Operations Manager
$100K - $125K/yr
Own the firm's global Records Retention Schedule (RRS) for capital markets, covering equities, fixed income, derivatives , structured products, prime brokerage, repo/reverse repo, and securities ...
$100K - $125K/yr
Own the firm's global Records Retention Schedule (RRS) for capital markets, covering equities, fixed income, derivatives , structured products, prime brokerage, repo/reverse repo, and securities ...
$100K - $125K/yr
Own the firm's global Records Retention Schedule (RRS) for capital markets, covering equities, fixed income, derivatives , structured products, prime brokerage, repo/reverse repo, and securities ...
Salt Lake City, UT · On-site
$100K - $125K/yr
Own the firm's global Records Retention Schedule (RRS) for capital markets, covering equities, fixed income, derivatives , structured products, prime brokerage, repo/reverse repo, and securities ...
Salt Lake City, UT · On-site
$100K - $125K/yr
Own the firm's global Records Retention Schedule (RRS) for capital markets, covering equities, fixed income, derivatives , structured products, prime brokerage, repo/reverse repo, and securities ...
Responsible for the price verification of investments; including fixed income, equity and derivatives * Interact with Controller's management, the portfolio management team and traders, as well as ...
Responsible for the price verification of investments; including fixed income, equity and derivatives * Interact with Controller's management, the portfolio management team and traders, as well as ...
Spanish Fork, UT · Remote
$18 - $40/hr
Guides students through computing financial ratios, applying quantitative methods, analyzing fixed income and equity valuation, understanding derivative pricing, and applying the Standards of ...
Spanish Fork, UT · Remote
$18 - $40/hr
Guides students through computing financial ratios, applying quantitative methods, analyzing fixed income and equity valuation, understanding derivative pricing, and applying the Standards of ...
Logan, UT · Remote
$18 - $40/hr
Guides students through computing financial ratios, applying quantitative methods, analyzing fixed income and equity valuation, understanding derivative pricing, and applying the Standards of ...
Logan, UT · Remote
$18 - $40/hr
Guides students through computing financial ratios, applying quantitative methods, analyzing fixed income and equity valuation, understanding derivative pricing, and applying the Standards of ...
Responsible for the price verification of investments; including fixed income, equity and derivatives * Interact with Controller's management, the portfolio management team and traders, as well as ...
Responsible for the price verification of investments; including fixed income, equity and derivatives * Interact with Controller's management, the portfolio management team and traders, as well as ...
Responsible for the price verification of investments; including fixed income, equity and derivatives * Interact with Controller's management, the portfolio management team and traders, as well as ...
Responsible for the price verification of investments; including fixed income, equity and derivatives * Interact with Controller's management, the portfolio management team and traders, as well as ...
Cedar City, UT · Remote
$18 - $40/hr
Guides students through computing financial ratios, applying quantitative methods, analyzing fixed income and equity valuation, understanding derivative pricing, and applying the Standards of ...
Cedar City, UT · Remote
$18 - $40/hr
Guides students through computing financial ratios, applying quantitative methods, analyzing fixed income and equity valuation, understanding derivative pricing, and applying the Standards of ...
Provo, UT · Remote
$18 - $40/hr
Guides students through computing financial ratios, applying quantitative methods, analyzing fixed income and equity valuation, understanding derivative pricing, and applying the Standards of ...
Provo, UT · Remote
$18 - $40/hr
Guides students through computing financial ratios, applying quantitative methods, analyzing fixed income and equity valuation, understanding derivative pricing, and applying the Standards of ...
Salt Lake City, UT · Hybrid
... Fixed Income, FX, and Derivatives). As a key leader, the VP ensures operational excellence, mitigates transactional and systemic risks, and drives strategic transformation through automation and ...
New
Salt Lake City, UT · Hybrid
... Fixed Income, FX, and Derivatives). As a key leader, the VP ensures operational excellence, mitigates transactional and systemic risks, and drives strategic transformation through automation and ...
New
Salt Lake City, UT · Hybrid
... Fixed Income, FX, and Derivatives). As a key leader, the VP ensures operational excellence, mitigates transactional and systemic risks, and drives strategic transformation through automation and ...
