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Finra Jobs in Oklahoma (NOW HIRING)

American Fidelity

General Counsel

Oklahoma City, OK · On-site

CLU, CLFC or FLMI designations or similar, FINRA Registered Representative (Series 6) Securities License, FINRA Investment Principal (Series 26) Securities License, and State Securities Law (Series ...

Americanfidelity

General Counsel

Oklahoma City, OK

CLU, CLFC or FLMI designations or similar, FINRA Registered Representative (Series 6) Securities License, FINRA Investment Principal (Series 26) Securities License, and State Securities Law (Series ...

Wisepath Group

Financial Advisor

Edmond, OK · On-site

$100K - $250K/yr

Active FINRA Series 7 and Series 66 (or Series 6 and 63/65) registrations. * Active State Life & Health Insurance License. * 3+ years of experience as a producing Financial Advisor with a clean ...

BOK Financial

Associate Corporate Counsel

Tulsa, OK · On-site

You will assist in regulatory inquiries, examinations, and responses (SEC, FINRA, state regulators) * You will monitor legal and regulatory developments and proactively advise on impacts to the ...

BOK Financial

Associate Corporate Counsel

Tulsa, OK · On-site

You will assist in regulatory inquiries, examinations, and responses (SEC, FINRA, state regulators) * You will monitor legal and regulatory developments and proactively advise on impacts to the ...

BOK Financial

Associate Corporate Counsel

Tulsa, OK · On-site

You will assist in regulatory inquiries, examinations, and responses (SEC, FINRA, state regulators) * You will monitor legal and regulatory developments and proactively advise on impacts to the ...

Socket.dev

Chief Information Security Officer

Tulsa, OK · On-site

$200 - $320/hr

The CISO is expected to support SEC and FINRA regulatory readiness by coordinating with affiliate compliance, legal, supervision, and business leaders on cybersecurity examinations, incident ...

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Finra information

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How much do finra jobs pay per hour?

As of Aug 21, 2026, the average hourly pay for finra in Oklahoma is $20.63, according to ZipRecruiter salary data. Most workers in this role earn between $15.34 and $21.54 per hour, depending on experience, location, and employer.

What is FINRA?

FINRA, or the Financial Industry Regulatory Authority, is a self-regulatory organization that oversees brokerage firms and their registered representatives in the United States. Its primary role is to protect investors by ensuring that the securities industry operates fairly and honestly. FINRA writes and enforces rules for broker-dealers, conducts regulatory examinations, and provides education and tools to investors. It also administers qualification exams for securities professionals and manages a dispute resolution forum for investors and firms.

What are the key skills and qualifications needed to thrive as a FINRA compliance analyst?

To thrive as a FINRA Compliance Analyst, you need a solid understanding of securities regulations, risk assessment, and financial industry practices, usually supported by a degree in finance, accounting, or a related field. Familiarity with regulatory compliance software, data analytics tools, and FINRA Rulebook is typically required, and certifications such as the Certified Regulatory Compliance Manager (CRCM) can be valuable. Strong attention to detail, analytical thinking, and effective communication skills help professionals excel in identifying compliance issues and collaborating across departments. These competencies are crucial for ensuring regulatory adherence, minimizing risk, and maintaining the integrity of financial markets.

What are some common challenges faced by professionals working at FINRA, and how are they typically addressed?

Professionals at FINRA often encounter the challenge of keeping up with rapidly evolving financial regulations and market practices. Adapting to frequent regulatory changes requires continuous learning and collaboration across compliance, legal, and technology teams. To address these challenges, FINRA provides ongoing training, access to robust knowledge resources, and encourages a culture of teamwork and open communication. Employees also participate in cross-departmental projects, which helps them stay informed and build expertise in multiple aspects of financial regulation.

What is the difference between Finra vs Securities Analyst?

