Thrivent Investment Management Inc. is the sponsor for FINRA registration and Thrivent Financial for Lutherans is the sponsor for insurance licensure. Position Summary Maar Financial Group is looking ...
Thrivent Investment Management Inc. is the sponsor for FINRA registration and Thrivent Financial for Lutherans is the sponsor for insurance licensure. Position Summary Maar Financial Group is looking ...
Thrivent Investment Management Inc. is the sponsor for FINRA registration and Thrivent Financial for Lutherans is the sponsor for insurance licensure. Position Summary Maar Financial Group is looking ...
Thrivent Investment Management Inc. is the sponsor for FINRA registration and Thrivent Financial for Lutherans is the sponsor for insurance licensure. Position Summary Maar Financial Group is looking ...
Thrivent Investment Management Inc. is the sponsor for FINRA registration and Thrivent Financial for Lutherans is the sponsor for insurance licensure. Position Summary Maar Financial Group is looking ...
Thrivent Investment Management Inc. is the sponsor for FINRA registration and Thrivent Financial for Lutherans is the sponsor for insurance licensure. Position Summary Maar Financial Group is looking ...
Life/Health Insurance Position - State Farm Agent Team Member
Evansville, IN · On-site
$40K - $60K/yr
Accredited with the Financial Industry Regulatory Authority (FINRA) * Life/Health Insurance License * Successful track record of meeting sales goals/quotas preferred BENEFITS: * Salary plus ...
Quick apply
Life/Health Insurance Position - State Farm Agent Team Member
Evansville, IN · On-site
$40K - $60K/yr
Accredited with the Financial Industry Regulatory Authority (FINRA) * Life/Health Insurance License * Successful track record of meeting sales goals/quotas preferred BENEFITS: * Salary plus ...
Investment Consultant - Carmel, IN
Carmel, IN · On-site
$24.66 - $47.07/hr
A valid and active FINRA Series 7 license required * Currently hold or obtain the FINRA Series 66 (63/65) license and Life & Health Insurance, both of which are required for this role. * Relevant ...
Investment Consultant - Carmel, IN
Carmel, IN · On-site
$24.66 - $47.07/hr
A valid and active FINRA Series 7 license required * Currently hold or obtain the FINRA Series 66 (63/65) license and Life & Health Insurance, both of which are required for this role. * Relevant ...
Series 7 Tutor
Valparaiso, IN · Remote
$30 - $40/hr
... FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration licensure. * Effective Teaching ...
Series 7 Tutor
Valparaiso, IN · Remote
$30 - $40/hr
... FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration licensure. * Effective Teaching ...
Series 7 Tutor
Fort Wayne, IN · Remote
$30 - $40/hr
... FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration licensure. * Effective Teaching ...
Series 7 Tutor
Fort Wayne, IN · Remote
$30 - $40/hr
... FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration licensure. * Effective Teaching ...
Series 7 Tutor
West Lafayette, IN · Remote
$30 - $40/hr
... FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration licensure. * Effective Teaching ...
Series 7 Tutor
West Lafayette, IN · Remote
$30 - $40/hr
... FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration licensure. * Effective Teaching ...
Licenses in insurance and FINRA Series 7 and 63 preferred. Compensation: $24,000.00 per year About Our Agency State Farm agents are independent contractors who hire their own employees. State Farm ...
Licenses in insurance and FINRA Series 7 and 63 preferred. Compensation: $24,000.00 per year About Our Agency State Farm agents are independent contractors who hire their own employees. State Farm ...
Series 7 Tutor
Bloomington, IN · Remote
$30 - $40/hr
... FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration licensure. * Effective Teaching ...
Series 7 Tutor
Bloomington, IN · Remote
$30 - $40/hr
... FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration licensure. * Effective Teaching ...
Series 7 Tutor
Indianapolis, IN · Remote
$30 - $40/hr
... FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration licensure. * Effective Teaching ...
Series 7 Tutor
Indianapolis, IN · Remote
$30 - $40/hr
... FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration licensure. * Effective Teaching ...
