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Executive Ria Money Jobs (NOW HIRING)

Waystone

Director - Compliance Solutions

Manhattan, NY · On-site

... Executive teams. ESSENTIAL DUTIES AND RESPONSIBILITIES * Maintain Code of Ethics programs for ... Complete and assist in registration projects for RIA, ERA, and BD clients * Prepare regulatory ...

Waystone

Director - Compliance Solutions

Chicago, IL

... Executive teams. ESSENTIAL DUTIES AND RESPONSIBILITIES * Maintain Code of Ethics programs for ... Complete and assist in registration projects for RIA, ERA, and BD clients * Prepare regulatory ...

Simon Quick Advisors

Client Service Associate

Denver, CO · On-site

$70K/yr

... RIA that offers holistic financial planning solutions for affluent families, business owners and executives. We offer sophisticated strategies built around individual needs, preferences, risk ...

Crewe Advisors

Wealth Analyst

Scottsdale, AZ

... corporate executives. Our team of seasoned professionals work to achieve our clients' long-term ... including money movements, client onboarding, private fund entry, and account management.

New

Crewe Advisors

Wealth Analyst

Scottsdale, AZ · On-site

... corporate executives. Our team of seasoned professionals work to achieve our clients' long-term ... including money movements, client onboarding, private fund entry, and account management.

New

Simon Quick Advisors

Financial Advisor

Morristown, NJ · On-site

$200K - $250K/yr

... employee-owned RIA that offers holistic financial planning solutions for affluent families ... executives. We offer sophisticated strategies built around individual needs, preferences, risk ...

Simon Quick Advisors

Financial Advisor

Morristown, NJ · On-site

$200K - $250K/yr

... employee-owned RIA that offers holistic financial planning solutions for affluent families ... executives. We offer sophisticated strategies built around individual needs, preferences, risk ...

Savvy Advisors, Inc.

Senior Product Designer

New York, NY · On-site

$185K - $215K/yr

Savvy is a registered investment advisor (RIA), and we partner with experienced financial advisors ... O of LPL Financial). Come help us scale! Recognition: We're a Certified Great Place to Work and ...

Savvy Advisors, Inc.

Product Designer

New York, NY · On-site

$155K - $180K/yr

Savvy is a registered investment advisor (RIA), and we partner with experienced financial advisors ... O of LPL Financial). Come help us scale! Recognition: We're a Certified Great Place to Work and ...

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Executive Ria Money information

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$26.5K

$93.6K

$184K

How much do executive ria money jobs pay per year?

As of Jul 22, 2026, the average yearly pay for executive ria money in the United States is $93,552.00, according to ZipRecruiter salary data. Most workers in this role earn between $58,000.00 and $120,500.00 per year, depending on experience, location, and employer.

What is the difference between Executive Ria Money vs Ria Money Transfer Agent?

AspectExecutive Ria MoneyRia Money Transfer Agent
CredentialsTypically requires managerial experience and knowledge of financial regulationsRequires basic sales and customer service skills, often with certification in money transfer procedures
Work EnvironmentOffice settings, corporate environments, or supervisory rolesRetail locations, agent offices, or storefronts
Employer & Industry UsageFinancial services companies, corporate officesIndependent agents, retail outlets, franchise locations
Common Search & ComparisonHigher-level management, supervisory rolesFrontline agent roles, customer service positions

Executive Ria Money typically refers to managerial or supervisory roles within Ria Money Transfer, focusing on overseeing operations and compliance. In contrast, Ria Money Transfer Agents are frontline employees or independent agents responsible for customer transactions. While both roles are integral to the company's operations, they differ mainly in responsibilities, credentials, and work environment.

More about Executive Ria Money jobs
What cities are hiring for Executive Ria Money jobs? Cities with the most Executive Ria Money job openings:
What are the most commonly searched types of Ria Money jobs? The most popular types of Ria Money jobs are:
What states have the most Executive Ria Money jobs? States with the most job openings for Executive Ria Money jobs include:
What job categories do people searching Executive Ria Money jobs look for? The top searched job categories for Executive Ria Money jobs are:
Executive Ria Money jobs near you
Infographic showing various Executive Ria Money job openings in the United States as of July 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution, with an average salary of $93,552 per year, or $45 per hour.

Director - Compliance Solutions

Waystone

Manhattan, NY • On-site

Other

Posted 28 days ago

Job description

Salary:

About Waystone

Waystone is a leading asset-servicing solutions provider of institutional governance, administration, risk and compliance services to financial institutions. With over 25 years experience and a comprehensive range of specialist services to its name, Waystone helps our clients structure, operate and grow through our expertise, innovation and digitisation, backed by the operational scale to support global expansion


Summary: Directors are one of a clients' key contact throughout their compliance process. Associate Directors are responsible for basic drafting tasks related to SEC and CFTC filings and compliance manuals. These individuals also conduct regular reviews of client compliance programs, often drafting SEC required annual reviews and conducting compliance training sessions. Directors manage SEC examinations and draft basic responses to examination findings together with the Executive teams.


ESSENTIAL DUTIES AND RESPONSIBILITIES

  • Maintain Code of Ethics programs for clients
  • Conduct and assist with annual review obligations, including electronic communications surveillance
  • Conduct and assist with the preparation of regulatory correspondence including SEC, CFTC, and SRO examinations and inquiries
  • Complete and assist in registration projects for RIA, ERA, and BD clients
  • Prepare regulatory filings such as Form ADV, Section 13 filings, Form PF, Form PQR, among others
  • Conduct regular reviews of compliance programs including anti-money laundering
  • Some travel may be required (>25%)


REQUIREMENTS

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

Education:

  • An internationally recognized professional qualification.

Experience:

  • 7+ years experience working in financial services as a fund or broker deal accountant or legal or compliance professional
  • Experience or technical understanding of trading strategies and the financial markets is highly desirable
  • Candidates must have excellent English language skills, excelling in both written and oral communication
  • Experience with Microsoft Office including excellent Excel skills is desirable
  • Strong analytical skills are a must. Candidates must display the ability to analyze and interpret basic data with a keen eye for detail
  • Waystone employees must be self-starters with strong independent motivation and the ability to thrive in an independent work environment