AspectFinraSecurities Analyst
Required CredentialsFINRA licenses (e.g., Series 7, Series 63)Bachelor's degree, often Series 7 license
Work EnvironmentRegulatory body overseeing broker-dealersFinancial firms, investment banks, asset management
Employer & Industry UsageRegulates and enforces rules for securities firmsAnalyzes securities, provides investment recommendations
Common Search & ComparisonOften compared in regulatory contextCompared in investment analysis and research

Finra is a regulatory organization overseeing broker-dealers and securities firms, requiring specific licenses. Securities Analysts evaluate securities and provide investment insights, often holding similar licenses. While Finra focuses on regulation, Securities Analysts focus on market analysis. Both roles are integral to the securities industry but serve different functions.

Is working for FINRA a good career?

Working for FINRA as a regulatory professional offers a stable career with opportunities in compliance, enforcement, and examination roles. Employees typically require knowledge of securities laws and may need relevant certifications, with a work environment focused on oversight and industry regulation.

What skills are needed for Finra jobs?

Finra jobs typically require strong analytical skills, knowledge of financial regulations, and attention to detail. Candidates often need proficiency in compliance, risk management, and relevant software tools, along with good communication skills and the ability to work under pressure.

What are popular job titles related to Finra jobs in Oklahoma?

For Finra jobs in Oklahoma, the most frequently searched job titles are:

What job categories do people searching Finra jobs in Oklahoma look for?

The top searched job categories for Finra jobs in Oklahoma are:

What cities in Oklahoma are hiring for Finra jobs?

Cities in Oklahoma with the most Finra job openings:

Finra jobs near you
Infographic showing various Finra job openings in Oklahoma as of August 2026, with employment types broken down into 89% Full Time, 10% Part Time, and 1% Contract. Highlights an 75% Physical, 10% Hybrid, and 15% Remote job distribution, with an average salary of $42,904 per year, or $20.6 per hour.

Financial Representative - Tulsa, OK

Fidelity Investments

Tulsa, OK • On-site

Full-time

Posted 16 days ago

Fidelity Investments rating

8.7

Company rating: 8.7 out of 10

Based on 272 frontline employees who took The Breakroom Quiz

16th of 151 rated financial services

Job description


Financial Representative
We believe that as a Financial Representative, you make a key impact on the branch atmosphere, as the official face of Fidelity. Through integrity and honesty, we know you will inspire client dedication and engagement to develop long-lasting positive relationships with Fidelity.
The Expertise We're Looking For
  • Customer service, phone, or financial services experience will prepare you for this role

  • Banking, insurance, or financial experience is an excellent addition to your experience

  • We will support you while you learn the FINRA licensing material and work to obtain the Series 7 and 66 licenses

  • Degree and/or other professional certifications are helpful; if you don't already have a CFP or degree, our Tuition Reimbursement program can help you obtain one

The Purpose of Your Role
It is our mission for the Financial Representative to have rewarding interactions with clients. As a subject matter specialist in compliance and all front lobby transactions, you will partner and contribute to branch success by identifying opportunities to deepen relationships.
The Skills You Bring
  • Superb interpersonal skills and passion to engage with clients

  • An aptitude to assess client needs and identify opportunities

  • Remarkable attention to detail and ability to prioritize

  • Organizational skills to manage multiple tasks

  • Being coachable, collaborative, and curious are your "go to" attributes

Note: Fidelity is not providing immigration sponsorship for this position
Our Investments in You
Fidelity's greatest advantage is our people, and we believe it is important to approach life holistically. We offer a competitive total rewards package, including a stable base salary, to recognize associate achievements. And ourbenefit programsare designed to help you and your family strike the right balance. We offer training in-branch, regionally, nationally, and virtually to help you with all aspects of your business. You will not fail due to a lack of training or onboarding!
The Value You Deliver
  • A key member of the team, you are offering support to Fidelity's most valuable clients daily

  • By identifying leads and making effective introductions, you are directly impacting the success of the branch

  • Your efforts will be valued by clients and you will find working with those clients a rewarding experience

  • As a technology champion for the branch, you will be an early adopter of technology and share what you have learned with the team

Fidelity's Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.
Certifications:
Securities Industry Essentials (SIE) - Issuing Authority, Series 07 - FINRA, Series 63 - FINRA, Series 66 - FINRA
Category:
Customer Service
Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

What Fidelity Investments employees say

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