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Finra Crypto Jobs (NOW HIRING)

Crypto.com

Director, US Broker-Dealer Compliance

$230K - $280K/yr

Crypto.com is seeking an experienced professional to oversee our US Broker-Dealer compliance operations. This role is the primary owner of Broker Dealer compliance, working closely with our FINRA ...

Apex Systems

Security Analyst - Crypto

Southlake, TX · On-site +1

$53 - $57/hr

Support alignment with SEC, FINRA, OCC, FFIEC, and other regulatory expectations. 6. Cyber Incident Preparedness & Response * Collaborate with Cyber Operations and Incident Response teams for crypto ...

QCP

Head of Compliance, US

New York, NY · On-site

... crypto ecosystems. We work to build trusted partnerships, putting client success and care at the ... FINRA rules and guidance; Applicable state securities laws * Oversee supervisory systems for:

QCP

Head of Compliance, US

New York, NY · On-site

... crypto ecosystems. We work to build trusted partnerships, putting client success and care at the ... FINRA rules and guidance; Applicable state securities laws * Oversee supervisory systems for:

QCP

Head of Compliance, US

New York, NY

... crypto ecosystems. We work to build trusted partnerships, putting client success and care at the ... FINRA rules and guidance; Applicable state securities laws * Oversee supervisory systems for:

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All JobsFinra Crypto Jobs

Finra Crypto information

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$75K

$95.7K

$128K

How much do finra crypto jobs pay per year?

As of Jun 8, 2026, the average yearly pay for finra crypto in the United States is $95,687.00, according to ZipRecruiter salary data. Most workers in this role earn between $81,500.00 and $110,500.00 per year, depending on experience, location, and employer.

Does FINRA cover crypto?

FINRA, the Financial Industry Regulatory Authority, does not directly regulate cryptocurrencies or digital assets. However, firms that deal with crypto-related securities or offer trading services involving digital assets must comply with FINRA rules and register accordingly. Professionals working in crypto finance may need to understand both FINRA regulations and the specific legal frameworks governing digital currencies.

What are some common challenges faced by professionals working in FINRA-regulated crypto compliance roles?

Professionals in FINRA crypto compliance roles often navigate the evolving intersection of traditional securities regulations and emerging digital asset frameworks. One common challenge is staying updated with frequent regulatory changes and ensuring company practices remain compliant. Additionally, they may need to interpret ambiguous guidance and collaborate with legal, technology, and product teams to develop robust compliance programs. Working in this environment requires adaptability, strong communication skills, and a proactive approach to risk management.

What are the key skills and qualifications needed to thrive as a FINRA Crypto Compliance Professional, and why are they important?

To thrive as a FINRA Crypto Compliance Professional, you need a deep understanding of securities regulations, digital assets, and financial markets, often supported by a relevant degree and experience in compliance or risk management. Familiarity with compliance management systems, blockchain analysis tools, and FINRA regulatory platforms is typically required. Strong analytical thinking, attention to detail, and effective communication are crucial soft skills in this field. These skills and qualities help ensure regulatory adherence, protect organizational integrity, and mitigate risks in a rapidly evolving crypto environment.

What is the difference between Finra Crypto vs Crypto Compliance Analyst?

AspectFinra CryptoCrypto Compliance Analyst
CertificationsFinra licenses, AML, and compliance certificationsAML, Compliance, and possibly Finra licenses
Work EnvironmentFinancial firms, broker-dealers, trading platformsCryptocurrency exchanges, blockchain companies, financial institutions
Industry UsageRegulated securities and trading environmentsCryptocurrency and blockchain sectors
Job FocusRegulatory compliance, licensing, securities lawsAML, KYC, transaction monitoring, regulatory adherence

Both roles involve compliance and regulatory knowledge, often requiring similar certifications. Finra Crypto professionals typically work within traditional financial firms dealing with securities, while Crypto Compliance Analysts focus on blockchain and cryptocurrency platforms. The roles overlap in compliance standards but differ in industry focus and specific regulations.

What is a FINRA Crypto professional?

A FINRA Crypto professional is someone who works within the cryptocurrency sector and operates under regulations set by the Financial Industry Regulatory Authority (FINRA). These professionals may be involved in activities such as compliance, trading, brokerage, or advisory services related to digital assets. Their role is to help ensure that crypto-related financial activities comply with FINRA's rules and federal securities laws, promoting transparency and investor protection. As the crypto industry evolves, FINRA Crypto professionals are increasingly important for maintaining regulatory standards and adapting to new digital asset challenges.

