Regulatory Legal Assistant Department: Compliance Reporting to: Compliance Director Location ... Bachelor's degree in business administration, finance, legal studies, or a related field
Regulatory Legal Assistant Department: Compliance Reporting to: Compliance Director Location ... Bachelor's degree in business administration, finance, legal studies, or a related field
Legal Administrative Assistant
Wichita, KS · On-site
LEGAL ADMINISTRATIVE ASSISTANT If you enjoy working with complex legal documents, have strong ... financially rewarding. Foulston offers a robust benefits package which includes wellness and ...
Legal Administrative Assistant
Wichita, KS · On-site
LEGAL ADMINISTRATIVE ASSISTANT If you enjoy working with complex legal documents, have strong ... financially rewarding. Foulston offers a robust benefits package which includes wellness and ...
LEGAL ADMINISTRATIVE ASSISTANT If you enjoy working with complex legal documents, have strong ... financially rewarding. Foulston offers a robust benefits package which includes wellness and ...
LEGAL ADMINISTRATIVE ASSISTANT If you enjoy working with complex legal documents, have strong ... financially rewarding. Foulston offers a robust benefits package which includes wellness and ...
Legal Administrative Assistant
Wichita, KS · On-site
$34K - $40K/yr
Heading client meetings as to the funding of their financial assets to their plan. • Ability to ... Utilizing already proven Drafting Software to produce quality Legal Documents. Qualifications Do ...
Legal Administrative Assistant
Wichita, KS · On-site
$34K - $40K/yr
Heading client meetings as to the funding of their financial assets to their plan. • Ability to ... Utilizing already proven Drafting Software to produce quality Legal Documents. Qualifications Do ...
Director, Legal
Wichita, KS · On-site
... * Assist Product Management and Finance on revenue recognition, COGS, and other financial issues ... Work with Product Management and other legal teams to develop legal framework for supporting ...
Director, Legal
Wichita, KS · On-site
... * Assist Product Management and Finance on revenue recognition, COGS, and other financial issues ... Work with Product Management and other legal teams to develop legal framework for supporting ...
Legal Counsel NAM
Lenexa, KS · Hybrid
Maintain and improve legal templates, policies, and standard documents. Assist with business registrations and liaison with registered agent vendors. Partner with Finance on insurance-related matters ...
Legal Counsel NAM
Lenexa, KS · Hybrid
Maintain and improve legal templates, policies, and standard documents. Assist with business registrations and liaison with registered agent vendors. Partner with Finance on insurance-related matters ...
Legal Counsel NAM
Lenexa, KS · On-site
Maintain and improve legal templates, policies, and standard documents. * Assist with business registrations and liaison with registered agent vendors. * Partner with Finance on insurance-related ...
Legal Counsel NAM
Lenexa, KS · On-site
Maintain and improve legal templates, policies, and standard documents. * Assist with business registrations and liaison with registered agent vendors. * Partner with Finance on insurance-related ...
Legal Counsel NAM
Lenexa, KS · Hybrid
Maintain and improve legal templates, policies, and standard documents. * Assist with business registrations and liaison with registered agent vendors. * Partner with Finance on insurance‑related ...
Legal Counsel NAM
Lenexa, KS · Hybrid
Maintain and improve legal templates, policies, and standard documents. * Assist with business registrations and liaison with registered agent vendors. * Partner with Finance on insurance‑related ...
Legal Counsel NAM
Lenexa, KS · Hybrid
Maintain and improve legal templates, policies, and standard documents. * Assist with business registrations and liaison with registered agent vendors. * Partner with Finance on insurancerelated ...
Legal Counsel NAM
Lenexa, KS · Hybrid
Maintain and improve legal templates, policies, and standard documents. * Assist with business registrations and liaison with registered agent vendors. * Partner with Finance on insurancerelated ...
Legal Secretary
Junction City, KS · On-site
$18.73/hr
... and assistant duties of a complex and varied nature; and to provide responsive, courteous and ... Ability to read, understand and interpret financial reports and related materials. REASONING ...
Legal Secretary
Junction City, KS · On-site
$18.73/hr
... and assistant duties of a complex and varied nature; and to provide responsive, courteous and ... Ability to read, understand and interpret financial reports and related materials. REASONING ...