New
Salt Lake City, UT · Hybrid
... Fixed Income, FX, and Derivatives). As a key leader, the VP ensures operational excellence, mitigates transactional and systemic risks, and drives strategic transformation through automation and ...
New
Salt Lake City, UT · On-site
... Fixed Income, FX, and Derivatives). As a key leader, the VP ensures operational excellence, mitigates transactional and systemic risks, and drives strategic transformation through automation and ...
Salt Lake City, UT · On-site
... Fixed Income, FX, and Derivatives). As a key leader, the VP ensures operational excellence, mitigates transactional and systemic risks, and drives strategic transformation through automation and ...
Salt Lake City, UT · On-site
... fixed income research or other credit analyst role * In depth knowledge of banks, CCPs, broker-dealers, finance companies, BDCs, CDFIs, mortgage companies, insurers * Knowledge of derivatives ...
Salt Lake City, UT · On-site
... fixed income research or other credit analyst role * In depth knowledge of banks, CCPs, broker-dealers, finance companies, BDCs, CDFIs, mortgage companies, insurers * Knowledge of derivatives ...
Salt Lake City, UT · On-site
... fixed income research or other credit analyst role * In depth knowledge of banks, CCPs, broker-dealers, finance companies, BDCs, CDFIs, mortgage companies, insurers * Knowledge of derivatives ...
Salt Lake City, UT · On-site
... fixed income research or other credit analyst role * In depth knowledge of banks, CCPs, broker-dealers, finance companies, BDCs, CDFIs, mortgage companies, insurers * Knowledge of derivatives ...
... fixed income research or other credit analyst role * In depth knowledge of banks, CCPs, broker-dealers, finance companies, BDCs, CDFIs, mortgage companies, insurers * Knowledge of derivatives ...
... fixed income research or other credit analyst role * In depth knowledge of banks, CCPs, broker-dealers, finance companies, BDCs, CDFIs, mortgage companies, insurers * Knowledge of derivatives ...
Prior experience must include three (3) years of experience with the following: applying expertise in securities markets and businesses and products, such as equities, derivatives, fixed income ...
Prior experience must include three (3) years of experience with the following: applying expertise in securities markets and businesses and products, such as equities, derivatives, fixed income ...
Salt Lake City, UT · On-site
$121K - $163K/yr
Prior experience must include three (3) years of experience with the following: applying expertise in securities markets and businesses and products, such as equities, derivatives, fixed income ...
Salt Lake City, UT · On-site
$121K - $163K/yr
Prior experience must include three (3) years of experience with the following: applying expertise in securities markets and businesses and products, such as equities, derivatives, fixed income ...
Salt Lake City, UT · On-site
$121K - $163K/yr
Prior experience must include three (3) years of experience with the following: applying expertise in securities markets and businesses and products, such as equities, derivatives, fixed income ...
Salt Lake City, UT · On-site
$121K - $163K/yr
Prior experience must include three (3) years of experience with the following: applying expertise in securities markets and businesses and products, such as equities, derivatives, fixed income ...
Experience/working knowledge of different financial products e.g. equities, fixed-income securities, equity options, and other derivatives such as CDS and CFDs * Advanced MS Excel and PowerPoint ...
Experience/working knowledge of different financial products e.g. equities, fixed-income securities, equity options, and other derivatives such as CDS and CFDs * Advanced MS Excel and PowerPoint ...
Experience/working knowledge of different financial products e.g. equities, fixed-income securities, equity options, and other derivatives such as CDS and CFDs * Advanced MS Excel and PowerPoint ...
