Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking ... The minimum and maximum full-time annual salaries for this role are listed below, by location.
Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking ... The minimum and maximum full-time annual salaries for this role are listed below, by location.
Reporting to the Assistant Store Leader - Design & Trade, you drive the in-store customer ... Ability to work a full time flexible schedule including nights, weekends, and holidays, as needed.
Reporting to the Assistant Store Leader - Design & Trade, you drive the in-store customer ... Ability to work a full time flexible schedule including nights, weekends, and holidays, as needed.
CORPORATE SENIOR COUNSEL I (TRADE COMPLIANCE)
Newport News, VA · On-site
$185K - $231K/yr
Yes Full-Time Relocation: Relocation assistance will be available Virtual/Telework Opportunity: No ... Counsel 1 (Trade Compliance) at our Newport News, Virginia office. This candidate will report ...
CORPORATE SENIOR COUNSEL I (TRADE COMPLIANCE)
Newport News, VA · On-site
$185K - $231K/yr
Yes Full-Time Relocation: Relocation assistance will be available Virtual/Telework Opportunity: No ... Counsel 1 (Trade Compliance) at our Newport News, Virginia office. This candidate will report ...
Brokerage Operations Senior Trade Support Specialist
Richmond, VA · On-site
$46K - $95K/yr
Partner with department leadership to manage complex trade support functions, streamline workflows ... by full-time or part-time status) during their first year of employment, along with 10 sick days ...
Brokerage Operations Senior Trade Support Specialist
Richmond, VA · On-site
$46K - $95K/yr
Partner with department leadership to manage complex trade support functions, streamline workflows ... by full-time or part-time status) during their first year of employment, along with 10 sick days ...
Hiring Skilled Trade Workers! Hopkins | Lacy, the Mechanical, Electrical, Plumbing (MEP) Division ... Position Type/Expected Hours of Work This is a full-time position which typically requires 40 hours ...
Hiring Skilled Trade Workers! Hopkins | Lacy, the Mechanical, Electrical, Plumbing (MEP) Division ... Position Type/Expected Hours of Work This is a full-time position which typically requires 40 hours ...
Brokerage Operations Senior Trade Support Specialist
Richmond, VA · On-site
$46K - $95K/yr
Partner with department leadership to manage complex trade support functions, streamline workflows ... by full-time or part-time status) during their first year of employment, along with 10 sick days ...
Brokerage Operations Senior Trade Support Specialist
Richmond, VA · On-site
$46K - $95K/yr
Partner with department leadership to manage complex trade support functions, streamline workflows ... by full-time or part-time status) during their first year of employment, along with 10 sick days ...
Hiring Skilled Trade Workers! Hopkins | Lacy, the Mechanical, Electrical, Plumbing (MEP) Division ... Position Type/Expected Hours of Work This is a full-time position which typically requires 40 hours ...
Hiring Skilled Trade Workers! Hopkins | Lacy, the Mechanical, Electrical, Plumbing (MEP) Division ... Position Type/Expected Hours of Work This is a full-time position which typically requires 40 hours ...
Hiring Skilled Trade Workers! Hopkins | Lacy, the Mechanical, Electrical, Plumbing (MEP) Division ... Position Type/Expected Hours of Work This is a full-time position which typically requires 40 hours ...
Hiring Skilled Trade Workers! Hopkins | Lacy, the Mechanical, Electrical, Plumbing (MEP) Division ... Position Type/Expected Hours of Work This is a full-time position which typically requires 40 hours ...
Hiring Skilled Trade Workers! Hopkins | Lacy, the Mechanical, Electrical, Plumbing (MEP) Division ... Position Type/Expected Hours of Work This is a full-time position which typically requires 40 hours ...
Hiring Skilled Trade Workers! Hopkins | Lacy, the Mechanical, Electrical, Plumbing (MEP) Division ... Position Type/Expected Hours of Work This is a full-time position which typically requires 40 hours ...
Skilled Trade Workers (Commercial MEP)
Roanoke, VA · On-site
$100K/yr
Hiring Skilled Trade Workers! Hopkins | Lacy, the Mechanical, Electrical, Plumbing (MEP) Division ... Position Type/Expected Hours of Work This is a full-time position which typically requires 40 hours ...
Skilled Trade Workers (Commercial MEP)
Roanoke, VA · On-site
$100K/yr
Hiring Skilled Trade Workers! Hopkins | Lacy, the Mechanical, Electrical, Plumbing (MEP) Division ... Position Type/Expected Hours of Work This is a full-time position which typically requires 40 hours ...
Skilled Trade Workers (Commercial MEP)
Roanoke, VA · On-site
$100K/yr
Hiring Skilled Trade Workers! Hopkins | Lacy, the Mechanical, Electrical, Plumbing (MEP) Division ... Position Type/Expected Hours of Work This is a full-time position which typically requires 40 hours ...
