ZipRecruiter

Log In

1

Insurance Compliance Officer Jobs (NOW HIRING)

Cee Kay Supply

Compliance Officer

Saint Louis, MO · On-site

HOW YOU WILL MAKE A DIFFERENCE The Compliance Officer is responsible for ensuring CK Supply ... Monitor changes in regulatory requirements and insurance compliance, and communicate updates to the ...

CK Supply

Compliance Officer

Saint Louis, MO · On-site

$60K - $70K/yr

HOW YOU WILL MAKE A DIFFERENCEThe Compliance Officer is responsible for ensuring CK Supply operates ... insurance compliance, and communicate updates to the management teamDevelop, maintain, update ...

The State of Arizona

Compliance Officer

Phoenix, AZ · On-site

$56K/yr

Compliance Officer Apply now Job No: 543361 Work Type: Full-time Location: PHOENIX Categories ... Additional information regarding driving requirements and insurance will be included in the job ...

tastytrade, Inc.

Compliance Officer

Chicago, IL · On-site

Chief Compliance Officer for tastyfx/tastytrade futures Location: Chicago, IL (In-office 3 days ... Pet Insurance * Wellness & Mental Health Programs * Charitable Donation Matching * Daily catered ...

Tastyworks

Chief Compliance Officer for tastyfx/tastytrade futures Location: Chicago, IL (In-office 3 days ... Pet Insurance * Wellness & Mental Health Programs * Charitable Donation Matching * Daily catered ...

Tastyworks

Compliance Officer

Chicago, IL · On-site

Chief Compliance Officer for tastyfx/tastytrade futures Location: Chicago, IL (In-office 3 days ... Pet Insurance * Wellness & Mental Health Programs * Charitable Donation Matching * Daily catered ...

tastytrade, Inc.

Chief Compliance Officer for tastyfx/tastytrade futures Location: Chicago, IL (In-office 3 days ... Pet Insurance * Wellness & Mental Health Programs * Charitable Donation Matching * Daily catered ...

tastylive

Compliance Officer

Chicago, IL · Hybrid

$100K - $140K/yr

Chief Compliance Officer for tastyfx/tastytrade futures Location: Chicago, IL (In-office 3 days ... Pet Insurance * Wellness & Mental Health Programs * Charitable Donation Matching * Two Paid ...

tastytrade

Compliance Officer

Chicago, IL · Hybrid

Chief Compliance Officer for tastyfx/tastytrade futures Location: Chicago, IL (In-office 3 days ... Pet Insurance * Wellness & Mental Health Programs * Charitable Donation Matching * Two Paid ...

Harford Community College

Compliance Officer

Bel Air, MD · On-site

$67K - $87K/yr

Receive paid basic life & long-term disability insurance. Tuition waiver for HCC classes and tuition reimbursement are also available! The Compliance Officer is responsible for serving as the initial ...

previous pagenext page

Showing results 21-40

All JobsFinance And Insurance JobsInsurance JobsInsurance Analyst JobsInsurance Compliance Officer Jobs

Insurance Compliance Officer information

See salary details

$31.5K

$98.9K

$207.5K

How much do insurance compliance officer jobs pay per year?

As of Sep 12, 2026, the average yearly pay for insurance compliance officer in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What does an insurance compliance officer do?

An Insurance Compliance Officer is responsible for ensuring that an insurance company adheres to all applicable laws, regulations, and internal policies. They review company procedures, monitor regulatory changes, and implement compliance programs to minimize risk. Their duties also include conducting internal audits, providing staff training, and serving as a liaison with regulatory agencies. By maintaining compliance, they help protect the company from legal penalties and ensure ethical business practices.

What are the key skills and qualifications needed to thrive as an insurance compliance officer, and why are they important?

To thrive as an Insurance Compliance Officer, you need a thorough understanding of insurance regulations, risk management, and compliance frameworks, often supported by a bachelor's degree in finance, law, or a related field. Familiarity with regulatory compliance tools, auditing software, and certifications such as Certified Compliance & Ethics Professional (CCEP) or Certified Insurance Compliance Professional (CICP) is highly beneficial. Strong analytical thinking, attention to detail, and effective communication are essential soft skills for interpreting regulations and working with internal teams. These skills ensure the organization meets legal requirements, mitigates risk, and maintains a reputation for ethical business practices.

What are some common challenges faced by insurance compliance officers in ensuring regulatory adherence across different jurisdictions?

Insurance Compliance Officers often encounter the challenge of staying updated with frequently changing regulations across multiple states or countries, as insurance laws can vary significantly by jurisdiction. Navigating these complexities requires ongoing education, close collaboration with legal teams, and effective communication with different departments to implement policy changes. Additionally, balancing regulatory requirements with business objectives can be demanding, so strong organization and attention to detail are essential in this role.

What is the difference between Insurance Compliance Officer vs Insurance Underwriter?

