La Vista, NE · On-site +1
$65K - $75K/yr
Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.
La Vista, NE · On-site +1
$65K - $75K/yr
Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.
Saint Petersburg, FL · On-site +1
$65K - $75K/yr
Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.
Saint Petersburg, FL · On-site +1
$65K - $75K/yr
Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.
Scottsdale, AZ · On-site +1
$65K - $75K/yr
Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.
Scottsdale, AZ · On-site +1
$65K - $75K/yr
Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.
Scottsdale, AZ · On-site +1
$65K - $75K/yr
Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.
Scottsdale, AZ · On-site +1
$65K - $75K/yr
Open to Qualified Remote Applicants in the United States Role Type: Full-time Salary: $65,000 - $75 ... FINRA series 7 license is required. Series 24 is required to be obtained within 180 days of hire.
Cincinnati, OH · On-site +1
FINRA Series 6 and 63 * State Health and Life, Series 7 and Series 66 or 63/65 required to be ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Cincinnati, OH · On-site +1
FINRA Series 6 and 63 * State Health and Life, Series 7 and Series 66 or 63/65 required to be ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Columbus, OH · On-site +1
FINRA Series 6 and 63 * State Health and Life, Series 7 and Series 66 or 63/65 required to be ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Columbus, OH · On-site +1
FINRA Series 6 and 63 * State Health and Life, Series 7 and Series 66 or 63/65 required to be ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Columbus, OH · On-site +1
FINRA Series 6 and 63 * State Health and Life, Series 7 and Series 66 or 63/65 required to be ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Columbus, OH · On-site +1
FINRA Series 6 and 63 * State Health and Life, Series 7 and Series 66 or 63/65 required to be ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Indianapolis, IN · On-site +1
FINRA Series 6 and 63 * State Health and Life, Series 7 and Series 66 or 63/65 required to be ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Indianapolis, IN · On-site +1
FINRA Series 6 and 63 * State Health and Life, Series 7 and Series 66 or 63/65 required to be ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Indianapolis, IN · On-site +1
FINRA Series 6 and 63 * State Health and Life, Series 7 and Series 66 or 63/65 required to be ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Indianapolis, IN · On-site +1
FINRA Series 6 and 63 * State Health and Life, Series 7 and Series 66 or 63/65 required to be ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Cincinnati, OH · On-site +1
FINRA Series 6 and 63 State Health and Life, Series 7 and Series 66 or 63/65 required to be ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Cincinnati, OH · On-site +1
FINRA Series 6 and 63 State Health and Life, Series 7 and Series 66 or 63/65 required to be ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Cincinnati, OH · On-site +1
FINRA Series 6 and 63 * State Health and Life, Series 7 and Series 66 or 63/65 required to be ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
Cincinnati, OH · On-site +1
FINRA Series 6 and 63 * State Health and Life, Series 7 and Series 66 or 63/65 required to be ... Remote roles will also have the opportunity to come together in our offices for moments that matter.
New York, NY · On-site +1
$44K - $80K/yr
... a remote, licensed Client Support Specialist in the Greater Tri- State area! While you will work ... Series 7 required * Series 63 preferred (paid training & support provided) * 2-3 years of previous ...
New York, NY · On-site +1
$44K - $80K/yr
... a remote, licensed Client Support Specialist in the Greater Tri- State area! While you will work ... Series 7 required * Series 63 preferred (paid training & support provided) * 2-3 years of previous ...
Philadelphia, PA · On-site +1
$44K - $80K/yr
... an exciting opportunity for a remote, licensed Client Support Specialist in the Greater ... Series 7 required * Series 63 preferred (paid training & support provided) * 2-3 years of previous ...
Philadelphia, PA · On-site +1
$44K - $80K/yr
... an exciting opportunity for a remote, licensed Client Support Specialist in the Greater ... Series 7 required * Series 63 preferred (paid training & support provided) * 2-3 years of previous ...
Jersey City, NJ · On-site +1
$44K - $80K/yr
... remote, licensed Client Support Specialist in the Greater New Jersey Metro area! While you will ... Series 7 required * Series 63 preferred (paid training & support provided) * 2-3 years of previous ...
