... Executive teams. ESSENTIAL DUTIES AND RESPONSIBILITIES * Maintain Code of Ethics programs for ... Complete and assist in registration projects for RIA, ERA, and BD clients * Prepare regulatory ...
Quick apply
... Executive teams. ESSENTIAL DUTIES AND RESPONSIBILITIES * Maintain Code of Ethics programs for ... Complete and assist in registration projects for RIA, ERA, and BD clients * Prepare regulatory ...
Quick apply
... Executive teams. ESSENTIAL DUTIES AND RESPONSIBILITIES * Maintain Code of Ethics programs for ... Complete and assist in registration projects for RIA, ERA, and BD clients * Prepare regulatory ...
... Executive teams. ESSENTIAL DUTIES AND RESPONSIBILITIES * Maintain Code of Ethics programs for ... Complete and assist in registration projects for RIA, ERA, and BD clients * Prepare regulatory ...
... Executive teams. ESSENTIAL DUTIES AND RESPONSIBILITIES * Maintain Code of Ethics programs for ... Complete and assist in registration projects for RIA, ERA, and BD clients * Prepare regulatory ...
$27.3K - $42K
11% of jobs
$42K - $56.8K
12% of jobs
$58.6K is the 25th percentile. Wages below this are outliers.
$56.8K - $71.5K
22% of jobs
The median wage is $79.7K / yr.
$71.5K - $86.3K
10% of jobs
$86.3K - $101K
9% of jobs
$101K - $115.8K
11% of jobs
$118K is the 75th percentile. Wages above this are outliers.
$115.8K - $130.5K
11% of jobs
$130.5K - $145.3K
4% of jobs
$145.3K - $160K
11% of jobs
$160K - $174.8K
0% of jobs
$174.8K - $189.5K
1% of jobs
$27.3K
$96.4K
$189.5K
| Aspect | Executive Ria Money | Ria Money Transfer Agent |
|---|---|---|
| Credentials | Typically requires managerial experience and knowledge of financial regulations | Requires basic sales and customer service skills, often with certification in money transfer procedures |
| Work Environment | Office settings, corporate environments, or supervisory roles | Retail locations, agent offices, or storefronts |
| Employer & Industry Usage | Financial services companies, corporate offices | Independent agents, retail outlets, franchise locations |
| Common Search & Comparison | Higher-level management, supervisory roles | Frontline agent roles, customer service positions |
Executive Ria Money typically refers to managerial or supervisory roles within Ria Money Transfer, focusing on overseeing operations and compliance. In contrast, Ria Money Transfer Agents are frontline employees or independent agents responsible for customer transactions. While both roles are integral to the company's operations, they differ mainly in responsibilities, credentials, and work environment.
Other
Re-posted 19 days ago
About Waystone
Waystone is a leading asset-servicing solutions provider of institutional governance, administration, risk and compliance services to financial institutions. With over 25 years experience and a comprehensive range of specialist services to its name, Waystone helps our clients structure, operate and grow through our expertise, innovation and digitisation, backed by the operational scale to support global expansion
Summary: Directors are one of a clients' key contact throughout their compliance process. Associate Directors are responsible for basic drafting tasks related to SEC and CFTC filings and compliance manuals. These individuals also conduct regular reviews of client compliance programs, often drafting SEC required annual reviews and conducting compliance training sessions. Directors manage SEC examinations and draft basic responses to examination findings together with the Executive teams.
ESSENTIAL DUTIES AND RESPONSIBILITIES
REQUIREMENTS
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
Education:
Experience: