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Entry Level Registered Investment Advisor Jobs (NOW HIRING)

Mainstay Capital Management, LLC

Be Seen First

Investment Advisor / Financial Consultant

Troy, MI · On-site

$110K - $350K/yr

Join a growing Registered Investment Advisor with opportunity for advancement. Mainstay Capital Management is an independent, fee-only, Registered Investment Advisor with over $4.5 billion in assets ...

Mainstay Capital Management, LLC

Be Seen First

Investment Advisor / Financial Consultant

Grand Blanc, MI · On-site

$110K - $350K/yr

Join a growing Registered Investment Advisor with opportunity for advancement. Mainstay Capital Management is an independent, fee-only, Registered Investment Advisor with over $4.5 billion in assets ...

Bankers Life

Entry Level Financial Advisor

Newark, DE · On-site

As an entry level financial advisor on our team, you'll work one-on-one with clients to create ... SEC Registered Investment Adviser. Securities and variable annuity products and services are ...

Jobtailor

Investment Advisor

Dallas, TX · On-site

$75 - $120/hr

Recommend appropriate mixture(s) of insurance/investment products and services to achieve the financial client's goals as a registered representative/advisor/agent of Navy Federal Investment Services ...

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Entry Level Registered Investment Advisor information

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$78.7K

$140K

How much do entry level registered investment advisor jobs pay per year?

As of Sep 7, 2026, the average yearly pay for entry level registered investment advisor in the United States is $78,695.00, according to ZipRecruiter salary data. Most workers in this role earn between $59,000.00 and $95,500.00 per year, depending on experience, location, and employer.

What is an entry level registered investment advisor?

An Entry Level Registered Investment Advisor (RIA) is a financial professional who is just beginning their career in providing investment advice and managing client portfolios. They are registered with regulatory authorities, such as the SEC or state agencies, and are required to act as fiduciaries, putting their clients' interests first. Entry level RIAs typically assist with research, financial planning, and client communication under the supervision of more experienced advisors. They help clients develop investment strategies, select suitable investments, and monitor portfolio performance. To become an RIA, individuals usually need to pass relevant exams, such as the Series 65, and meet educational and ethical standards.

What are the key skills and qualifications needed to thrive as an entry level registered investment advisor?

To thrive as an Entry Level Registered Investment Advisor, you need a solid understanding of financial markets, investment products, and basic financial planning, typically supported by a bachelor's degree in finance or a related field and passing the Series 65 or Series 7 exam. Familiarity with financial analysis tools, CRM systems, and portfolio management software is commonly required. Strong interpersonal skills, attention to detail, and ethical judgment help advisors build client trust and effectively communicate complex financial concepts. These skills and qualifications are crucial for providing sound investment advice, ensuring regulatory compliance, and fostering long-term client relationships.

What are some common challenges faced by entry level registered investment advisors when starting out, and how can they be overcome?

Entry level Registered Investment Advisors often face challenges such as building a client base, gaining trust from clients, and staying up-to-date with regulatory requirements. Many new advisors start by networking within their communities and leveraging mentorship from experienced colleagues to learn best practices. Developing strong communication skills and proactively seeking feedback can also help overcome these early hurdles. Additionally, regularly attending industry trainings and staying informed about market trends can boost confidence and credibility.

What is the difference between Entry Level Registered Investment Advisor vs Financial Analyst?

AspectEntry Level Registered Investment AdvisorFinancial Analyst
Required CertificationsSeries 65 or 66, possibly CFPNone mandatory, CFA beneficial
Work EnvironmentFinancial advisory firms, wealth managementCorporations, investment banks, asset management
Employer & Industry UsageFinancial advisory and client-facing rolesAnalysis and reporting for investment decisions

While both roles involve finance and investments, an Entry Level Registered Investment Advisor primarily provides personalized financial advice and manages client portfolios, requiring specific licenses like Series 65 or 66. A Financial Analyst focuses on analyzing data, preparing reports, and supporting investment decisions within organizations. The roles differ in client interaction, certification requirements, and work environment, but both serve the broader investment industry.

What cities are hiring for Entry Level Registered Investment Advisor jobs?

Cities with the most Entry Level Registered Investment Advisor job openings:

What are the most commonly searched types of Registered Investment Advisor jobs?

The most popular types of Registered Investment Advisor jobs are:

What states have the most Entry Level Registered Investment Advisor jobs?

States with the most job openings for Entry Level Registered Investment Advisor jobs include:

Entry Level Registered Investment Advisor jobs near you

Registered Investment Advisor

WealthBridge Financial Group

Indianapolis, IN • On-site

Full-time

Medical, Dental, Vision, Life, Retirement

Re-posted 11 days ago

Job description

WealthBridge Financial Group is seeking a results-oriented Registered Investment Advisor to join our team. In this position, you will engage with clients to understand their financial objectives and provide them with tailored advice and strategies that align with their goals. You will leverage your financial expertise to offer comprehensive solutions, including investment opportunities, retirement planning, and wealth management strategies.

As a Registered Investment Advisor at WealthBridge, you will play a pivotal role in empowering clients to make informed financial decisions. You will utilize advanced financial tools and analytics to assess client needs and develop effective action plans. Collaboration with a network of industry experts and access to cutting-edge resources will enhance your ability to serve clients effectively.

Join WealthBridge Financial Group and be part of a passionate team dedicated to delivering exceptional service and fostering long-term client relationships. If you are driven by results and have a deep commitment to helping clients achieve financial success, we would love to hear from you.

Requirements

  • Bachelor's degree in finance, accounting, or a related field.
  • Experience in financial consulting or a similar role is preferred.
  • Strong analytical and problem-solving skills.
  • Excellent communication and interpersonal skills to effectively connect with clients.
  • Demonstrated ability to build and maintain client relationships.
  • Licenses or certifications in financial planning are a plus.

Benefits

  • Top-tier health coverage including medical, dental, and vision plans for you and your dependents
  • 401(k) retirement plan with company match to help you build long-term security
  • Life and disability insurance for added peace of mind
  • Employee wellness programs and mental health resources
  • Career growth opportunities and ongoing training support

Apply