Jersey City, NJ · On-site +1
$44K - $80K/yr
... remote, licensed Client Support Specialist in the Greater New Jersey Metro area! While you will ... Series 7 required * Series 63 preferred (paid training & support provided) * 2-3 years of previous ...
FINRA Series 7 and 66 Preferred: * Sales experience * Financial industry experience * Fully ... Work Flexibility This role is eligible for remote work up to one day a week after the successful ...
FINRA Series 7 and 66 Preferred: * Sales experience * Financial industry experience * Fully ... Work Flexibility This role is eligible for remote work up to one day a week after the successful ...
FINRA Series 7 and 66 Preferred: * Sales experience * Financial industry experience * Fully ... Work Flexibility This role is eligible for remote work up to one day a week after the successful ...
FINRA Series 7 and 66 Preferred: * Sales experience * Financial industry experience * Fully ... Work Flexibility This role is eligible for remote work up to one day a week after the successful ...
Indianapolis, IN · On-site +1
$17.25 - $23.25/hr
Series 7 required * Series 63 or ability to obtain within 90 days * 2-3 years of previous financial services experience The Skills You Bring * Broad based knowledge and understanding of general ...
Indianapolis, IN · On-site +1
$17.25 - $23.25/hr
Series 7 required * Series 63 or ability to obtain within 90 days * 2-3 years of previous financial services experience The Skills You Bring * Broad based knowledge and understanding of general ...
Indianapolis, IN · Remote
$17.25 - $23.25/hr
Series 7 required * Series 63 or ability to obtain within 90 days * 2-3 years of previous financial services experience The Skills You Bring * Broad based knowledge and understanding of general ...
Indianapolis, IN · Remote
$17.25 - $23.25/hr
Series 7 required * Series 63 or ability to obtain within 90 days * 2-3 years of previous financial services experience The Skills You Bring * Broad based knowledge and understanding of general ...
Carmel, IN · Remote
$18 - $24.25/hr
Series 7 required * Series 63 or ability to obtain within 90 days * 2-3 years of previous financial services experience The Skills You Bring * Broad based knowledge and understanding of general ...
Carmel, IN · Remote
$18 - $24.25/hr
Series 7 required * Series 63 or ability to obtain within 90 days * 2-3 years of previous financial services experience The Skills You Bring * Broad based knowledge and understanding of general ...
Midlothian, VA · Remote
$17 - $23/hr
Series 7 required * Series 63 or ability to obtain within 90 days * 2-3 years of previous financial services experience The Skills You Bring * Broad based knowledge and understanding of general ...
Midlothian, VA · Remote
$17 - $23/hr
Series 7 required * Series 63 or ability to obtain within 90 days * 2-3 years of previous financial services experience The Skills You Bring * Broad based knowledge and understanding of general ...
$65K - $75K/yr
Other
Medical, Dental, Vision, Retirement
Posted 7 days ago
8.2
Based on 8 frontline employees who took The Breakroom Quiz
REMOTE Compliance Risk Opportunity in Financial Services
Branch Office Examiner
Location(s): Open to Qualified Remote Applicants in the United States
Role Type:Full-time
Salary: $65,000 - $75,000 per year + annual bonus
Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.
Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:https://careers.osaic.com/Creative/Benefits.
Summary:
Osaic is currently seeking a Branch Office Examiner in our Branch Exam department. This is an outstanding opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors affiliated with Osaic Our employees are the "how" and the "why" of Osaic's success. This position is responsible for administering Branch Exams to Financial Advisors affiliated with Osaic's Broker Dealers. The branch exams involve independently inspecting and evaluating branch activities to assess and/or monitor compliance of applicable regulations and to ensure adherence to compliance of all applicable regulations.
Education Requirements:
Responsibilities:
Basic Requirements:
Preferred Requirements:
#LI-Remote
Current Employees and Contractors Apply HereSourced by ZipRecruiter
Finance and insurance
1,001 - 5,000 Employees
Phoenix, AZ, US
2016
