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Finra Crypto Jobs (NOW HIRING)

An SEC registered FINRA member, providing retail investors access to both U.S. and Asian securities markets. * Moomoo Crypto Inc.: Launching soon, an MSB that will offer cryptocurrency trading to ...

Through our crypto solutions for financial institutions, businesses, governments and developers, we ... Experience supporting FINRA or SEC regulatory examinations. * Familiarity with prime brokerage or ...

Join Ripple Labs Inc., where we are revolutionizing the financial world with our crypto solutions ... Working knowledge of SEC Rules 15c3-1 and 15c3-3, FINRA financial reporting requirements, and FOCUS ...

Compliance Analyst

New York, NY · Remote

$130K - $150K/yr

CoinDesk Events gathers the global crypto, blockchain and Web3 communities at annual events such as ... FINRA and SEC rules) is a plus. Bullish US LLC & CoinDesk Inc. are committed to offering ...

Compliance Analyst

New York, NY · On-site

$130K - $150K/yr

CoinDesk Events gathers the global crypto, blockchain and Web3 communities at annual events such as ... FINRA and SEC rules) is a plus. Bullish US LLC & CoinDesk Inc. are committed to offering ...

Relevant FINRA licenses (e.g., Series 7, 24) are highly preferred; Series 4 or 9/10 is a ... Direct experience or deep theoretical knowledge of Stablecoins and Crypto risk, including custodial ...

DeFi Ecosystem Analyst

Boston, MA · On-site

$97K - $185K/yr

Experience at crypto-native organizations or research firms * Programming or scripting skills ... FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or ...

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Finra Crypto information

See salary details

$75K

$95.7K

$128K

How much do finra crypto jobs pay per year?

As of Jun 5, 2026, the average yearly pay for finra crypto in the United States is $95,687.00, according to ZipRecruiter salary data. Most workers in this role earn between $81,500.00 and $110,500.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a FINRA Crypto Compliance Professional, and why are they important?

To thrive as a FINRA Crypto Compliance Professional, you need a deep understanding of securities regulations, digital assets, and financial markets, often supported by a relevant degree and experience in compliance or risk management. Familiarity with compliance management systems, blockchain analysis tools, and FINRA regulatory platforms is typically required. Strong analytical thinking, attention to detail, and effective communication are crucial soft skills in this field. These skills and qualities help ensure regulatory adherence, protect organizational integrity, and mitigate risks in a rapidly evolving crypto environment.

What are some common challenges faced by professionals working in FINRA-regulated crypto compliance roles?

Professionals in FINRA crypto compliance roles often navigate the evolving intersection of traditional securities regulations and emerging digital asset frameworks. One common challenge is staying updated with frequent regulatory changes and ensuring company practices remain compliant. Additionally, they may need to interpret ambiguous guidance and collaborate with legal, technology, and product teams to develop robust compliance programs. Working in this environment requires adaptability, strong communication skills, and a proactive approach to risk management.

What is a FINRA Crypto professional?

A FINRA Crypto professional is someone who works within the cryptocurrency sector and operates under regulations set by the Financial Industry Regulatory Authority (FINRA). These professionals may be involved in activities such as compliance, trading, brokerage, or advisory services related to digital assets. Their role is to help ensure that crypto-related financial activities comply with FINRA's rules and federal securities laws, promoting transparency and investor protection. As the crypto industry evolves, FINRA Crypto professionals are increasingly important for maintaining regulatory standards and adapting to new digital asset challenges.

Does FINRA cover crypto?

FINRA, the Financial Industry Regulatory Authority, does not directly regulate cryptocurrencies or digital assets. However, firms that deal with crypto-related securities or offer trading services involving digital assets must comply with FINRA rules and register accordingly. Professionals working in crypto finance may need to understand both FINRA regulations and the specific legal frameworks governing digital currencies.

What is the difference between Finra Crypto vs Crypto Compliance Analyst?

AspectFinra CryptoCrypto Compliance Analyst
CertificationsFinra licenses, AML, and compliance certificationsAML, Compliance, and possibly Finra licenses
Work EnvironmentFinancial firms, broker-dealers, trading platformsCryptocurrency exchanges, blockchain companies, financial institutions
Industry UsageRegulated securities and trading environmentsCryptocurrency and blockchain sectors
Job FocusRegulatory compliance, licensing, securities lawsAML, KYC, transaction monitoring, regulatory adherence

Both roles involve compliance and regulatory knowledge, often requiring similar certifications. Finra Crypto professionals typically work within traditional financial firms dealing with securities, while Crypto Compliance Analysts focus on blockchain and cryptocurrency platforms. The roles overlap in compliance standards but differ in industry focus and specific regulations.