... financial products, disclosures, policies, and operational practices. * Assist with regulatory ... Translate complex legal and regulatory requirements into clear, actionable recommendations for ...
... financial products, disclosures, policies, and operational practices. * Assist with regulatory ... Translate complex legal and regulatory requirements into clear, actionable recommendations for ...
Whether you're studying business, communications, engineering, finance, data analytics, information ... legal topics * Assist with drafting, reviewing, and managing contracts, agreements, and other ...
Whether you're studying business, communications, engineering, finance, data analytics, information ... legal topics * Assist with drafting, reviewing, and managing contracts, agreements, and other ...
Financial Counselor
Wichita, KS · On-site
... * Assist patients with payment arrangements and in co-ordination with the Medicaid Eligibility ... legal counseling, identity theft protection and consumer discounts Learn more about Employee ...
Financial Counselor
Wichita, KS · On-site
... * Assist patients with payment arrangements and in co-ordination with the Medicaid Eligibility ... legal counseling, identity theft protection and consumer discounts Learn more about Employee ...
Travel OR RN Circulator
Pratt, KS · On-site
$2.6K/wk
Provide nursing care to surgical patients in the operating room. * Assist with preoperative ... Employee Assistance Program offering mental health, financial, legal, and wellness resources
Travel OR RN Circulator
Pratt, KS · On-site
$2.6K/wk
Provide nursing care to surgical patients in the operating room. * Assist with preoperative ... Employee Assistance Program offering mental health, financial, legal, and wellness resources
Senior CVOR Surgical Technologist (Tier 3)
Overland Park, KS · On-site
$56K - $93K/yr
What You will Do * Lead or assist in highly specialized open-heart, vascular, and hybrid OR ... Financial & Legal Assistance: identity protection, legal aid, and financial coaching programs
Senior CVOR Surgical Technologist (Tier 3)
Overland Park, KS · On-site
$56K - $93K/yr
What You will Do * Lead or assist in highly specialized open-heart, vascular, and hybrid OR ... Financial & Legal Assistance: identity protection, legal aid, and financial coaching programs
Financial Planning Analyst
Wichita, KS · On-site
$68K - $118K/yr
Supporting GBS, DXG, Legal, HR, Strategy, and GBCM allocations through VSP, LE, and Budget cycles ... We value authenticity and want to ensure we're getting to know you-not a digital assistant. To help ...
Financial Planning Analyst
Wichita, KS · On-site
$68K - $118K/yr
Supporting GBS, DXG, Legal, HR, Strategy, and GBCM allocations through VSP, LE, and Budget cycles ... We value authenticity and want to ensure we're getting to know you-not a digital assistant. To help ...
Travel Surgical Technologist - $1,420 per week
Wichita, KS · On-site
$1.4K/wk
BLS; NBSTA Certification Responsibilities: * Assist with surgical procedures in the OR setting ... Employee Assistance Program offering mental health, financial, legal, and wellness resources
Travel Surgical Technologist - $1,420 per week
Wichita, KS · On-site
$1.4K/wk
BLS; NBSTA Certification Responsibilities: * Assist with surgical procedures in the OR setting ... Employee Assistance Program offering mental health, financial, legal, and wellness resources
Home Health Aide - PRN FLEX
Wichita, KS · On-site
$13 - $16.75/hr
... Financial & Legal 401(k) with Company Match Employee Referral Program Prepaid Legal Plans Identity ... Deliver hands-on personal care and supportive services to assist with safe transfers and ambulation
Home Health Aide - PRN FLEX
Wichita, KS · On-site
$13 - $16.75/hr
... Financial & Legal 401(k) with Company Match Employee Referral Program Prepaid Legal Plans Identity ... Deliver hands-on personal care and supportive services to assist with safe transfers and ambulation
Home Health Aide - PRN FLEX
Wichita, KS · On-site
$13 - $16.75/hr
... Financial & Legal 401(k) with Company Match Employee Referral Program Prepaid Legal Plans Identity ... Deliver hands-on personal care and supportive services to assist with safe transfers and ambulation
Home Health Aide - PRN FLEX
Wichita, KS · On-site
$13 - $16.75/hr
... Financial & Legal 401(k) with Company Match Employee Referral Program Prepaid Legal Plans Identity ... Deliver hands-on personal care and supportive services to assist with safe transfers and ambulation
Home Health Aide - PRN FLEX
Wichita, KS · On-site
$13 - $16.75/hr
... Financial & Legal 401(k) with Company Match Employee Referral Program Prepaid Legal Plans Identity ... Deliver hands-on personal care and supportive services to assist with safe transfers and ambulation
Quick apply
Home Health Aide - PRN FLEX
Wichita, KS · On-site
$13 - $16.75/hr
... Financial & Legal 401(k) with Company Match Employee Referral Program Prepaid Legal Plans Identity ... Deliver hands-on personal care and supportive services to assist with safe transfers and ambulation
Financial Legal Assistant information
What is a financial legal assistant?
