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Fixed Income Compliance Jobs in Michigan (NOW HIRING)

Venteon

Senior Tax Accountant

Auburn Hills, MI · On-site

$77K - $99K/yr

Federal and State Tax Compliance experience * CPA or MST preferred * Exposure to Income Tax ... Evaluate book to tax differences related to fixed assets; utilize software to compute federal and ...

Venteon

Assistant Controller

Pontiac, MI · On-site

Fixed Assets * Internal Store Audit functions * Sales/Use Tax, Property Tax Returns Compliance * Local/State/Federal income tax work papers and disbursements * All outside financial and tax audits ...

FlavorSum LLC

Senior Accountant

Kalamazoo, MI · On-site

$69K - $87K/yr

... fixed asset and inventory accounting, budgeting support, audit and tax compliance, and continuous ... Analyze balance sheet and income statement accounts to ensure completeness, accuracy, and ...

FlavorSum LLC

Senior Accountant

Kalamazoo, MI

$69K - $87K/yr

... fixed asset and inventory accounting, budgeting support, audit and tax compliance, and continuous ... Analyze balance sheet and income statement accounts to ensure completeness, accuracy, and ...

Koniag Tech

Group Financial Controller

Grand Rapids, MI · On-site

... AR, payroll, fixed assets, and revenue recognition; deliver accurate, on-time consolidated ... compliance with lender reporting requirements and financial covenants. * Ensure sales tax, income ...

Magna

Tax Associate, International/Federal

Troy, MI · On-site

$55K - $73K/yr

S. federal and state income tax compliance and provision. Reporting to the International Tax ... Support for fixed assets, apportionment, and book to tax difference calculations. * Assist with the ...

Magna

Tax Associate, International/Federal

Troy, MI

$55K - $73K/yr

S. federal and state income tax compliance and provision.Reporting to the International Tax Manager ... Support for fixed assets, apportionment, and book to tax difference calculations. * Assist with the ...

CFS

Assistant Controller

Grand Rapids, MI

Monitor fixed asset activity, depreciation, and capital expenditure tracking * Ensure accounting ... Ensure compliance with audit requirements and financial regulations Audit & Technical Accounting

ABC Warehouse

Assistant Controller

Pontiac, MI · On-site

$92K - $110K/yr

... Fixed Assets * o Internal Store Audit functions * o Sales/Use Tax, Property Tax Returns Compliance * o Local/State/Federal income tax work papers and disbursements * o All outside financial and tax ...

BDO USA

Tax Manager - Corporate Taxes

Grand Rapids, MI · On-site

$105K - $141K/yr

... compliance and tax planning for the organization. Specifically, this individual is responsible for ... Deep knowledge of federal and state income taxation and the management of fixed assets * Strong ...

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Fixed Income Compliance information

What is the difference between Fixed Income Compliance vs Fixed Income Trading?

AspectFixed Income ComplianceFixed Income Trading
Primary FocusEnsuring adherence to regulations and internal policies in fixed income securitiesBuying and selling fixed income securities to generate profit
Required CredentialsCertifications like Series 7, Series 63, or Series 24 often preferredSeries 7, Series 63, or Series 55 typically required
Work EnvironmentRegulatory departments, compliance teams, financial institutionsTrading floors, investment banks, asset management firms
Key ResponsibilitiesMonitoring trades, implementing compliance policies, risk managementExecuting trades, market analysis, portfolio management

While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.

What is the highest paying job in compliance?

In compliance, senior roles such as Chief Compliance Officer or Head of Compliance typically have the highest salaries, often exceeding six figures annually. These positions require extensive experience, leadership skills, and often certifications like CRCM or CAMS, and they oversee compliance programs across organizations, including fixed income firms.

Are compliance jobs well paid?

Fixed income compliance jobs are generally well paid, especially for professionals with relevant certifications like the Series 7 or 63 and experience in regulatory environments. Salaries vary based on experience, location, and firm size but tend to be competitive within the finance industry.

Will compliance be replaced by AI?

