Description
Full-Time, Non-Exempt
Location: Sioux Falls, SD - In-Office
Schedule: Monday-Friday | 8:00 AM - 5:00 PM (Occasional evening or weekend work may be required based on business needs)
Compensation:
- $27.88 - $34.62 / hour (DOE)Â
Identify Risk. Strengthen Compliance. Protect the Business.
About Expansion Capital Group (ECG)
ECG provides financing solutions that help small businesses access the capital they need to grow. Our team specializes in efficient, non-traditional lending, balancing speed with strong credit discipline and a commitment to doing things the right way.
We are looking for a Compliance Specialist to join our Compliance team. This role is ideal for someone who enjoys analytical work, solving problems, and helping organizations manage risk through strong compliance practices. You'll play a key role by administering ECG's Vendor Risk Management Program, conducting vendor due diligence, supporting internal compliance audits, and helping reduce operational, regulatory, and reputational risk.
If you're naturally curious, detail-oriented, and enjoy researching, evaluating information, and improving processes, this is an excellent opportunity to grow your career in compliance.
In this role, you'll partner with leaders across the organization to help ensure ECG maintains a strong compliance culture while supporting sound business decisions.
What You'll Do:
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Administer ECG's Vendor Risk Management Program and manage the Venminder platform
Conduct vendor due diligence and ongoing risk assessments for third-party vendors and referral partners
Monitor vendor relationships and communicate contract renewals, expirations, and compliance requirements
Evaluate operational, financial, cybersecurity, regulatory, and reputational risks associated with vendors
Support internal compliance audits and regulatory monitoring activities
Assist with developing and improving compliance policies, procedures, and risk management processes
Monitor compliance with internal policies and applicable regulations
Prepare reports, maintain documentation, and communicate findings to the Compliance Manager
Partner with internal departments to support vendor selection, performance reviews, and compliance initiatives
Help strengthen ECG's overall compliance and risk management culture
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What You'll Learn:
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Vendor Risk Management and third-party risk oversight
Internal auditing and regulatory compliance processes
Financial services regulations and compliance best practices
Enterprise risk management within a growing fintech organization
Cross-functional collaboration with leaders across the business
Process improvement strategies that strengthen compliance programs
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Why Join Us:
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Meaningful Work: Help protect ECG from operational, financial, regulatory, and reputational risk
Specialized Experience: Build expertise in Vendor Risk Management, compliance, and internal auditing
Career Growth: Clear advancement opportunities within ECG's Compliance department
Professional Development: Gain exposure to financial services regulations and enterprise risk management
Collaborative Team: Work closely with leaders across multiple departments to improve business processes
Growing Organization: Join a company committed to continuous improvement and responsible business practices
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What We're Looking For:
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Strong candidates typically have experience in:
Financial services compliance
Vendor Risk Management or Third-Party Risk Management
Internal auditing or risk management
Banking, fintech, or financial services
Interpreting regulations, policies, or procedures
Documentation, reporting, and analytical problem-solving
You'll Thrive in This Role If You Are:
Analytical and naturally curious
Highly organized and detail-oriented
Comfortable researching and interpreting regulations
Process-driven with strong follow-through
An effective written and verbal communicator
Able to work independently while collaborating across departments
Committed to accuracy, integrity, and continuous improvement
Work Environment:
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In-office position based in Sioux Falls, SD or Sandy, UT
Professional office environment with regular collaboration across departments
Regular use of business systems and standard office technology
Occasional evening or weekend work may be required based on business needs
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Requirements
Required Experience:Â
Completion of at least two years of post-secondary education
At least two years of experience in financial services within compliance, vendor risk, underwriting, operations, or a related field
Strong analytical, organizational, and project management skills
Experience interpreting policies, regulations, or business procedures
Excellent written and verbal communication skills
Proficiency with Microsoft Office, including Word, Excel, PowerPoint, SharePoint, Teams, and Adobe Acrobat
Ability to manage multiple prioritie s while maintaining a high level of accuracy
Ability to work independently while collaborating effectively with others
Preferred Experience:Â
Vendor Risk Management or Third-Party Risk Management
Internal auditing or compliance auditing
Financial services or banking compliance
Enterprise risk assessments
Regulatory examinations
Policy and procedure development
Venminder experience
Compliance training or regulatory education
Equal Opportunity EmployerÂ
Expansion Capital Group is an equal opportunity employer and considers all applicants without regard to protected characteristics.