Financial Advisor (Mishawaka, IN)
$100K - $140K/yr
Current FINRA Series 7/66 or 7/65/63 Securities Licensing * CRM Software experience (Example: Redtail, Salesforce, etc.) * Office Software Products experience (Example: DocuSign, MS Outlook, Excel ...
Quick apply
Financial Advisor (Mishawaka, IN)
$100K - $140K/yr
Current FINRA Series 7/66 or 7/65/63 Securities Licensing * CRM Software experience (Example: Redtail, Salesforce, etc.) * Office Software Products experience (Example: DocuSign, MS Outlook, Excel ...
A valid and active FINRA Series 7 license required * Currently hold or obtain the FINRA Series 66 (63/65) license and Life & Health Insurance, both of which are required for this role. * Relevant ...
A valid and active FINRA Series 7 license required * Currently hold or obtain the FINRA Series 66 (63/65) license and Life & Health Insurance, both of which are required for this role. * Relevant ...
Managing Director
Indianapolis, IN · On-site
FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management
Quick apply
Managing Director
Indianapolis, IN · On-site
FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management
FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management
FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management
Managing Director
Crown Point, IN · On-site
FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management
Managing Director
Crown Point, IN · On-site
FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management
Managing Director
Lafayette, IN · On-site
FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management
Managing Director
Lafayette, IN · On-site
FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management
Managing Director
Merrillville, IN · On-site
FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management
Quick apply
Managing Director
Merrillville, IN · On-site
FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management
Managing Director
Warsaw, IN · On-site
FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management
Quick apply
Managing Director
Warsaw, IN · On-site
FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management
Managing Director
Bloomington, IN · On-site
FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management
Managing Director
Bloomington, IN · On-site
FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management
Finra License information
Is working for FINRA a good career?
Working in a FINRA-related role typically involves regulatory compliance, securities oversight, or industry enforcement, requiring knowledge of financial regulations and licensing exams. It can offer stable employment, opportunities for advancement, and involvement in the financial industry, but job satisfaction depends on individual interests and career goals.
What are the key skills and qualifications needed to thrive in a FINRA-licensed financial professional role, and why are they important?
To thrive as a FINRA-licensed financial professional, you need a deep understanding of financial products, securities regulations, and ethical sales practices, typically supported by passing FINRA exams such as the Series 7 or Series 63. Proficiency with financial software platforms, compliance tools, and CRM systems is also essential for day-to-day operations. Strong interpersonal skills, attention to detail, and integrity help build client trust and ensure regulatory compliance. These skills are vital for managing client portfolios effectively, maintaining compliance, and succeeding in a highly regulated financial services environment.
What can you do with a FINRA license?
A FINRA license allows individuals to work in securities and financial services, such as broker-dealer roles, investment advising, and trading. It certifies that the holder has met industry standards and passed exams like the Series 7 or Series 63, enabling them to sell securities and provide financial advice within regulated environments.
What is the difference between Finra License vs Stock Broker?
| Aspect | Finra License | Stock Broker |
|---|---|---|
| Required Credentials | Finra licenses (e.g., Series 7, Series 63) | Series 7 license, registration with Finra |
| Work Environment | Financial firms, compliance roles | Brokerage firms, client-facing sales |
| Employer & Industry Usage | Financial regulatory bodies, firms | Brokerage firms, investment companies |
| Common Search & Comparison | Yes | Yes |
The Finra License refers to the certifications required to work in various financial roles, including being a stock broker. A stock broker is a professional who holds these licenses and actively sells securities to clients. While the Finra License is a credential, the stock broker is a role that requires holding specific licenses like Series 7. Essentially, the Finra License enables someone to become a stock broker, making them closely related in the financial industry.
What are some common challenges candidates face when preparing for FINRA licensing exams, and how can they overcome them?