How does a financial legal assistant typically collaborate with attorneys and financial professionals on complex cases?
What are the key skills and qualifications needed to thrive as a financial legal assistant, and why are they important?
What is the difference between Financial Legal Assistant vs Paralegal?
| Aspect | Financial Legal Assistant | Paralegal |
|---|---|---|
| Credentials | Associate degree or certification, some legal or financial training | Associate degree or paralegal certificate, legal training |
| Work Environment | Law firms, financial institutions, corporate legal departments | Law firms, corporate legal departments, government agencies |
| Employer & Industry Usage | Legal and financial sectors requiring legal support with financial knowledge | Legal support roles across various industries, including finance |
Financial Legal Assistants focus on legal tasks involving financial documents and transactions, often requiring financial knowledge combined with legal support skills. Paralegals provide broader legal support across various practice areas. Both roles typically require similar educational backgrounds and work in legal environments, but Financial Legal Assistants specialize in financial legal matters.
Do you need a legal degree to be a financial legal assistant?
What are popular job titles related to Financial Legal Assistant jobs in Kansas?
For Financial Legal Assistant jobs in Kansas, the most frequently searched job titles are:
What job categories do people searching Financial Legal Assistant jobs in Kansas look for?
The top searched job categories for Financial Legal Assistant jobs in Kansas are:
Full-time
Medical, Dental, Vision, Retirement, PTO
Re-posted 19 days ago
Job description
- Conduct thorough reviews of complaints to ensure timely reviews, responses, and identify opportunities for process improvement
- Perform complex investigations and quality service reviews by gathering and analyzing relevant documents and circumstances
- Serve as a knowledgeable resource for team members, providing guidance, support, and expertise to help resolve challenges
- Maintain records and reports for investigations, complaints, and quality service reviews, adhering to established protocols
- Assist Regulatory Counsel and Compliance Director with regulatory inquiries
- Provide prompt and courteous responses to advisor requests, delivering optimal customer service while upholding ethical and compliance standards
- Perform additional duties as assigned by management to support the compliance function and overall organizational objectives
- 3+ years of experience in financial services
- Background in compliance, audit, risk, or regulatory work — whether at a broker-dealer/RIA or with a regulator like FINRA amp; SEC
- Strong knowledge of broker-dealer and investment advisor regulations
- Sharp writing skills - you can explain complex findings clearly and accurately
- Strong analytical and problem-solving instincts
- Comfortable managing a full plate of priorities in a fast-paced environment
- A self-starter who takes ownership and knows when to ask for help
- Bachelor’s degree in business administration, finance, legal studies, or a related field
- Willingness to obtain appropriate securities license or credentials as determined by the leader
- FINRA Rule 4530 disclosure review and reporting experience
- Amazing benefits, including medical, dental, vision, and 401k (with matching options)
- Generous PTO package from your start date
- Access to an on-site café, gym, and primary care
- Continuous personal and professional development opportunities
- Recognition for hard work amp; exemplary performance
- Employee-sponsored events…and more!
About Advisors Excel
Sourced by ZipRecruiter
Industry
Finance and insurance
Company size
51 - 200 Employees
Headquarters location
Topeka, KS, US
Year founded
2005