Director, US Broker-Dealer Compliance

Crypto.com

Charleston, WV • Remote

Full-time

Posted 9 days ago

Job description

Crypto.com is seeking an experienced professional to oversee our US Broker-Dealer compliance operations. This role is the primary owner of Broker Dealer compliance, working closely with our FINRA-licensed entity to ensure we remain in good standing with regulators while supporting the day-to-day needs of the business. In addition to core Broker Dealer responsibilities, this person will also support our New Hampshire Trust Custody program and related compliance functions.

Key Responsibilities
  • Own and manage all compliance testing, office inspections, and best execution reviews, including SEC Rule 605/606 reporting
  • Prepare and submit regulatory filings including Forms U4, U5, Form BD, Form BR, CMA and MatCon
  • Serve as the primary point of contact during FINRA and SEC audits, cycle exams, and cause examinations
  • Manage FINRA Rule 4530 Reporting and respond to all regulatory inquiries in a timely and organized manner
  • Conduct internal and external communication, and marketing reviews to ensure adherence to FINRA standards
  • Support Margin and Options compliance and risk management
  • Support the NH Trust Custody program, including IRA-related compliance matters
  • Maintain the Compliance Manual and all relevant written procedures, keeping them current with regulatory changes
  • Administer the Identity Theft Prevention Program (ITPP) and manage Privacy (Reg S-P) and Information Security notice obligations
Qualifications
  • Experience with  Broker-Dealer compliance, and prior interaction with FINRA and the SEC
  • FINRA registration required, including fingerprinting; Series 7 and Series 24 are required, Series 4 is strongly preferred
  • Strong organizational skills with the ability to manage a broad scope of responsibilities independently
  • Comfortable working across teams and communicating directly with state and federal regulators
  • Familiarity with trust custody compliance and IRA regulations is a plus
Life @ Crypto.com
Empowered to think big. Try new opportunities while working with a talented, ambitious and supportive team.
Transformational and proactive working environment. Empower employees to find thoughtful and innovative solutions.
Growth from within. We help to develop new skill-sets that would impact the shaping of your personal and professional growth.
Work Culture. Our colleagues are some of the best in the industry; we are all here to help and support one another.
One cohesive team. Engage stakeholders to achieve our ultimate goal - Cryptocurrency in every wallet. 
Work Flexibility Adoption. Flexi-work hour and hybrid or remote set-up
Aspire career alternatives through us - our internal mobility program offers employees a new scope.  

Are you ready to kickstart your future with us? 

Benefits
Competitive salary
Attractive annual leave entitlement including: birthday, work anniversary
401(k) plan with employer match
Eligible for company-sponsored group health, dental, vision, and life/disability insurance
Work Flexibility Adoption. Flexi-work hour and hybrid or remote set-up
Aspire career alternatives through us. Our internal mobility program can offer employees a diverse scope.  

Our Crypto.com benefits packages vary depending on region requirements, you can learn more from our talent acquisition team.


About Crypto.com:
Founded in 2016, Crypto.com serves more than 150 million customers and is the world's fastest growing global cryptocurrency platform. Our vision is simple: Cryptocurrency in Every Wallet™. Built on a foundation of security, privacy, and compliance, Crypto.com is committed to accelerating the adoption of cryptocurrency through innovation and empowering the next generation of builders, creators, and entrepreneurs to develop a fairer and more equitable digital ecosystem.

Learn more at https://crypto.com. 

Crypto.com is an equal opportunities employer and we are committed to creating an environment where opportunities are presented to everyone in a fair and transparent way. Crypto.com values diversity and inclusion, seeking candidates with a variety of backgrounds, perspectives, and skills that complement and strengthen our team.

Personal data provided by applicants will be used for recruitment purposes only.

Please note that only shortlisted candidates will be contacted.

We may use artificial intelligence tools to analyze the content of your Resume/CV against the specific requirements for the position. The purpose is to support our recruitment team in reviewing applications more effectively. These tools assist our recruitment team in their evaluation of your application by providing recommendations, but they do not replace human judgment. Final hiring decisions are ultimately made by humans who consider the insights generated by the tools along with other relevant information. If you would like more details about how your personal information is processed, please contact us.