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Entry Level Ria Jobs in California (NOW HIRING)

Mercer Advisors

Financial Planner

Los Angeles, CA · Hybrid

$81K - $109K/yr

Ranked the #1 RIA Firm in the nation by Barron's for two consecutive years, Mercer Advisors is an ... This is an entry level financial planning position perfect for the candidate who seeks to gain ...

Morton Wealth

Relationship Manager

Calabasas, CA · On-site

We are an RIA that manages roughly $3 billion in assets across 1,200+ families. Our investment ... It is not an entry-level finance position - it is an accelerated development opportunity for ...

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Entry Level Ria information

What is the difference between Entry Level Ria vs Financial Advisor?

AspectEntry Level RiaFinancial Advisor
CredentialsTypically requires a Series 7 and 66 licenses, possibly a CFP designationOften requires Series 7, 66, and CFP; experience varies
Work EnvironmentMostly in firms or RIA offices, focusing on client onboarding and researchClient-facing, in banks, independent firms, or as solo advisors
Employer & Industry UsageUsed by registered investment advisory firms, financial planning companiesUsed across banks, independent firms, and financial planning practices

The main difference is that an Entry Level Ria typically works within an RIA firm focusing on research and client support, while a Financial Advisor actively manages client portfolios and provides personalized financial planning. Both roles require similar licenses and certifications, but the Financial Advisor role involves more direct client interaction and portfolio management responsibilities.

What are the most commonly searched types of Ria jobs in California? The most popular types of Ria jobs in California are:
What are popular job titles related to Entry Level Ria jobs in California? For Entry Level Ria jobs in California, the most frequently searched job titles are:
What job categories do people searching Entry Level Ria jobs in California look for? The top searched job categories for Entry Level Ria jobs in California are:
What cities in California are hiring for Entry Level Ria jobs? Cities in California with the most Entry Level Ria job openings:
Entry Level Ria jobs near you
Infographic showing various Entry Level Ria job openings in California as of July 2026, with employment types broken down into 100% Full Time. Highlights an 80% In-person, and 20% Hybrid job distribution.
Registered Administrative Associate - Wealth Management

Registered Administrative Associate - Wealth Management

Solis Wealth Management Inc

La Quinta, CA • On-site

$65K - $95K/yr

Full-time

Retirement, PTO

Re-posted 27 days ago

Job description

IMPORTANT — Please read before applying.

This position is on-site in La Quinta, CA. We are not offering remote or hybrid work. Candidates must currently live in the Coachella Valley or surrounding desert cities. We are not considering relocation candidates.

We do not sponsor work visas. You must be authorized to work in the United States without sponsorship, now or in the future.

Applications submitted without a cover letter will not be reviewed.

About Solis Wealth Management

Solis Wealth Management is an independent, fee-based wealth management firm in La Quinta, CA. We serve an established client base and operate as a close-knit, values-driven team built on Trust, Knowledge, and Integrity. We're growing and looking for someone who takes pride in doing things right.

The Role

We are hiring a Registered Administrative Associate to support our advisors and clients across trading operations, client service, account administration, and financial planning support. You will be in our La Quinta office every day, serving as a key operational hub for the team.

Responsibilities include handling client account requests, supporting trade entry and portfolio rebalancing, maintaining CRM records, coordinating client meetings, and keeping back-office operations running smoothly.

Required Qualifications

  • Minimum 2 years of experience in financial services or wealth management (RIA, broker-dealer, bank wealth management, or similar) — this is not an entry-level role
  • Series 7 and Series 66 licenses, already held or actively in process — if not yet licensed, you must demonstrate serious intent (active study enrollment, prior attempt, or prior employer sponsorship); we will sponsor the right candidate but licensing must be a near-term reality
  • Strong knowledge of account operations, client service workflows, and financial industry compliance basics
  • Comfort with CRM systems, financial planning platforms, custodial portals, and standard office tools
  • Excellent written and verbal communication skills
  • Current residence in the Coachella Valley or desert cities — no relocation candidates will be considered

Preferred Qualifications

  • Experience with Redtail CRM or eMoney financial planning software
  • Prior experience in an RIA or independent broker-dealer environment
  • Familiarity with LPL Financial or similar custodial platforms
  • Experience supporting financial advisors in a registered or client service role

How to Apply

Submit your resume and a cover letter. Your cover letter must answer both of the following:

  1. Where do you currently live, and how long have you been in the area?
  2. Which one of our core values resonates most with you, and why?

Applications without a cover letter addressing both questions will not be reviewed.

Solis Wealth Management is an equal opportunity employer.