Trading Specialist
$70K - $80K/yr
An SEC registered FINRA member, providing retail investors access to both U.S. and Asian securities markets. * Moomoo Crypto Inc.: Launching soon, an MSB that will offer cryptocurrency trading to ...
$70K - $80K/yr
An SEC registered FINRA member, providing retail investors access to both U.S. and Asian securities markets. * Moomoo Crypto Inc.: Launching soon, an MSB that will offer cryptocurrency trading to ...
$70K - $80K/yr
An SEC registered FINRA member, providing retail investors access to both U.S. and Asian securities markets. * Moomoo Crypto Inc.: Launching soon, an MSB that will offer cryptocurrency trading to ...
Chicago, IL · On-site
$100K - $130K/yr
Crypto spot and OTC derivatives * Ensure accurate booking and lifecycle representation in internal ... Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and ...
Quick apply
Chicago, IL · On-site
$100K - $130K/yr
Crypto spot and OTC derivatives * Ensure accurate booking and lifecycle representation in internal ... Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and ...
Chicago, IL · On-site
$100K - $130K/yr
Crypto spot and OTC derivatives * Ensure accurate booking and lifecycle representation in internal ... Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and ...
Chicago, IL · On-site
$100K - $130K/yr
Crypto spot and OTC derivatives * Ensure accurate booking and lifecycle representation in internal ... Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and ...
Crypto spot and OTC derivatives * Ensure accurate booking and lifecycle representation in internal ... Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and ...
Crypto spot and OTC derivatives * Ensure accurate booking and lifecycle representation in internal ... Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and ...
Chicago, IL · On-site
Through our crypto solutions for financial institutions, businesses, governments and developers, we ... Experience supporting FINRA or SEC regulatory examinations. * Familiarity with prime brokerage or ...
Chicago, IL · On-site
Through our crypto solutions for financial institutions, businesses, governments and developers, we ... Experience supporting FINRA or SEC regulatory examinations. * Familiarity with prime brokerage or ...
Join Ripple Labs Inc., where we are revolutionizing the financial world with our crypto solutions ... Working knowledge of SEC Rules 15c3-1 and 15c3-3, FINRA financial reporting requirements, and FOCUS ...
Join Ripple Labs Inc., where we are revolutionizing the financial world with our crypto solutions ... Working knowledge of SEC Rules 15c3-1 and 15c3-3, FINRA financial reporting requirements, and FOCUS ...
Ability to independently conduct research into crypto projects, protocols, market developments ... FINRA Requirements FINRA licenses are not required and will not be supported for this role. Work ...
Ability to independently conduct research into crypto projects, protocols, market developments ... FINRA Requirements FINRA licenses are not required and will not be supported for this role. Work ...
Ability to independently conduct research into crypto projects, protocols, market developments ... Effective communication skills (verbal and written) FINRA Requirements FINRA licenses are not ...
Ability to independently conduct research into crypto projects, protocols, market developments ... Effective communication skills (verbal and written) FINRA Requirements FINRA licenses are not ...
Ability to independently conduct research into crypto projects, protocols, market developments ... Effective communication skills (verbal and written) FINRA Requirements FINRA licenses are not ...
Ability to independently conduct research into crypto projects, protocols, market developments ... Effective communication skills (verbal and written) FINRA Requirements FINRA licenses are not ...
Ability to independently conduct research into crypto projects, protocols, market developments ... Effective communication skills (verbal and written) FINRA Requirements FINRA licenses are not ...
Ability to independently conduct research into crypto projects, protocols, market developments ... Effective communication skills (verbal and written) FINRA Requirements FINRA licenses are not ...
New York, NY · Remote
$130K - $150K/yr
CoinDesk Events gathers the global crypto, blockchain and Web3 communities at annual events such as ... FINRA and SEC rules) is a plus. Bullish US LLC & CoinDesk Inc. are committed to offering ...
New York, NY · Remote
$130K - $150K/yr
CoinDesk Events gathers the global crypto, blockchain and Web3 communities at annual events such as ... FINRA and SEC rules) is a plus. Bullish US LLC & CoinDesk Inc. are committed to offering ...
New York, NY · On-site
$130K - $150K/yr
CoinDesk Events gathers the global crypto, blockchain and Web3 communities at annual events such as ... FINRA and SEC rules) is a plus. Bullish US LLC & CoinDesk Inc. are committed to offering ...
New York, NY · On-site
$130K - $150K/yr
CoinDesk Events gathers the global crypto, blockchain and Web3 communities at annual events such as ... FINRA and SEC rules) is a plus. Bullish US LLC & CoinDesk Inc. are committed to offering ...
New York, NY · On-site
Relevant FINRA licenses (e.g., Series 7, 24) are highly preferred; Series 4 or 9/10 is a ... Direct experience or deep theoretical knowledge of Stablecoins and Crypto risk, including custodial ...
New York, NY · On-site
Relevant FINRA licenses (e.g., Series 7, 24) are highly preferred; Series 4 or 9/10 is a ... Direct experience or deep theoretical knowledge of Stablecoins and Crypto risk, including custodial ...
Los Angeles, CA · Remote
$175K - $200K/yr
Contribute to strategy in cutting-edge areas like data privacy and crypto * Collaborate closely ... Class action, data privacy, cybersecurity, or arbitration experience (FINRA, AAA, JAMS) * Bonus:
Los Angeles, CA · Remote
$175K - $200K/yr
Contribute to strategy in cutting-edge areas like data privacy and crypto * Collaborate closely ... Class action, data privacy, cybersecurity, or arbitration experience (FINRA, AAA, JAMS) * Bonus:
Boston, MA · On-site
$97K - $185K/yr
Experience at crypto-native organizations or research firms * Programming or scripting skills ... FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or ...