Many candidates find the breadth of material covered in FINRA licensing exams, such as the Series 7 or Series 63, to be challenging, especially if they are new to financial regulations or securities products. Time management is crucial, as balancing study schedules with work or other responsibilities can be difficult. To overcome these challenges, candidates are encouraged to use structured study programs, take practice exams, join study groups, and leverage official FINRA resources. Seeking guidance from colleagues or mentors who have recently passed the exams can also provide practical insights and moral support.
What is a FINRA license?
A FINRA license is a certification granted by the Financial Industry Regulatory Authority (FINRA) that allows individuals to engage in specific securities-related activities, such as selling stocks, bonds, or giving investment advice. To obtain a FINRA license, candidates must pass qualifying exams such as the Series 7 or Series 63, depending on their desired role. These licenses help ensure that financial professionals meet industry standards and comply with regulations to protect investors. Maintaining a FINRA license often requires continuing education and adherence to ethical guidelines.
What are popular job titles related to Finra License jobs in Indiana?
For Finra License jobs in Indiana, the most frequently searched job titles are:
What job categories do people searching Finra License jobs in Indiana look for?
The top searched job categories for Finra License jobs in Indiana are:
What cities in Indiana are hiring for Finra License jobs?
Cities in Indiana with the most Finra License job openings:
$46K - $58K/yr
Full-time
Medical, Retirement
Re-posted 8 days ago
Thrivent rating
8.8
Based on 20 frontline employees who took The Breakroom Quiz
Job description
Summary
This position provides licensed financial and non-financial support to Maar Financial Group and will serve as a resource to Thrivent Financial for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and variable life, health, and annuities products and together with the Financial Advisors, will serve the financial and non-financial needs of Thrivent members, customers, and their families. Responsibilities may include working with a Financial Advisor to develop and implement business and marketing plans to acquire, cultivate, and retain members, prospecting and marketing, case and proposal preparation, referral generation, and building a sense of "community" with and among members and prospects. The Associate reports to and is employed/contracted by the Financial Advisor. Thrivent Investment Management Inc. is the sponsor for FINRA registration and Thrivent Financial for Lutherans is the sponsor for insurance licensure.Job Description
Position Summary
Maar Financial Group is looking for a self-motivated individual who thrives working not only independently but also with a team. The Client Service Administrator's main responsibilities will include providing client service along with advisor support: answering client questions regarding insurance and financial accounts; assist advisors with meeting preparation and assisting with forms and transactions for financial accounts; supporting projects and the administration of various programs, assisting with drafting financial plans and reports; accepting and/or entering securities trade orders from customers; contacting clients for service related matters; and, participating in occasional marketing events that may occur during non-business hours.
Compensation
Compensation will be market and situation-based, corresponding to the candidate's experience level and credentials. The package will include a competitive salary, annual bonus opportunity after one year's employment, and participation in a 401(k) plan. Option of medical.
Salary Range based on license status: $46,000 - $58,000
Position Roles/Responsibilities/Accountabilities
- Bachelor's degree, preferably in a business or finance related field
- Must have or be interested in attaining securities registration with SIE, Series 7 and Series 66 within 120 days of employment as well as insurance licensing
- Interested in understanding economic trends, regulations, and other factors affecting client investments
- Excellent writing skills
- Very detail oriented and organized
- Excellent problem solving and communication skills
- Ability to flourish in a fast-paced environment
- Ability to maintain integrity of sensitive/confidential information
- Work well in a team-oriented environment
- Demonstrate an ability to develop and cultivate relationships
- Accept feedback and constructive criticism well
- Pass any applicable pre-employment tests
- Be able to demonstrate customer service orientation/experience obtained in any field
- Proficient in Microsoft Word, Outlook, and Excel
External/Internal Dependencies
- Must be able to work with all roles of the Maar Financial Group.
- Must be able to represent the organization in work with external clients.
- Must be able to cultivate and maintain relationships with outside organizations.
As part of Maar Financial Group recruiting/hiring/contracting process, a verification of a candidate's background will be made to complete the process. Fingerprints will be required as part of FINRA registration process for submission to the Federal Bureau of Investigation for review against nationwide fingerprint records.