Fixed Income Compliance professionals oversee adherence to regulations in bond markets, and AI tools are increasingly used to automate routine tasks such as data analysis and monitoring. However, human judgment remains essential for interpreting complex regulations and making nuanced decisions, so AI is seen as a complement rather than a complete replacement in this role.

Is compliance a dead-end job?

Fixed Income Compliance is a specialized role focused on ensuring adherence to regulations in bond and debt markets. It offers opportunities for career growth through certifications like the Series 7 or 63, and skills in risk management and regulatory knowledge are valuable. While some compliance roles can be routine, advancing to senior or managerial positions is common with experience and additional qualifications.
What are popular job titles related to Fixed Income Compliance jobs in Michigan? For Fixed Income Compliance jobs in Michigan, the most frequently searched job titles are:
What job categories do people searching Fixed Income Compliance jobs in Michigan look for? The top searched job categories for Fixed Income Compliance jobs in Michigan are:
What cities in Michigan are hiring for Fixed Income Compliance jobs? Cities in Michigan with the most Fixed Income Compliance job openings:
Fixed Income Compliance jobs near you
Group Business Associate (East Lansing, MI)

Group Business Associate (East Lansing, MI)

Oppenheimer & Co. Inc.

East Lansing, MI • On-site

$50K - $60K/yr

Full-time

Posted 24 days ago

Job description

Who We Are:
Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services.
Job Description
Oppenheimer & Co. Inc. Credit Union Investment Strategy Group is seeking a personable and team-oriented Group Business Associate to join our institutional team in the Private Client Department in East Lansing, MI. This Group specializes in serving the investment needs of Credit Unions throughout the country. The ideal candidate will possess excellent communication skills and the ability to collaborate effectively with others in a fast-paced environment. In this role, you will work closely with a ten-person Fixed Income Team, contributing to their success by utilizing your problem-solving skills, taking initiative, and demonstrating ownership of your work. A positive attitude, exceptional interpersonal skills, and effective communication abilities (both in person, email, and phone) are essential for this position. Additionally, proficiency in data management, Microsoft Word, Excel, and PowerPoint is required. Previous experience in the financial industry and some analytical experience would be highly desirable.
This position requires you to work on-site, five days a week.
Responsibilities:
  • Oversee opening, updating & ongoing due diligence for client accounts
  • Maintain delivery instructions, review client confirms, verify funds received and delivery of securities for trades and settlements.
  • Wires; input principal and interest monthly with accuracy followed by client confirmation
  • Handle client calls, set up and manage calendar invitations
  • Coordinate and book travel arrangements, adhering to company policies and guidelines
  • Monitor payments related to travel expenses and maintain an accurate ledger of the group's expenses
  • Act as point of contact for office technology repairs, knowing who to call and overseeing repairs until completion.
  • Assist in marketing efforts/ data base management, LinkedIn, and etc.
  • Ensure contact information is up to date and remind the team of upcoming compliance and FINRA deadlines/notes, updated policies and etc. after meetings
  • Anticipate and manage office supply needs for kitchen, cartridges, paper and other items based on usage
  • Cross train in various areas as needed to contribute to the smooth operations of the team
  • Participate in the growth of the business by actively supporting the rollout of new products or services to clients
  • Stay updated on the regulatory environment affecting our clients and prospects, identifying changes and other pertinent information

Qualifications:
  • College education a plus but not required
  • Previous experience at a brokerage firm or in a financial role is preferred
  • Previous experience as an Executive/Administrative Assistant is preferred
  • Possess a high degree of proficiency with technology including MS Office products (Word, Excel, PowerPoint and Outlook) and Zoom/WebEx
  • Must be able to maintain the highest level of confidentiality
  • Demonstrate strong accuracy and thoroughness in all facets of daily work and possess superb organizational skills
  • Able to interface and articulate well with all levels of employees, management and clients in a highly professional, timely and friendly manner
  • Able to meet designated deadlines and work effectively in a pressurized environment
  • Able to handle regular activities without prompting
  • Must exhibit a high degree of motivation, sense of urgency and professional demeanor

Compensation:
The total compensation for this role is determined based on various factors, including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs. A reasonable estimate of the base salary range for this position is $50,000.00-$60,000.00 per year at the time of this posting

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