AspectInsurance Compliance OfficerInsurance Underwriter
Required CredentialsCertifications like CPCU, ARM, or compliance-specific coursesLicenses, actuarial exams, or certifications like CPCU
Work EnvironmentCorporate compliance departments, insurance companies, regulatory agenciesInsurance companies, brokerage firms, underwriting departments
Employer & Industry UsageFocuses on regulatory adherence within insurance firmsFocuses on evaluating risks and determining policy terms
Common Search & Comparison IntentUnderstanding compliance roles in insuranceUnderstanding underwriting processes and roles

The Insurance Compliance Officer primarily ensures that insurance companies adhere to laws and regulations, focusing on compliance and risk management. In contrast, an Insurance Underwriter evaluates risks and determines policy terms for clients. While both roles are essential in the insurance industry and may require similar certifications, their core responsibilities differ significantly, with compliance officers emphasizing regulatory adherence and underwriters focusing on risk assessment.

How do you become an insurance compliance officer?

To become an insurance compliance officer, candidates typically need a bachelor's degree in finance, law, or a related field, along with knowledge of insurance regulations and compliance standards. Relevant experience in insurance or regulatory environments and certifications such as the Certified Regulatory Compliance Manager (CRCM) can enhance job prospects. Strong analytical skills and attention to detail are essential for ensuring adherence to industry laws and policies.

What qualifications do I need to be an insurance compliance officer?

To become an insurance compliance officer, candidates typically need a bachelor's degree in fields such as finance, law, or business. Relevant certifications like the Certified Regulatory Compliance Manager (CRCM) or similar credentials can enhance job prospects, and strong knowledge of insurance laws, regulations, and compliance procedures is essential.
More about Insurance Compliance Officer jobs

What states have the most Insurance Compliance Officer jobs?

States with the most job openings for Insurance Compliance Officer jobs include:

What are popular job titles related to Insurance Compliance Officer jobs?

For Insurance Compliance Officer jobs, the most frequently searched job titles are:

Insurance Compliance Officer jobs near you
Infographic showing various Insurance Compliance Officer job openings in the United States as of September 2026, with employment types broken down into 1% As Needed, 74% Full Time, 19% Part Time, and 6% Contract. Highlights an 88% Physical, 1% Hybrid, and 11% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Compliance Officer

Saint Louis, MO • On-site

Larson Network Services, LLC
See more jobs at Larson Network Services, LLCexternal

Other

Medical, Dental, Vision, Life, Retirement, PTO

Posted 23 days ago

Job description

Description:

The Compliance Officer (“CO”) is a key role within Larson Network Services (“LNS”). LNS provides network companies with various back-stage operational support services including Compliance. The network includes our affiliate Broker Dealer, Larson Financial Securities, LLC (“LFS”) and two Registered Investment Advisors, Larson Financial Group, LLC (“LFG”), Larson Wealth Partners, LLC (“LWP”) and Larson Capital Management, LLC (“LCM”) (collectively the “Firm”). The CO helps to ensure that all advisors and other associated persons comply with all federal, state, SEC, FINRA and MSRB rules and regulations and the Firm’s policies and procedures. In addition to other duties as assigned, COs help maintain regulatory compliance by researching and communicating requirements, reviewing and approving applications and advertising materials, testing policies and procedures and supporting internal and external audits. COs may be named as Designated Supervisory Principal and or Subject Matter Experts for certain Branches or areas of the Firms' Compliance Program.


Reports to: Chief Compliance Officer


Required Qualifications and Experience:

  • Bachelor’s Degree or Higher
  • Series 7, Series 66(63/65) and Series 24 or Series 9/10
  • 5+ years’ experience in financial services
Requirements:

Desired Qualifications and Competencies:

  • Series 53, Series 27 or Series 28 and life and health insurance license
  • Professional certification such as CRCP®, IACCP®, CFE, CRM or CAMS
  • Experience with private equity, variable insurance or other complex products
  • Experience developing and implementing compliance programs
  • High levels of integrity, confidence, self-awareness and a sense of humor
  • Team player with the ability to work with minimal supervision
  • Accountable and willing to hold others accountable
  • Critical thinker with strong analytical and investigative skills
  • Able to easily grasp and comprehend risks
  • Able to handle sensitive and confidential information with prudence and care
  • Adaptable to working in a fast-paced environment
  • Strong communication and conflict resolution skills
  • Strong organization skills and attention to detail?
  • Continuous improvement mindset
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint, etc.)
  • Other duties as assigned

Why Join Larson Financial Group? We offer a competitive benefits package and an engaging work culture that supports personal and professional growth:

  • Profit Sharing Bonus Program
  • 401(k) with Employer Match (up to 4%)
  • Comprehensive Medical, Dental, and Vision Insurance
  • Company-paid Long-term Disability, Life Insurance, and EAP
  • Voluntary Short-term Disability and Supplemental Insurance
  • Generous PTO (112 hours after 90 days) + 12 Paid Holidays
  • Training, Development, and Educational Opportunities
  • Company Events, Recognition Awards, and Team Activities

PIf5c98f8c59f8-37820-41383290

Apply