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Finra Analyst Jobs in Alabama (NOW HIRING)

StoneX Group

Senior Research Analyst

Birmingham, AL

$175K - $225K/yr

Publishes high quality, comprehensive analysis and research on industry sectors and companies and ... FINRA licensing required. Series 7, 63, 86 & 87 * 5+ years of related investment research ...

Varsity Tutors

Series 7 Tutor

Huntsville, AL · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration ...

Varsity Tutors

Series 7 Tutor

Tuscaloosa, AL · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration ...

Varsity Tutors

Series 7 Tutor

Montgomery, AL · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration ...

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All JobsFinra Analyst JobsFinra Analyst Jobs in Alabama

Finra Analyst information

See Alabama salary details

$28.1K

$66.4K

$117.8K

How much do finra analyst jobs pay per year?

As of Jul 28, 2026, the average yearly pay for finra analyst in Alabama is $66,403.00, according to ZipRecruiter salary data. Most workers in this role earn between $47,600.00 and $78,900.00 per year, depending on experience, location, and employer.

What is a FINRA Analyst?

A FINRA Analyst is a professional who works for the Financial Industry Regulatory Authority (FINRA), helping to oversee and regulate brokerage firms and their registered representatives. Their responsibilities typically include analyzing financial data, conducting compliance reviews, investigating potential violations, and ensuring that member firms adhere to industry regulations. FINRA Analysts play a crucial role in maintaining market integrity and protecting investors by monitoring trading activities and firm operations. They may also assist in drafting reports, presenting findings, and recommending corrective actions when necessary.

What are the typical daily responsibilities of a FINRA Analyst, and how do they collaborate with other teams?

As a FINRA Analyst, your daily responsibilities generally include conducting compliance reviews, analyzing trading activity for potential violations, and preparing detailed reports for regulatory purposes. Analysts frequently collaborate with legal, compliance, and technology teams to investigate unusual trading patterns and ensure adherence to industry regulations. Effective communication and teamwork are essential, as analysts must often share findings and coordinate actions with other departments to maintain market integrity.

What are the key skills and qualifications needed to thrive as a FINRA Analyst, and why are they important?

To thrive as a FINRA Analyst, you need a strong understanding of financial markets, regulatory compliance, and data analysis, typically supported by a relevant bachelor's degree in finance, accounting, or business. Familiarity with regulatory systems such as CRD, FINRA Gateway, and proficiency in Excel or data analytics tools is often required. Attention to detail, strong analytical thinking, and clear communication are vital soft skills for success in this role. These skills ensure accurate regulatory oversight, effective risk assessment, and clear reporting within the complex financial industry.

What is the difference between Finra Analyst vs Compliance Analyst?

AspectFinra AnalystCompliance Analyst
CertificationsFINRA licenses, Series 7/63Certifications vary, often include FINRA licenses
Work EnvironmentFinancial firms, brokerage firmsFinancial institutions, corporations, regulatory agencies
Industry UsageUsed primarily in securities and brokerage firmsUsed across various industries with regulatory requirements
Job FocusMonitoring compliance with FINRA rules, regulatory reportingEnsuring adherence to legal and regulatory standards

Both Finra Analysts and Compliance Analysts work within regulatory frameworks in financial services. Finra Analysts specifically focus on FINRA rules and securities regulations, often requiring Series licenses. Compliance Analysts have a broader scope, ensuring overall adherence to legal standards across industries. While their roles overlap in regulatory compliance, Finra Analysts are more specialized in securities regulation and reporting.

What are popular job titles related to Finra Analyst jobs in Alabama? For Finra Analyst jobs in Alabama, the most frequently searched job titles are:
What job categories do people searching Finra Analyst jobs in Alabama look for? The top searched job categories for Finra Analyst jobs in Alabama are:
What cities in Alabama are hiring for Finra Analyst jobs? Cities in Alabama with the most Finra Analyst job openings:
Finra Analyst jobs near you
Infographic showing various Finra Analyst job openings in Alabama as of July 2026, with employment types broken down into 87% Full Time, 8% Part Time, 1% Temporary, and 4% Contract. Highlights an 85% Physical, 6% Hybrid, and 9% Remote job distribution, with an average salary of $66,403 per year, or $31.9 per hour.
Senior Research Analyst

Senior Research Analyst

StoneX Group

Birmingham, AL

$175K - $225K/yr

Full-time

Posted 11 days ago

Job description

Overview

Connecting clients to markets - and talent to opportunity

We have acquired The Benchmark Company, LLC-a full-service investment banking firm with equity research and deep market and industry expertise. 

With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we're a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets - focusing on innovation, human connection, and providing world-class products and services to all types of investors.

Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, The StoneX Group is made up of four segments that offer endless potential for progression and growth.

Business Segment Overview:

Immerse yourself in the best-in-class institutional-grade technology, working alongside industry experts and gaining exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology.

This role can be based in any of our US offices. 

Responsibilities
  • Publishes high quality, comprehensive analysis and research on industry sectors and companies and/or financial markets and economic development
  • Strong, broad institutional relationships
  • Cultivates relationships with company executives through regular contact, interviews, and company visits.
  • Represents StoneX, conveys research opinions and respond to inquiries at industry events, investment conferences and meetings with institutional investors.
  •  Creative problem Solver: Aligns diverse StoneX offerings to client needs.
Qualifications

Core Qualifications

  • Bachelor's Degree with significant experience in related industry
  • CFA, MBA, CPA, or technical designation preferred
  • FINRA licensing required. Series 7, 63, 86 & 87
  • 5+ years of related investment research experience required
  • Proven track record of fostering corporate relationships
  • Strong conceptual and critical thinking skills
  • Strong accounting and financial statement analysis skills
  • Ability to build complex computer-generated financial models
  • Strong written and verbal communications skills, and the ability to convey complex financial information in an understandable manner to various audiences
  • Client service oriented
  • Ability to work independently in support of team goals
  • Proficient in Microsoft Office, FactSet, and other investment industry standard data sources

To land this role you will need:

  • Senior Sell Side Analyst with 15+ names under coverage
  • Displays integrity, teamwork and a strong work ethic
  • Excellent analytical, written and verbal communication skills
  • Highly seasoned professional role requiring substantial knowledge / expertise in a complex field and knowledge of broader related areas

Hiring Salary Range $175,000 - $225,000 (Salary to be determined by the education, experience, knowledge, skills and abilities of the applicant, internal equity and alignment with market data.)   Subject to business performance and recommendations of management, this role may be eligible to participate in an incentive compensation plan.  This compensation package, in addition to a full range of medical, financial, and/or other benefits, dependent on the position, is offered.

Permanent, full-time, #LI-SD1

Employment Type: FULL_TIME

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