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Finra Analyst Jobs in Iowa (NOW HIRING)

Varsity Tutors

SIE Tutor

Ames, IA · Remote

$18 - $40/hr

... and FINRA regulations while preparing candidates for the Securities Industry Essentials ... type analysis for SIE examination. Guides students through distinguishing security types ...

TIAA

Wealth Management Advisor - Ames, IA

Ames, IA · On-site

... analyze their financial landscape and develop recommendations that help them work towards well ... Required FINRA Registrations * SRC Indicator: Series 7; Series 63; Series 65; Series 66 Licenses ...

American Equity

Counsel, Product

Des Moines, IA · On-site

... analysis and risk assessment on product design decisions, filing strategies, and product launch ... FINRA rules and SEC requirements. * Monitors and advises on regulatory developments affecting ...

Integritymarketing

Investment Trader

Urbandale, IA

The Advisory Trader requires strong analytical skills and market knowledge, with a solid foundation ... FINRA Series 7. Series 65/66 required within 6 months. About Integrity Integrity is one of the ...

American Equity

Counsel, Product

Des Moines, IA · On-site

... analysis and risk assessment on product design decisions, filing strategies, and product launch ... FINRA rules and SEC requirements. * Monitors and advises on regulatory developments affecting ...

Northwestern Mutual

Financial Advisor

Waterloo, IA

$137K - $250K/yr

... Analysis Northwestern Mutual's proprietary planning software helps you educate your clients and ... FINRA and SIPC, and Northwestern Mutual Wealth Management Company (NMWMC) (Investment Advisory ...

Northwestern Mutual

Financial Advisor

Coralville, IA

$137K - $250K/yr

... Analysis Northwestern Mutual's proprietary planning software helps you educate your clients and ... FINRA and SIPC, and Northwestern Mutual Wealth Management Company (NMWMC) (Investment Advisory ...

Sparks Financial

Client Service Associate

Des Moines, IA · On-site

$55K - $65K/yr

FINRA SIE, Series 6 or 7, and Series 63 Licenses preferred. * Ability to receive, prioritize, and ... Ability to complete analysis, source necessary information from outside business partners, and work ...

Sparks Financial

Client Service Associate

Des Moines, IA · On-site

$55K - $65K/yr

FINRA SIE, Series 6 or 7, and Series 63 Licenses preferred. * Ability to receive, prioritize, and ... Ability to complete analysis, source necessary information from outside business partners, and work ...

Northwestern Mutual

Financial Advisor

Manchester, IA · On-site

$61K - $250K/yr

... Analysis Northwestern Mutual's proprietary planning software helps you educate your clients and ... of FINRA and SIPC, and Northwestern Mutual Wealth Management Company ® (NMWMC) (Investment ...

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Showing results 41-60

All JobsFinra Analyst JobsFinra Analyst Jobs in Iowa

Finra Analyst information

See Iowa salary details

$29.1K

$68.8K

$122.1K

How much do finra analyst jobs pay per year?

As of Aug 18, 2026, the average yearly pay for finra analyst in Iowa is $68,811.00, according to ZipRecruiter salary data. Most workers in this role earn between $49,300.00 and $81,700.00 per year, depending on experience, location, and employer.

What is a FINRA analyst?

A FINRA Analyst is a professional who works for the Financial Industry Regulatory Authority (FINRA), helping to oversee and regulate brokerage firms and their registered representatives. Their responsibilities typically include analyzing financial data, conducting compliance reviews, investigating potential violations, and ensuring that member firms adhere to industry regulations. FINRA Analysts play a crucial role in maintaining market integrity and protecting investors by monitoring trading activities and firm operations. They may also assist in drafting reports, presenting findings, and recommending corrective actions when necessary.

What does a FINRA analyst do?

As a FINRA Analyst, your daily responsibilities generally include conducting compliance reviews, analyzing trading activity for potential violations, and preparing detailed reports for regulatory purposes. Analysts frequently collaborate with legal, compliance, and technology teams to investigate unusual trading patterns and ensure adherence to industry regulations. Effective communication and teamwork are essential, as analysts must often share findings and coordinate actions with other departments to maintain market integrity.

What are the key skills and qualifications needed to thrive as a FINRA analyst?

To thrive as a FINRA Analyst, you need a strong understanding of financial markets, regulatory compliance, and data analysis, typically supported by a relevant bachelor's degree in finance, accounting, or business. Familiarity with regulatory systems such as CRD, FINRA Gateway, and proficiency in Excel or data analytics tools is often required. Attention to detail, strong analytical thinking, and clear communication are vital soft skills for success in this role. These skills ensure accurate regulatory oversight, effective risk assessment, and clear reporting within the complex financial industry.

What is the difference between Finra Analyst vs Compliance Analyst?

AspectFinra AnalystCompliance Analyst
CertificationsFINRA licenses, Series 7/63Certifications vary, often include FINRA licenses
Work EnvironmentFinancial firms, brokerage firmsFinancial institutions, corporations, regulatory agencies
Industry UsageUsed primarily in securities and brokerage firmsUsed across various industries with regulatory requirements
Job FocusMonitoring compliance with FINRA rules, regulatory reportingEnsuring adherence to legal and regulatory standards

Both Finra Analysts and Compliance Analysts work within regulatory frameworks in financial services. Finra Analysts specifically focus on FINRA rules and securities regulations, often requiring Series licenses. Compliance Analysts have a broader scope, ensuring overall adherence to legal standards across industries. While their roles overlap in regulatory compliance, Finra Analysts are more specialized in securities regulation and reporting.