Skilled Trade Workers (Commercial MEP)
Roanoke, VA · On-site
$100K/yr
Hiring Skilled Trade Workers! Hopkins | Lacy, the Mechanical, Electrical, Plumbing (MEP) Division ... Position Type/Expected Hours of Work This is a full-time position which typically requires 40 hours ...
Building Trades Teacher: Pocahontast State Correctional Center #ED008
Tazewell, VA · On-site
$59K - $83K/yr
Must have at least two years' full time or 2000 hours of verifiable experience in the last five years in the relevant field/trade area for a teaching certificate. License: Must be eligible for a ...
Building Trades Teacher: Pocahontast State Correctional Center #ED008
Tazewell, VA · On-site
$59K - $83K/yr
Must have at least two years' full time or 2000 hours of verifiable experience in the last five years in the relevant field/trade area for a teaching certificate. License: Must be eligible for a ...
Building Trades Teacher: Pocahontast State Correctional Center #ED008
Tazewell, VA · On-site
$59K - $83K/yr
Must have at least two years' full time or 2000 hours of verifiable experience in the last five years in the relevant field/trade area for a teaching certificate. License: Must be eligible for a ...
New
Building Trades Teacher: Pocahontast State Correctional Center #ED008
Tazewell, VA · On-site
$59K - $83K/yr
Must have at least two years' full time or 2000 hours of verifiable experience in the last five years in the relevant field/trade area for a teaching certificate. License: Must be eligible for a ...
New
... Full Time EEO Category G Skilled Craft Workers MULTIPLE POSITIONS WILL BE FILLED FROM THIS ... Training in skilled trade/craft. Conditions of Employment Facilities Management employees are ...
... Full Time EEO Category G Skilled Craft Workers MULTIPLE POSITIONS WILL BE FILLED FROM THIS ... Training in skilled trade/craft. Conditions of Employment Facilities Management employees are ...
TRADES/UTILITES SENIOR WORKER
Norfolk, VA · On-site
... Job Full Time EEO Category G Skilled Craft Workers TWO POSITIONS WILL BE FILLED FROM THIS ... Training in skilled trade/craft. Additional Considerations (supplemental knowledge, skills ...
TRADES/UTILITES SENIOR WORKER
Norfolk, VA · On-site
... Job Full Time EEO Category G Skilled Craft Workers TWO POSITIONS WILL BE FILLED FROM THIS ... Training in skilled trade/craft. Additional Considerations (supplemental knowledge, skills ...
... of satisfactory full-time occupational experience within the past five years in the areas of ... trade. SPECIAL REQUIREMENTS: Possession of or ability to acquire appropriate license(s ...
... of satisfactory full-time occupational experience within the past five years in the areas of ... trade. SPECIAL REQUIREMENTS: Possession of or ability to acquire appropriate license(s ...
Plumbing Trades Technician
Richmond, VA · On-site
$55K - $70K/yr
Full-time classified positions come with generous leave and holiday time, along with very ... Advanced knowledge of plumbing trade, holding a master level certificate in plumbing * Considerable ...
Plumbing Trades Technician
Richmond, VA · On-site
$55K - $70K/yr
Full-time classified positions come with generous leave and holiday time, along with very ... Advanced knowledge of plumbing trade, holding a master level certificate in plumbing * Considerable ...
Product Manager - Trade Credit
Mclean, VA · On-site
Product Manager - Trade Credit Manager, Product Management Product Management at Capital One is a ... maximum full-time annual salaries for this role are listed below, by location. Please note that ...
Product Manager - Trade Credit
Mclean, VA · On-site
Product Manager - Trade Credit Manager, Product Management Product Management at Capital One is a ... maximum full-time annual salaries for this role are listed below, by location. Please note that ...
Senior Associate - Trade Analytics & Valuation This position in Capital One's Capital Markets ... The minimum and maximum full-time annual salaries for this role are listed below, by location.
Senior Associate - Trade Analytics & Valuation This position in Capital One's Capital Markets ... The minimum and maximum full-time annual salaries for this role are listed below, by location.
Senior Associate - Trade Analytics & Valuation This position in Capital One's Capital Markets ... The minimum and maximum full-time annual salaries for this role are listed below, by location.
Senior Associate - Trade Analytics & Valuation This position in Capital One's Capital Markets ... The minimum and maximum full-time annual salaries for this role are listed below, by location.
Full Time Trade information
What is a full time trade?
What skills and qualifications are needed to thrive in a full time trade?
What are common challenges faced by professionals in full time trade roles, and how can they be managed effectively?