Experience/working knowledge of different financial products e.g. equities, fixed-income securities, equity options, and other derivatives such as CDS and CFDs * Advanced MS Excel and PowerPoint ...
| Aspect | Fixed Income Derivatives | Fixed Income Analysts |
|---|---|---|
| Primary Focus | Developing, pricing, and managing derivatives tied to fixed income securities | Analyzing fixed income securities and market trends to provide investment insights |
| Required Skills | Quantitative analysis, derivatives pricing, risk management | Credit analysis, market research, financial modeling |
| Work Environment | Trading desks, risk management teams, investment banks | Research departments, asset management firms, banks |
| Certifications | FRM, CFA, derivatives certifications | CFA, CPA, or related financial certifications |
Fixed Income Derivatives professionals focus on creating and managing derivative products linked to fixed income securities, emphasizing quantitative skills and risk management. Fixed Income Analysts primarily analyze securities and market data to guide investment decisions. While both roles require strong financial knowledge, derivatives specialists are more involved in product development and trading, whereas analysts focus on research and valuation.
$100K - $125K/yr
Full-time
Re-posted 2 days ago
Operations Manager
Location: Salt Lake CityÂ
Type: Full-time
Department: BFSI2
Job Summary
The Record Retention Operations & Coordination Manager is a senior individual contributor and team lead responsible for architecting and executing the firm's global records retention program with a primary focus on capital markets businesses - including equities, fixed income, derivatives, structured products, prime brokerage, and securities financing. This role sits at the intersection of Compliance, Technology, Legal, and Front Office Operations and requires deep familiarity with capital markets instruments, trade life cycle workflows, and the regulatory recordkeeping obligations that govern broker-dealers and investment advisers under US and international laws
Responsibilities
Own the firm's global Records Retention Schedule (RRS) for capital markets, covering equities, fixed income, derivatives , structured products, prime brokerage, repo/reverse repo, and securities lending.
Oversee retention requirements for prime brokerage records including margin agreements, rehypothecation records, securities lending activity, and client collateral documentationÂ
Coordinate with the Legal and eDiscovery teams on litigation hold management - ensuring retention schedules are superseded by active legal holds and that hold notifications are tracked and released appropriately.
Lead data lifecycle management initiatives - governing records from creation through active use, archival (nearline/offline tiers), and certified destruction - in coordination with Sr. Stakeholder/managers
Develop and maintain an Information Governance scorecard and quarterly reporting pack for the senior leadership - covering retention compliance rates, legal hold inventory, remediation pipeline, and regulatory change impact
Eligibility Requirements
Bachelor's degree in business administration, Finance, Information Management, or a related field.
8+ years of experience in records management, information governance, or operations within a capital markets operations at an investment firm, or global broker-dealer.
Demonstrated knowledge of the trade life cycle across at least two asset classes (equities, fixed income, derivatives, FX, loans).
Knowledge of core banking or capital markets platforms (Murex, Calypso, Temenos, FIS, Broadridge, or equivalent).
Understanding of US financial regulations governing records retention (SEC 17a-4, FINRA 4511, CFTC 1.35, Dodd-Frank Title VII, BSA/AML).
Proven track record of managing regulatory examinations and producing records in response to regulatory requests.
Strong executive communication skills with experience presenting to C-suite and board-level audiences.
Prior people management experience leading cross-functional, cross-regional teams
In the US, the target base salary for this role is $100K- $125K. Compensation is based on a range of factors that include relevant experience, knowledge, skills, other job-related qualifications, and geography. We expect the majority of candidates who are offered roles at our company to fall throughout the range based on these factors
How to Apply
About eClerx
eClerx is a leading provider of productized services, bringing together people, technology and domain expertise to amplify business results.
The firm provides business process management, automation, and analytics services to a number of Fortune 2000 enterprises, including some of the world's leading financial services, communications, retail, fashion, media & entertainment, manufacturing, travel & leisure, and technology companies. Incorporated in 2000, eClerx is traded on both the Bombay and National Stock Exchanges of India. The firm employs more than 19,000 people across Australia, Canada, France, Germany, Switzerland, Egypt. India, Italy, Netherlands, Peru, Philippines, Singapore, Thailand, the UK, and the USA.
For more information, visit www.eclerx.com Â
You can also find us on:
https://www.linkedin.com/company/eclerx/Â
https://www.indeed.com/cmp/Eclerx/about
https://www.glassdoor.com/eClerx
eClerx is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law. We are also committed to protecting and safeguarding your personal data. Please find our policy here