Does FINRA pay well?

A FINRA analyst's salary typically reflects industry standards for financial regulation roles, with entry-level positions starting around $50,000 to $70,000 annually and experienced analysts earning over $100,000. Compensation can vary based on experience, location, and certifications such as Series 7 or Series 24, and often includes benefits like bonuses and retirement plans.

How much do FINRA analysts make?

FINRA analysts typically earn an average salary ranging from $60,000 to $90,000 annually, depending on experience, location, and specific responsibilities. Entry-level positions may start lower, while experienced analysts with certifications like Series 7 or 63 can earn higher salaries. Compensation often includes benefits and opportunities for professional development within the financial regulatory environment.

Is working for FINRA a good career?

A FINRA analyst role offers opportunities in regulatory compliance, financial analysis, and securities oversight, often requiring knowledge of industry rules and certifications such as Series 7 or 63. It provides a stable career path within the financial services industry, with potential for advancement and skill development in finance and compliance areas.

What are popular job titles related to Finra Analyst jobs in Iowa?

For Finra Analyst jobs in Iowa, the most frequently searched job titles are:

What job categories do people searching Finra Analyst jobs in Iowa look for?

The top searched job categories for Finra Analyst jobs in Iowa are:

What cities in Iowa are hiring for Finra Analyst jobs?

Cities in Iowa with the most Finra Analyst job openings:

Finra Analyst jobs near you

SIE Tutor

Varsity Tutors

Ames, IA • Remote

$18 - $40/hr

Part-time

Re-posted 16 days ago

Varsity Tutors rating

5.7

Company rating: 5.7 out of 10

Based on 16 frontline employees who took The Breakroom Quiz

14th of 24 rated private schools and tutoring

Job description

About the Job
The Varsity Tutors Live Learning Platform has thousands of students looking for online SIE tutors nationally. As a tutor on the Varsity Tutors Platform, you'll have the flexibility to set your own schedule, earn competitive rates, and make a real impact on students' academic success and understanding. All from the comfort of your home.
Why Join Our Platform?
  • Earn incrementally higher pay for each session with the same student, reaching up to $40/hour.
  • Get paid up to twice per week, ensuring fast and reliable compensation for the tutoring sessions you conduct and invoice.
  • Set your own hours and tutor as much as you'd like.
  • Tutor remotely using our purpose-built Live Learning Platform. No commuting required.
  • Get matched with students best-suited to your teaching style and expertise.
  • Our AI-powered Tutor Copilot enhances your sessions with real-time instructional support, lesson generation, and engagement features, helping you save prep time and focus on impactful teaching.
  • We handle the logistics—you just invoice for your tutoring sessions, and we take care of payments.

What We Look For In a SIE Tutor
  • Advanced Test Mastery: Deep knowledge of SIE examination content including knowledge of capital markets, understanding of products and risks, understanding of trading and customer accounts, and knowledge of regulatory frameworks. Ability to explain equity and debt securities, mutual funds, variable annuities, options basics, and SEC and FINRA regulations while preparing candidates for the Securities Industry Essentials qualification examination.
  • Strategic Test-Taking & Problem-Solving: Skilled at teaching securities product comparison, regulatory framework application, and account type analysis for SIE examination. Guides students through distinguishing security types, evaluating investment risks, understanding margin account rules, applying suitability concepts, and navigating regulatory compliance scenarios. Emphasizes foundational industry knowledge and connecting product features to appropriate customer recommendations.
  • Curriculum Awareness & Adaptive Instruction: Familiar with SIE examination content outline and common challenges such as distinguishing between similar securities products, memorizing regulatory requirements, and understanding options terminology. Adapts instruction using practice examinations, securities comparison charts, and scenario-based questions to support entry-level financial services professionals preparing for the SIE as a prerequisite to Series registration examinations.
  • Effective Teaching Methods: Ability to identify concepts students commonly struggle with, explain material using multiple approaches, and adapt instruction to meet individual learning needs and styles.
  • Strong communication skills and a friendly, engaging teaching style.
  • Ability to adapt to different learning styles and student needs.

Ways To Connect With Students
  • 1-on-1 Online Tutoring - Provide personalized instruction to individual students.
  • Instant Tutoring - Accept on-demand tutoring requests whenever you're available.

About Varsity Tutors And 1-on-1 Online Tutoring
Our mission is to transform the way people learn by leveraging advanced technology, AI, and the latest in learning science to create personalized learning experiences. Through 1-on-1 Online Tutoring, students receive customized instruction that helps them achieve their learning goals. Our platform is designed to match students with the right tutors, fostering better outcomes and a passion for learning.
Please note: Varsity Tutors does not contract in: Alaska, California, Colorado, Delaware, Hawaii, Maine, New Hampshire, North Dakota, Vermont, West Virginia or Puerto Rico.

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