understanding of financial markets, investment strategies, and regulatory compliance, often supported by a bachelor’s degree in finance or a related field. Familiarity with portfolio management software, financial planning tools, and relevant certifications such as the Series 7 or Series 66 licenses is typically required. Strong interpersonal skills, attention to detail, and effective communication help build client trust and support team collaboration. These competencies are crucial for delivering sound financial advice, maintaining compliance, and fostering long-term client relationships.
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Investment Advisor Associate jobs near you

Fund Formation - Investment Management Associate

5 Legal

Houston, TX

Full-time

Posted 23 days ago

Job description

A Top 100 AmLaw firm seeks an associate to join its Transactions Practice Group.


JD years 2017-2021. Qualified candidates must have solid fund formation and investment management experience, including fund and management structuring, side letter negotiations, secondary sales, and Investment Advisers Act registration and compliance experience. The ideal candidate also will have sophisticated document drafting skill and the ability to manage complex projects and transactions. The candidate must be comfortable with direct interaction with both senior partners and clients and have a positive attitude, strong interpersonal skills, and an exceptional work ethic, coupled with a desire to be part of a fast-paced, growing and collaborative environment.


To be considered, a candidate must hold a JD from an ABA-approved law school and must be in good standing and an active member of the Bar of the state(s) where the candidate is admitted to practice. Timely admission to the Bar coinciding with the office of hire will be a condition of employment.