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Entry Level Securities Operations Specialist Jobs

Carahsoft Technology Corp

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Reston, VA · On-site

$40K - $50K/yr

BACK TO CAREERS Security Operations Specialist Carahsoft seeks an entry level Security Operations Specialist to join our IT team in Reston, VA. This position will play a critical role in identifying ...

Core Scientific

Security Operations Specialist

Austin, TX · On-site

$65 - $95/hr

The Security Operations Specialist serves as a frontline operator within the Security Operations Command Center (SOCC), responsible for monitoring security systems, coordinating incident response ...

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Entry Level Securities Operations Specialist information

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$30.5K

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$111K

How much do entry level securities operations specialist jobs pay per year?

As of Aug 25, 2026, the average yearly pay for entry level securities operations specialist in the United States is $68,426.00, according to ZipRecruiter salary data. Most workers in this role earn between $48,000.00 and $81,500.00 per year, depending on experience, location, and employer.

What is the difference between Entry Level Securities Operations Specialist vs Securities Analyst?

AspectEntry Level Securities Operations SpecialistSecurities Analyst
Required CredentialsTypically a bachelor's degree in finance, economics, or related field; certifications like FINRA Series 7 may be preferredUsually a bachelor's degree; advanced certifications like CFA are common but not required for entry-level
Work EnvironmentBack-office operations, transaction processing, compliance, and record-keeping within financial firmsResearch, analysis, and reporting on securities performance, market trends, and investment opportunities
Employer & Industry UsageUsed by banks, brokerages, and asset management firms for operational supportUsed by investment firms, asset managers, and research institutions for market analysis

The Entry Level Securities Operations Specialist focuses on processing transactions, maintaining records, and ensuring compliance within financial operations. In contrast, Securities Analysts analyze market data and securities performance to inform investment decisions. While both roles require a finance background, the specialist role is more operational, whereas the analyst role emphasizes research and analysis.

Is an entry level securities operations specialist a good entry-level job?

An entry level securities operations specialist is a suitable starting position for those interested in finance and securities markets, offering exposure to trade processing, compliance, and financial systems. It provides foundational experience that can lead to advanced roles in finance or operations, often requiring strong attention to detail and familiarity with financial tools. The role typically offers opportunities for skill development and career growth within the financial services industry.

What does an entry level securities operations specialist do?

An entry level securities operations specialist is responsible for supporting the processing and settlement of securities transactions, ensuring compliance with regulations, and maintaining accurate records. They often use trading platforms and require strong attention to detail and basic knowledge of financial markets. The role typically involves collaboration with other finance teams and may require certifications such as the Series 7 or 63.
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What are the most commonly searched types of Securities Operations Specialist jobs?

The most popular types of Securities Operations Specialist jobs are:

What job categories do people searching Entry Level Securities Operations Specialist jobs look for?

The top searched job categories for Entry Level Securities Operations Specialist jobs are:

Entry Level Securities Operations Specialist jobs near you
Infographic showing various Entry Level Securities Operations Specialist job openings in the United States as of August 2026, with employment types broken down into 88% Full Time, 11% Part Time, and 1% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $68,426 per year, or $32.9 per hour.

Securities Operations Specialist - Principal Custody Solutions

Principal Financial Group

Minneapolis, MN • On-site

$22.20 - $29.09/hr

Full-time

PTO

Posted 21 days ago

Job description

What You'll Do
We're looking for a Securities Operations Specialist to join our Custody Solutions team. In this role, you'll...
  • Process and reconcile transactions to ensure timely settlement and accurate recordkeeping.
  • Review daily reports to identify discrepancies and maintain service level agreement (SLA) compliance.
  • Answer routine questions from clients to ensure consistent client support.
  • Mitigate operational risks by ensuring compliance with regulatory requirements, policies and standard operational procedures.
  • Assist in training, professional development, and assisting with procedural updates.
  • Participate in special projects as required.

We take pride in being a purpose-led firm, motivated by our mission to make financial security accessible to all. Our mission, integrity, and customer focus have made us a trusted leader for more than 140 years!
Who You Are
  • High School Diploma or equivalent
  • 1 year of experience in customer service, operations, financial services or business processing
  • Strong attention to detail and accuracy
  • Effective verbal, written and interpersonal communication skills.
  • Ability to prioritize tasks and manage time efficiently.
  • Adaptability and flexibility in a dynamic work environment.

Skills That Will Help You Stand Out
  • SEI Trust 3000 experience a plus

Salary Range Information
Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far exceed base salary depending on individual performance. Actual compensation for all roles will be based upon geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer.
Salary Range
$22.20 - $29.09 / hour
Salary Details
The following salary ranges reflect market-specific compensation for this position across multiple job levels. Candidates will be evaluated to determine the appropriate job level based on their skills and experience.
  • Securities Operations Specialist I Job Title: $22.20 - $25.91 / year
  • Securities Operations Specialist II Job Title: $24.85 - $29.09 / year

Time Off Program
Personal Time Off (PTO) is provided to hourly (non-exempt) employees and provides a set amount of accrued time earned each pay period. Employees can use their PTO for vacation, personal or short-term illness.
Pension Eligible
Yes
Additional Information
Location(s)
This role will be based out of our Minneapolis, MN office and offers a hybrid schedule (with at least three days in the office a week).
Job Level(s)
willing to consider at the Securities Operations Specialist II level depending on qualifications, experience, and skillset.
Work Authorization/Sponsorship
At this time, we're not considering applicants that need any type of immigration sponsorship (additional work authorization or permanent work authorization) now or in the future to work in the United States. This includes, but IS NOT LIMITED TO: F1-OPT, F1-CPT, H-1B, TN, L-1, J-1, etc. For additional information around work authorization needs please use the following links.
Nonimmigrant Workers and Green Card for Employment-Based Immigrants
Investment Code of Ethics
For Principal Asset Management positions, you'll need to follow an Investment Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may also apply to other positions across the organization.
Experience Principal
At Principal, we value connecting on both a personal and professional level. Together, we're imagining a more purpose-led future for financial services - and that starts with you. Our success depends on the unique experiences, backgrounds, and talents of our employees. And we support our employees the same way we support our customers: with comprehensive, competitive benefit offerings crafted to protect their physical, financial, and social well-being. Check out our careers site to learn more about our purpose, values and benefits.
Principal is an Equal Opportunity Employer
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.
Posting Window
We will accept applications for 3 full days following the Original Posting Date, after which the posting may remain open or be removed based upon applications received. If we choose to post the job again, we will accept additional applications for at least 1 full day following the Most Recently Posted Date. Please submit applications in a timely manner as there is no guarantee the posting will be available beyond the applicable deadline.
Date First Posted (TTF)
8/4/2026
Latest Post Date: Careers - US
8/4/2026

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