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Entry Level Registered Investment Advisor Jobs (NOW HIRING)

Bankers Life

Financial Advisor

Missoula, MT · On-site

... invests in your success. About the Role As an entry level financial advisor on our team, you'll ... SEC Registered Investment Adviser. Securities and variable annuity products and services are ...

Bankers Life

Financial Advisor

Kennewick, WA · On-site

... invests in your success. About the Role As an entry level financial advisor on our team, you'll ... SEC Registered Investment Adviser. Securities and variable annuity products and services are ...

Beacon Pointe Advisors

Client Service Associate

San Jose, CA · On-site

$17 - $23.50/hr

... Registered Investment Advisor industry. This is an entry level position in the Wealth Management industry and can lead to additional opportunities in Advisory, Client Service or Operational roles.

Amerilife

Financial Advisor Recruiter

The USA Financial subsidiaries have cohesively knitted-together a dually registered Independent Broker Dealer and SEC Registered Investment Advisor, an Insurance Marketing Organization (IMO / FMO to ...

Amerilife

Financial Advisor Recruiter

Ada, MI · On-site

The USA Financial subsidiaries have cohesively knitted-together a dually registered Independent Broker Dealer and SEC Registered Investment Advisor, an Insurance Marketing Organization (IMO / FMO to ...

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Entry Level Registered Investment Advisor information

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$11K

$78.7K

$140K

How much do entry level registered investment advisor jobs pay per year?

As of Sep 7, 2026, the average yearly pay for entry level registered investment advisor in the United States is $78,695.00, according to ZipRecruiter salary data. Most workers in this role earn between $59,000.00 and $95,500.00 per year, depending on experience, location, and employer.

What is an entry level registered investment advisor?

An Entry Level Registered Investment Advisor (RIA) is a financial professional who is just beginning their career in providing investment advice and managing client portfolios. They are registered with regulatory authorities, such as the SEC or state agencies, and are required to act as fiduciaries, putting their clients' interests first. Entry level RIAs typically assist with research, financial planning, and client communication under the supervision of more experienced advisors. They help clients develop investment strategies, select suitable investments, and monitor portfolio performance. To become an RIA, individuals usually need to pass relevant exams, such as the Series 65, and meet educational and ethical standards.

What are the key skills and qualifications needed to thrive as an entry level registered investment advisor?

To thrive as an Entry Level Registered Investment Advisor, you need a solid understanding of financial markets, investment products, and basic financial planning, typically supported by a bachelor's degree in finance or a related field and passing the Series 65 or Series 7 exam. Familiarity with financial analysis tools, CRM systems, and portfolio management software is commonly required. Strong interpersonal skills, attention to detail, and ethical judgment help advisors build client trust and effectively communicate complex financial concepts. These skills and qualifications are crucial for providing sound investment advice, ensuring regulatory compliance, and fostering long-term client relationships.

What are some common challenges faced by entry level registered investment advisors when starting out, and how can they be overcome?

Entry level Registered Investment Advisors often face challenges such as building a client base, gaining trust from clients, and staying up-to-date with regulatory requirements. Many new advisors start by networking within their communities and leveraging mentorship from experienced colleagues to learn best practices. Developing strong communication skills and proactively seeking feedback can also help overcome these early hurdles. Additionally, regularly attending industry trainings and staying informed about market trends can boost confidence and credibility.

What is the difference between Entry Level Registered Investment Advisor vs Financial Analyst?

AspectEntry Level Registered Investment AdvisorFinancial Analyst
Required CertificationsSeries 65 or 66, possibly CFPNone mandatory, CFA beneficial
Work EnvironmentFinancial advisory firms, wealth managementCorporations, investment banks, asset management
Employer & Industry UsageFinancial advisory and client-facing rolesAnalysis and reporting for investment decisions

While both roles involve finance and investments, an Entry Level Registered Investment Advisor primarily provides personalized financial advice and manages client portfolios, requiring specific licenses like Series 65 or 66. A Financial Analyst focuses on analyzing data, preparing reports, and supporting investment decisions within organizations. The roles differ in client interaction, certification requirements, and work environment, but both serve the broader investment industry.

What cities are hiring for Entry Level Registered Investment Advisor jobs?

Cities with the most Entry Level Registered Investment Advisor job openings:

What are the most commonly searched types of Registered Investment Advisor jobs?

The most popular types of Registered Investment Advisor jobs are:

What states have the most Entry Level Registered Investment Advisor jobs?

States with the most job openings for Entry Level Registered Investment Advisor jobs include:

Entry Level Registered Investment Advisor jobs near you

Financial Advisor

Bankers Life

Missoula, MT • On-site

Other

Medical, Life

Posted 7 days ago

Job description


About the Company


What are you looking for in your next opportunity—growth, purpose, ownership, and real impact? At Bankers Life, we’re looking for driven individuals who want more than just a job. Backed by CNO Financial Group and recognized by Forbes, Newsweek, and Training magazine, we’re a company that invests in your success.


About the Role


As an entry level financial advisor on our team, you'll work one-on-one with clients to create personalized financial solutions, while building meaningful relationships and a career you’re proud of. Ready to make a difference? Join our Financial Advisor Development Program today. We support you every step of the way:


Responsibilities


  • No finance background? No problem—no experience needed - sales, customer service, or people-facing experience is a big plus!
  • First step, get licensed. Bankers Life covers your Life & Health coursework to start your insurance sales representative business.
  • Next, we help you prepare for the Securities Industry Essentials (SIE®) Exam*, which includes coursework, support, and a $2,000 bonus upon completion.
  • Award winning mentorship and training programs that support your move into wealth management and sales leadership.
  • Starting out? Additional incentives that help you get started on top of earned commissions and bonuses.


*The SIE® is an entry-level exam administered by the Financial Industry Regulatory Authority (FINRA) that is a required first step for individuals seeking to become Financial Advisors. Additional licensing exams are required to become a Financial Advisor.


Why Join Us?


  • Top-tier training with mentors and resources to help you succeed at every level.
  • Your career, your pace by moving into a leadership role in as little as 12 months.
  • Continuous support with tech tools, marketing leads, and team collaboration.
  • Unlimited income streams include uncapped commissions, renewals, bonuses and more.
  • Live life with exciting awards trips, lasting friendships, and true work-life integration.


Bankers Life is part of CNO Financial Group, Inc., (NYSE:CNO). CNO secures the future of middle-income America by providing life and health insurance, annuities, financial services, and workforce benefits solutions through its family of brands, including Colonial Penn, Washington National, and Optavise. Apply and learn more. Note: Applicants must reside in the state of the position and have access to a vehicle to be considered. By applying, you agree to be contacted via phone, email and/or SMS. Bankers Life offers the Financial Representative position through Bankers Life Securities, Inc. Member FINRA/SIPC and the Investment Advisor position through Bankers Life Advisor Services, Inc. SEC Registered Investment Adviser. Securities and variable annuity products and services are offered by Bankers Life Securities, Inc. Member FINRA/SIPC, (dba BL Securities, Inc., AL, GA, IA, IL, MI, NV, PA). Advisory products and services are offered by Bankers Life Advisory Services, Inc. SEC Registered Investment Adviser (dba BL Advisory Services, Inc., AL, GA, IA, MT, NV, PA). Investments are: Not Guaranteed—Involve Risk—May Lose Value.


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