What is the difference between Full Time Trade vs Part Time Trade?
| Aspect | Full Time Trade | Part Time Trade |
|---|---|---|
| Work Hours | Typically 35-40 hours per week | Fewer hours, usually less than 30 per week |
| Credentials | Standard trade certifications and licenses | Same certifications as full-time, but may have less experience |
| Work Environment | Consistent, full-day shifts on job sites or workshops | Flexible, shorter shifts, often on specific days |
| Employment Type | Permanent, full-time employment | Part-time, often temporary or flexible arrangements |
Full Time Trade roles involve standard hours, full certifications, and permanent employment, providing stability and consistent work. Part Time Trade positions offer flexibility with fewer hours, suitable for those balancing other commitments, but may lack the same benefits as full-time roles.
What are the most commonly searched types of Trade jobs in Virginia?
The most popular types of Trade jobs in Virginia are:

Full-time
Re-posted 17 days ago
Capital One rating
7.7
Based on 147 frontline employees who took The Breakroom Quiz
93rd of 171 rated banks
Job description
We are seeking a highly analytical and investigative Trade Surveillance Principal Associate to play a key role in executing and enhancing Capital One's Commercial Banking market conduct surveillance program across both its institutional Broker-Dealer (BD) and Swap Dealer (SD) businesses. This individual will conduct day-to-day surveillance monitoring, lead deep-dive investigations into complex trading activity, and ensure ongoing compliance with SEC (Securities and Exchange Commission), FINRA (Financial Industry Regulatory Authority), CFTC (Commodity Futures Trading Commission) and NFA (National Futures Association) regulatory requirements and regulatory expectation.
The ideal candidate will bring strong product and market-conduct knowledge across exchange-traded futures and commodities markets. Experience with other asset classes, including Interest Rates, FX, Equities, and Fixed Income is preferred. The candidate should demonstrate robust analytical and investigative capabilities, sound judgment, and a proven track record of handling complex trade investigations within a highly regulated trading environment.
ResponsibilitiesAdvanced Market Abuse Investigation & Alert ReviewTargeted Alert Dispositioning: Execute daily surveillance reviews and complex alert analyses for both Broker-Dealer and Swap Dealer trading activities, focusing heavily on identifying potential market abuse.
Core Scenario Coverage: analyze cross-market execution data to detect, evaluate, and disposition core manipulative patterns, including:Spoofing & Layering, Wash Trading, Quote Stuffing, Front-Running: Pinging, Escalation Management:
Formally escalate high-risk trading anomalies and potential regulatory breaches to Compliance management in accordance with the firm's escalation matrix.
Assist management in the ongoing maintenance and optimization of surveillance procedures, alert logic, and parameter settings within vendor platforms.
Participate in lookback reviews, scenario testing, and calibration exercises to reduce false positives while maintaining robust risk coverage.
Perform periodic data completeness and accuracy checks for both BD and SD surveillance feeds.
Conduct reconciliations between trading systems of record and the trade surveillance platform, identifying and tracking data gaps or ingestion exceptions to resolution.
Support User Acceptance Testing (UAT) for new surveillance models, system upgrades, and product launches.
Maintain comprehensive, audit-ready documentation of all alert reviews, ensuring defensive closing rationales and rigorous evidentiary trails.
Assist in the aggregation of weekly and monthly surveillance metrics and reporting for senior management.
Gather documentation and perform initial analysis to support responses for internal audits and regulatory inquiries/examinations (SEC, FINRA, CFTC, NFA).
Collaborate effectively with Compliance Advisory, Product, Technology, Risk, and Line of Business to resolve compliance issues.
Bachelor's Degree in Finance, Economics, Business, Mathematics, Statistics, Science, Engineering, Quantitative field, or military experience
At least 3 years of trade surveillance, or market regulation, or At least 3 years of compliance experience within a Broker-Dealer or Swap-Dealer environment.
Regulatory Knowledge: Strong understanding of SEC, FINRA, CFTC, and NFA rules governing market conduct, manipulation, and trade reporting.
Systems Experience: Hands-on experience utilizing rule-based surveillance platforms (NICE Actimize, Eventus Validus, FIS Protegent).
Product Depth: Familiarity with OTC swaps (IRS, FX, Commodities) and traditional securities (Equities, Fixed Income).
Certifications: Relevant industry certifications or progress toward them (FINRA Series 7, NFA Swap Dealer Associated Person proficiency testing).
Skills: Excellent analytical problem-solving skills, strong written communication for drafting investigative summaries, leveraging AI and emerging technologies to optimize surveillance workflows and the ability to manage multiple priorities in a fast-paced environment.
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
McLean, VA: $120,800 - $137,900 for Compliance Advisory Specialist IIICandidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
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About Capital One
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Industry
Funds, trusts and financial programs and real estate
Company size
10,000+ Employees
Headquarters location
McLean, VA, US