Trading Specialist

$70K - $80K/yr

Full-time

Medical, Retirement, PTO

Posted 18 days ago


Job description

About Futu US Inc.:

Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).

Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience.

Here's a closer look at our key entities:

  • Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services to institutional clients.
  • Moomoo Financial Inc.: An SEC registered FINRA member, providing retail investors access to both U.S. and Asian securities markets.
  • Moomoo Crypto Inc.: Launching soon, an MSB that will offer cryptocurrency trading to retail investors in a number of states.
  • Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer.

For deeper insights into our entities and affiliates, explore futuclearing.com or moomoo.com/us to discover the future of investing with confidence and innovation.

Trading Specialist

Office Location: Dallas, TX

About the Team & Role:

Join our dynamic team at Moomoo as a Trading Specialist, where your passion for finance and technology can thrive. As a Trading Specialist, you'll play a crucial role in enhancing our customers' trading experience and building long-lasting relationships. Your work will focus on equities trading, options trading, margin investing, and related issues experienced by our fastgrowing presence in the marketplace.

This role must be based at the office locations specified in the job description, in line with our in-office work philosophy. Remote work is not available for this position. For more details about our in-office approach and expectations, please reach out to the recruiter.

What You'll Do:

  • Communicate with customers using email, phone, and chat, providing efficient and effective solutions with kindness
  • Act as the voice of the customer by identifying and communicating customer pain points or opportunities to the product team
  • Develop deep subject mastery and offer personalized support on complex trading strategies, derivatives, and investment opportunities
  • Pursue additional licenses to broaden your professional expertise and contribute to the growth of our business
  • Proactively develop and maintain strong relationships with high-net-worth customers, acting as their primary point of contact for trading-related inquiries
  • Collaborate with internal teams to optimize trading operations and enhance the overall customer experience

Requirements

What You Bring:

  • FINRA Series 7 and 63 Licenses required
  • Mandarin Chinese fluency is required
  • Strong understanding of trading strategies and investment products
  • Experience with crypto products a plus
  • Excellent communication and interpersonal skills, enabling you to effectively engage with high-net-worth clients and build strong relationships.
  • Ability to handle complex trading inquiries, derivatives, and investment strategies, offering expert support
  • Proactive, detail-oriented, and results-driven with a strong commitment to delivering exceptional service
  • Bachelor's Degree in Finance, Economics, or a related field; advanced degrees or certifications (e.g., CFA) are highly desirable. A minimum of 3-5 years of experience in a similar role or a combination of education and relevant experience.

Bonus points if you have experience in executing and managing trades across different asset classes and are knowledgeable about regulatory compliance requirements.

Benefits

What We Offer:

  • Comprehensive Paid Medical Benefits: We prioritize your health with a robust medical benefits plan that covers you and your dependents
  • 401k Employer Contribution: We match your contributions to help you grow your retirement savings
  • Generous Paid Time Off & Paid Holidays: Take the time you need to recharge and pursue your passions with our generous paid time off policy
  • Opportunities for Professional Growth & Development: Invest in your future through hands-on learning, skill-building, and cross-functional work
  • Performance Based Bonuses: Your hard work deserves recognition! Enjoy performance-based bonuses that reward your contributions to our team's success

Base pay for a successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected salary range for this role is $70,000 - $80,000. This role is also eligible to participate in our discretionary bonus plan.

Disclaimer:

The above information in this job description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not intended to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job. Employment with Futu Holdings Limited, including all subsidiaries, is on an at-will basis. This means that either the employee or the Company may terminate the employment relationship at any time, with or without notice and with or without cause, subject to applicable law. Nothing in this job posting or description should be construed as creating an express or implied contract of employment or guarantee of employment for any specific duration.

Futu Holdings Limited, including all subsidiaries, is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability status, protected veteran status, or any other characteristic protected by applicable law.

Warning about fake job posts:

Please be aware of fraudulent job postings by persons not affiliated with Futu, Moomoo, or their affiliates. Criminals may use fraudulent job postings to obtain your personally identifiable information and/or financial information to steal your identity and/or money.

All communications to you will come from a business email address. We do not hire through text message, social media, or email alone, and any interviews will be conducted in person or through a video call. We will not ask you for bank account information nor ask you to pay anything during the hiring process.

If you see suspicious activity or believe that you have been the victim of a job posting scam, you should report it to your local FBI field office or to the FBI's Internet Crime Complaint Center.