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Entry Level Ria Jobs in California (NOW HIRING)

Beacon Pointe Advisors

Client Service Associate

San Jose, CA · On-site

$17 - $23.50/hr

This is an entry level position in the Wealth Management industry and can lead to additional ... RIA), investment management firm or broker/dealer. * Excellent interpersonal and verbal/written ...

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Entry Level Ria information

What is the difference between Entry Level Ria vs Financial Advisor?

AspectEntry Level RiaFinancial Advisor
CredentialsTypically requires a Series 7 and 66 licenses, possibly a CFP designationOften requires Series 7, 66, and CFP; experience varies
Work EnvironmentMostly in firms or RIA offices, focusing on client onboarding and researchClient-facing, in banks, independent firms, or as solo advisors
Employer & Industry UsageUsed by registered investment advisory firms, financial planning companiesUsed across banks, independent firms, and financial planning practices

The main difference is that an Entry Level Ria typically works within an RIA firm focusing on research and client support, while a Financial Advisor actively manages client portfolios and provides personalized financial planning. Both roles require similar licenses and certifications, but the Financial Advisor role involves more direct client interaction and portfolio management responsibilities.

How hard is it to become an Entry Level Ria?

Becoming an entry-level Registered Investment Advisor (RIA) typically requires obtaining the Series 65 license, which involves passing an exam that covers investment strategies, ethics, and regulations. Candidates often need a bachelor's degree and some knowledge of finance or related fields; prior experience is not always required but can be beneficial.

How to become an entry level financial advisor?

To become an entry-level financial advisor, candidates typically need a bachelor's degree in finance, economics, or a related field. Gaining relevant skills such as financial planning, investment analysis, and client communication is important, and obtaining certifications like the Series 7 or Series 66 license is often required by employers. Entry-level roles may also require passing licensing exams and completing on-the-job training.

Is becoming an entry level registered investment advisor worth it?

Becoming an entry-level registered investment advisor (RIA) can be worthwhile for those interested in financial planning and investment management, as it offers opportunities for career growth and client interaction. It typically requires passing the Series 65 exam and obtaining the RIA registration, which can lead to higher earning potential and professional development in the finance industry.

What are the most commonly searched types of Ria jobs in California?

The most popular types of Ria jobs in California are:

What are popular job titles related to Entry Level Ria jobs in California?

For Entry Level Ria jobs in California, the most frequently searched job titles are:

What job categories do people searching Entry Level Ria jobs in California look for?

The top searched job categories for Entry Level Ria jobs in California are:

What cities in California are hiring for Entry Level Ria jobs?

Cities in California with the most Entry Level Ria job openings:

Entry Level Ria jobs near you
Infographic showing various Entry Level Ria job openings in California as of August 2026, with employment types broken down into 100% Full Time. Highlights an 33% In-person, and 67% Hybrid job distribution.

Client Service Associate

Beacon Pointe Advisors

San Jose, CA • On-site

$17 - $23.50/hr

Other

Re-posted 13 days ago

Job description

Client Service Associate 

Job Description

We are currently seeking qualified candidates to join Beacon Pointe Advisors as a Client Service Associate in our San Jose, CA office. The Client Service Associate will join a highly talented team of wealth management and client service professionals that service the investment management and financial planning needs of high net worth individuals, families and institutions. The successful candidate will have a demonstrated track record in client service, be comfortable in a fast-paced-environment requiring excellent attention to detail and have interest in pursuing a career in the Registered Investment Advisor industry.  This is an entry level position in the Wealth Management industry and can lead to additional opportunities in Advisory, Client Service or Operational roles.

Responsibilities

  • Responds to routine client requests via phone, email and/or other contact methods
  • Assists with preparation of meeting presentation materials, documents meeting follow-up and takes ownership of specific operational related tasks
  • Monitors daily custodial alerts including cash management, account updates, trading, etc. and resolves accordingly
  • Records client inquires including service changes, new account opening, money movement, trading, etc. in CRM
  • Prepares custodian paperwork, facilitate account updates and communicates with clients on status
  • Meets regularly with Wealth Advisors to prioritize workload, provides timely updates on client service items and escalates potential issues when appropriate
  • Participates in team meetings and collaborates with leadership team on projects and/or initiatives designed to streamline firm policies and procedures
  • Other duties, as assigned, including administrative tasks such as scanning, processing mail, answering phones for the office, etc.

Qualifications

  • Undergraduate degree required with  2+ years of relevant experience working with high-net worth individuals a plus; preferably with a Registered Investment Advisor (RIA), investment management firm or broker/dealer.
  • Excellent interpersonal and verbal/written skills.
  • Strong analytical skills and ability to organize, understand and explain data sets using Excel.
  • Proficiency in Microsoft Office applications (Desktop & 365), and preferably, experience in Salesforce or other CRM.
  • Demonstrated strong desire to grow in their role and career in Wealth Management.
  • Resonates with BP Values: Family Oriented, Ambitious, Collaborative, Entrepreneurial, Service.

About the Beacon Pointe Family of Companies

Beacon Pointe Advisors is a multi-billion dollar Registered Investment Advisor with headquarters in Southern California and affiliate offices nationwide. Beacon Pointe provides clear and objective investment advice, solely advocating for our diverse group of clients including institutions (i.e., endowments, foundations), high-net-worth individuals and families. Our advisors’ extensive expertise and strong commitment to our clients can be seen through numerous awards, including being recognized by Bloomberg, Forbes, Financial Advisor Magazine, CNBC, Barron’s and more. For more information, please visitwww.beaconpointe.com.

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