Boston, MA · On-site
$97K - $185K/yr
Experience at crypto-native organizations or research firms * Programming or scripting skills ... FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or ...
Merrimack, NH · Hybrid
$140K/yr
Substantive expertise and business acumen with the following: crypto and blockchain technology ... FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or ...
Merrimack, NH · Hybrid
$140K/yr
Substantive expertise and business acumen with the following: crypto and blockchain technology ... FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or ...
$230K - $300K/yr
We're a leader in strategies such as crypto-linked, dividend growth, interest rate-hedged bond and ... Oversee communications and coordination with the SEC, CFTC, NFA and FINRA. * Draft, negotiate, and ...
$230K - $300K/yr
We're a leader in strategies such as crypto-linked, dividend growth, interest rate-hedged bond and ... Oversee communications and coordination with the SEC, CFTC, NFA and FINRA. * Draft, negotiate, and ...
Greenwood Village, CO · Hybrid
$140K/yr
Substantive expertise and business acumen with the following: crypto and blockchain technology ... FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or ...
Greenwood Village, CO · Hybrid
$140K/yr
Substantive expertise and business acumen with the following: crypto and blockchain technology ... FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or ...
Jersey City, NJ · Hybrid
$140K/yr
Substantive expertise and business acumen with the following: crypto and blockchain technology ... FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or ...
Jersey City, NJ · Hybrid
$140K/yr
Substantive expertise and business acumen with the following: crypto and blockchain technology ... FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or ...
Chicago, IL · Hybrid
$140K/yr
Substantive expertise and business acumen with the following: crypto and blockchain technology ... FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or ...
Chicago, IL · Hybrid
$140K/yr
Substantive expertise and business acumen with the following: crypto and blockchain technology ... FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or ...
$75K - $79.8K
9% of jobs
$82.8K is the 25th percentile. Wages below this are outliers.
$79.8K - $84.6K
25% of jobs
The median wage is $88.3K / yr.
$84.6K - $89.5K
20% of jobs
$89.5K - $94.3K
20% of jobs
$94.6K is the 75th percentile. Wages above this are outliers.
$94.3K - $99.1K
4% of jobs
$99.1K - $103.9K
0% of jobs
$103.9K - $108.7K
1% of jobs
$108.7K - $113.5K
3% of jobs
$113.5K - $118.4K
4% of jobs
$118.4K - $123.2K
5% of jobs
$123.2K - $128K
7% of jobs
$75K
$95.7K
$128K
| Aspect | Finra Crypto | Crypto Compliance Analyst |
|---|---|---|
| Certifications | Finra licenses, AML, and compliance certifications | AML, Compliance, and possibly Finra licenses |
| Work Environment | Financial firms, broker-dealers, trading platforms | Cryptocurrency exchanges, blockchain companies, financial institutions |
| Industry Usage | Regulated securities and trading environments | Cryptocurrency and blockchain sectors |
| Job Focus | Regulatory compliance, licensing, securities laws | AML, KYC, transaction monitoring, regulatory adherence |
Both roles involve compliance and regulatory knowledge, often requiring similar certifications. Finra Crypto professionals typically work within traditional financial firms dealing with securities, while Crypto Compliance Analysts focus on blockchain and cryptocurrency platforms. The roles overlap in compliance standards but differ in industry focus and specific regulations.
About Futu US Inc.:
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).
Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience.
Here's a closer look at our key entities:
For deeper insights into our entities and affiliates, explore futuclearing.com or moomoo.com/us to discover the future of investing with confidence and innovation.
Trading Specialist
Office Location: Dallas, TX
About the Team & Role:
Join our dynamic team at Moomoo as a Trading Specialist, where your passion for finance and technology can thrive. As a Trading Specialist, you'll play a crucial role in enhancing our customers' trading experience and building long-lasting relationships. Your work will focus on equities trading, options trading, margin investing, and related issues experienced by our fastgrowing presence in the marketplace.
This role must be based at the office locations specified in the job description, in line with our in-office work philosophy. Remote work is not available for this position. For more details about our in-office approach and expectations, please reach out to the recruiter.
What You'll Do:
Requirements
What You Bring:
Bonus points if you have experience in executing and managing trades across different asset classes and are knowledgeable about regulatory compliance requirements.
Benefits
What We Offer:
Base pay for a successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected salary range for this role is $70,000 - $80,000. This role is also eligible to participate in our discretionary bonus plan.
Disclaimer:
The above information in this job description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not intended to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job. Employment with Futu Holdings Limited, including all subsidiaries, is on an at-will basis. This means that either the employee or the Company may terminate the employment relationship at any time, with or without notice and with or without cause, subject to applicable law. Nothing in this job posting or description should be construed as creating an express or implied contract of employment or guarantee of employment for any specific duration.
Futu Holdings Limited, including all subsidiaries, is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability status, protected veteran status, or any other characteristic protected by applicable law.
Warning about fake job posts:
Please be aware of fraudulent job postings by persons not affiliated with Futu, Moomoo, or their affiliates. Criminals may use fraudulent job postings to obtain your personally identifiable information and/or financial information to steal your identity and/or money.
All communications to you will come from a business email address. We do not hire through text message, social media, or email alone, and any interviews will be conducted in person or through a video call. We will not ask you for bank account information nor ask you to pay anything during the hiring process.
If you see suspicious activity or believe that you have been the victim of a job posting scam, you should report it to your local FBI field office or to the FBI's Internet Crime Complaint Center.
Sourced by ZipRecruiter
Finance and insurance
1,001 - 5,000 Employees
Palo Alto, CA, US
2018