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Finra Jobs in Riverside, CA (NOW HIRING)

Jobtailor

Senior Premier Banker

Irvine, CA · On-site

$90 - $170/hr

FINRA Series 6 and 63 exams or FINRA-recognized equivalents sufficient to qualify for immediate FINRA registration * State Insurance license(s), active or completed within a designated timeframe

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Finra information

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$8

$23

$49

How much do finra jobs pay per hour?

As of Aug 29, 2026, the average hourly pay for finra in Riverside, CA is $23.31, according to ZipRecruiter salary data. Most workers in this role earn between $17.31 and $24.33 per hour, depending on experience, location, and employer.

What is FINRA?

FINRA, or the Financial Industry Regulatory Authority, is a self-regulatory organization that oversees brokerage firms and their registered representatives in the United States. Its primary role is to protect investors by ensuring that the securities industry operates fairly and honestly. FINRA writes and enforces rules for broker-dealers, conducts regulatory examinations, and provides education and tools to investors. It also administers qualification exams for securities professionals and manages a dispute resolution forum for investors and firms.

What are the key skills and qualifications needed to thrive as a FINRA compliance analyst?

To thrive as a FINRA Compliance Analyst, you need a solid understanding of securities regulations, risk assessment, and financial industry practices, usually supported by a degree in finance, accounting, or a related field. Familiarity with regulatory compliance software, data analytics tools, and FINRA Rulebook is typically required, and certifications such as the Certified Regulatory Compliance Manager (CRCM) can be valuable. Strong attention to detail, analytical thinking, and effective communication skills help professionals excel in identifying compliance issues and collaborating across departments. These competencies are crucial for ensuring regulatory adherence, minimizing risk, and maintaining the integrity of financial markets.

What are some common challenges faced by professionals working at FINRA, and how are they typically addressed?

Professionals at FINRA often encounter the challenge of keeping up with rapidly evolving financial regulations and market practices. Adapting to frequent regulatory changes requires continuous learning and collaboration across compliance, legal, and technology teams. To address these challenges, FINRA provides ongoing training, access to robust knowledge resources, and encourages a culture of teamwork and open communication. Employees also participate in cross-departmental projects, which helps them stay informed and build expertise in multiple aspects of financial regulation.

What is the difference between Finra vs Securities Analyst?

AspectFinraSecurities Analyst
Required CredentialsFINRA licenses (e.g., Series 7, Series 63)Bachelor's degree, often Series 7 license
Work EnvironmentRegulatory body overseeing broker-dealersFinancial firms, investment banks, asset management
Employer & Industry UsageRegulates and enforces rules for securities firmsAnalyzes securities, provides investment recommendations
Common Search & ComparisonOften compared in regulatory contextCompared in investment analysis and research

Finra is a regulatory organization overseeing broker-dealers and securities firms, requiring specific licenses. Securities Analysts evaluate securities and provide investment insights, often holding similar licenses. While Finra focuses on regulation, Securities Analysts focus on market analysis. Both roles are integral to the securities industry but serve different functions.

Is working for FINRA a good career?

Working for FINRA as a regulatory professional offers a stable career with opportunities in compliance, enforcement, and examination roles. Employees typically require knowledge of securities laws and may need relevant certifications, with a work environment focused on oversight and industry regulation.

What skills are needed for Finra jobs?

Finra jobs typically require strong analytical skills, knowledge of financial regulations, and attention to detail. Candidates often need proficiency in compliance, risk management, and relevant software tools, along with good communication skills and the ability to work under pressure.

What job categories do people searching Finra jobs in Riverside, CA look for?

The top searched job categories for Finra jobs in Riverside, CA are:

What cities near Riverside, CA are hiring for Finra jobs?

Cities near Riverside, CA with the most Finra job openings:

Finra jobs near you
Infographic showing various Finra job openings in Riverside, CA as of August 2026, with employment types broken down into 90% Full Time, 9% Part Time, and 1% Contract. Highlights an 77% Physical, 10% Hybrid, and 13% Remote job distribution, with an average salary of $48,477 per year, or $23.3 per hour.

Senior Premier Banker

Jobtailor

Irvine, CA • On-site

$90 - $170/hr

Other

Posted 3 days ago

New

Job description

  • Acquire new affluent consumer and business customers and deepen existing relationships through outreach, referrals, and appointments
  • Lead discovery-driven conversations to understand customer goals and deliver tailored banking and credit strategies
  • Serve as the primary financial partner with comprehensive, multi-product guidance and ongoing reviews
  • Grow and manage a defined book of business using goals-based planning and prudent risk oversight
  • Deliver integrated solutions across deposits, investments, credit, home lending, and business banking
  • Coordinate warm introductions with Wealth, Home Lending, and Business Banking partners and convert qualified opportunities into closed outcomes
  • Promote digital adoption by educating customers on self-service and mobile banking
  • Open accounts, handle service requests, and support everyday banking needs
  • Advise branch colleagues on relationship development and complex client needs
  • Maintain accurate documentation, exercise sound judgment, escalat issues, and adhere to policies and regulations
Requirements
  • 4+ years of customer service experience, or equivalent demonstrated through work experience, training, military experience, or education
  • 3+ years of experience building and maintaining effective relationships with customers and partners
  • 3+ years of experience recommending products and services
  • Experience recommending financial products and translating customer goals into actionable recommendations
  • Experience sourcing, acquiring, and deepening customer relationships
  • Experience managing a book of business and documenting planning conversations
  • Experience coaching or supporting peers
  • Financial services industry experience in consumer, home lending, business banking, or investments
  • 3+ years of experience in a licensed financial services position
  • FINRA Series 6 and 63 exams or FINRA-recognized equivalents sufficient to qualify for immediate FINRA registration
  • State Insurance license(s), active or completed within a designated timeframe
  • SIE exam required for FINRA qualification exams earned after September 30, 2018
  • FINRA Series 65 or equivalent required within a specified period in certain states
  • SAFE registration required at the time of employment
  • Ability to work a schedule including most Saturdays
  • Must meet enhanced financial fitness and criminal background standards
  • Loan Originators must meet LO/CFPB requirements
  • Not eligible for Visa sponsorship
Core Competencies

Demonstrates expertise in building and managing customer relationships, providing tailored financial solutions, and adhering to regulatory standards in the financial services industry. Proficient in guiding clients through comprehensive banking products and services while promoting digital adoption.

Highest-signal resume keywords
  • Customer Relationship Management
  • Financial Product Recommendations
  • Book of Business Management
  • FINRA Series 6 and 63
  • State Insurance License
ATS Optimization KeywordsHard Skills
  • Customer Service Experience
  • Financial Services Experience
  • Goal-Based Planning
  • Risk Oversight
  • Documenting Planning Conversations
  • Coaching Peers
  • Sourcing Customer Relationships
  • Opening Accounts
  • Handling Service Requests
  • Promoting Digital Adoption
Soft Skills
  • Effective Communication
  • Relationship Development
  • Judgment
  • Problem Solving
  • Collaboration
Certifications & Qualifications
  • FINRA Series 65
  • SIE Exam
  • SAFE Registration
Industry Keywords
  • Consumer Banking
  • Home Lending
  • Business Banking
  • Investments
  • Loan Originator
  • CFPB Requirements
Tools & Technologies
  • Mobile Banking
  • Self-Service Banking
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