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Internship Chief Compliance Officer Ria Jobs in Indiana

Superior Auto Inc

Chief Compliance Officer

Fort Wayne, IN · On-site

$150 - $200/hr

Chief Compliance Officer FORT WAYNE, IN, US Salary Range: $150,000.00 to $200,000.00 Annually Superior Auto is one of the Midwest's largest privately held automotive retailers, operating 71 locations ...

Superior Auto Inc

Chief Compliance Officer

Fort Wayne, IN · On-site

$150K - $200K/yr

We are seeking an experienced compliance executive to serve as our Chief Compliance Officer. Reporting directly to the CEO or CFO--and serving as a member of the Executive Leadership Team--this ...

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Internship Chief Compliance Officer Ria information

What is the difference between Internship Chief Compliance Officer Ria vs Compliance Analyst?

AspectInternship Chief Compliance Officer RiaCompliance Analyst
CredentialsTypically pursuing or holding a degree in law, business, or compliance; internships may not require certificationsOften requires a bachelor's degree; certifications like CCEP are a plus
Work EnvironmentInternship setting within compliance departments, focusing on learning and support rolesFull-time or part-time roles in compliance teams, analyzing policies and monitoring compliance
Employer & Industry UsageUsed in financial, healthcare, and corporate sectors for training future compliance leadersCommon across industries for ongoing compliance monitoring and reporting

While Internship Chief Compliance Officer Ria is an entry-level, learning-focused role preparing for future leadership, Compliance Analyst is a more experienced, operational role responsible for analyzing and ensuring ongoing compliance within organizations.

What does an internship Chief Compliance Officer at RIA do?

An Internship Chief Compliance Officer at Ria supports the company's compliance department in ensuring that all operations adhere to legal and regulatory requirements, especially related to money transfer and financial services. Interns typically assist with compliance monitoring, policy review, risk assessment, and staff training on regulatory standards. They may also help in preparing reports for audits and investigating potential compliance issues. This role offers hands-on experience in compliance management and insight into financial industry regulations.

What kind of projects or tasks can an intern expect to work on while supporting the Chief Compliance Officer at RIA?

As an intern assisting the Chief Compliance Officer at Ria, you can expect to engage in a variety of compliance-related tasks, such as helping to review and update internal policies, assisting with regulatory research, and supporting the preparation of compliance reports. You may also be involved in monitoring transactions for potential compliance issues and collaborating with different departments to ensure adherence to industry regulations. This hands-on experience provides valuable exposure to the frameworks and processes that govern financial services compliance, and offers insight into the broader risk management strategies of a global organization.

What are the key skills and qualifications needed to thrive as an internship Chief Compliance Officer at RIA?

To thrive as an Internship Chief Compliance Officer at Ria, you need a solid understanding of regulatory compliance, risk assessment, and relevant financial industry standards, typically supported by coursework or experience in law, finance, or business. Familiarity with compliance management systems, AML (Anti-Money Laundering) software, and knowledge of frameworks like GDPR or OFAC is often required. Strong analytical thinking, attention to detail, and effective communication skills help you interpret regulations and collaborate across departments. These skills are crucial for ensuring the company adheres to legal requirements, mitigates risk, and maintains a trustworthy reputation.
What are the most commonly searched types of Chief Compliance Officer Ria jobs in Indiana? The most popular types of Chief Compliance Officer Ria jobs in Indiana are:
Internship Chief Compliance Officer Ria jobs near you

Chief Compliance Officer

Superior Auto Inc

Fort Wayne, IN • On-site

$150 - $200/hr

Other

Medical, Dental, Vision, Life, Retirement, PTO

Posted 17 days ago

Job description

If you are unable to complete this application due to a disability, contact this employer to ask for an accommodation or an alternative application process.

Chief Compliance Officer

FORT WAYNE, IN, US

Salary Range: $150,000.00 to $200,000.00 Annually

Superior Auto is one of the Midwest's largest privately held automotive retailers, operating 71 locations across Indiana, Ohio, Michigan, and Kentucky and growing. We are seeking an experienced compliance executive to serve as our Chief Compliance Officer.

Reporting directly to the CEO or CFO—and serving as a member of the Executive Leadership Team—this individual will provide strategic leadership over the Company's regulatory, compliance, and risk management functions. The successful candidate will serve as a trusted advisor to leadership while ensuring compliance with all applicable laws and regulations governing consumer finance, automotive lending, collections, asset recovery, privacy, and employment practices.

  • Competitive executive compensation package with annual bonus opportunity.
  • Comprehensive medical, dental, and vision insurance.
  • Company-paid life and long-term disability insurance, optional supplemental life insurance, short-term disability coverage, and a full suite of voluntary benefits.
  • 401(k) with company match upon eligibility.
  • Paid vacation and paid company holidays.
Key Responsibilities
  • Lead the Company's Compliance Management System (CMS) and enterprise compliance strategy across operations in Indiana, Ohio, Michigan, and Kentucky.
  • Serve as primary liaison with various regulatory authorities and outside counsel.
  • Manage regulatory examinations, audits, investigations, and enforcement matters.
  • Advise executive leadership and the Board of Directors regarding regulatory, compliance, and enterprise risk issues.
  • Serve as a trusted advisor to executive leadership and departmental leaders, providing guidance on regulatory compliance, operational challenges, risk management, investigations, and other complex compliance and business issues.
Qualifications
  • Bachelor's degree required; advanced degree preferred.
  • 10+ years of compliance, regulatory, or risk leadership experience.
  • Experience within consumer finance, automotive finance, banking, lending, collections, or other regulated financial services.
  • Strong knowledge of federal regulations, including UDAAP, FCRA, FDCPA, TILA, ECOA, GLBA, and related consumer finance laws.
  • Experience managing regulatory examinations and advising executive leadership and boards.
Preferred Experience
  • Consumer finance experience.
  • Asset recovery, repossession, collections, and bankruptcy operations.
  • Multi-state regulatory compliance.
Join Our Team

This is a unique opportunity to join a successful and growing organization in a highly visible executive leadership role with direct Board exposure and the ability to influence strategy across a multi-state consumer finance operation.

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