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Entry Level Registered Investment Advisor information

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$11K

$78.7K

$140K

How much do entry level registered investment advisor jobs pay per year?

As of Sep 7, 2026, the average yearly pay for entry level registered investment advisor in the United States is $78,695.00, according to ZipRecruiter salary data. Most workers in this role earn between $59,000.00 and $95,500.00 per year, depending on experience, location, and employer.

What is an entry level registered investment advisor?

An Entry Level Registered Investment Advisor (RIA) is a financial professional who is just beginning their career in providing investment advice and managing client portfolios. They are registered with regulatory authorities, such as the SEC or state agencies, and are required to act as fiduciaries, putting their clients' interests first. Entry level RIAs typically assist with research, financial planning, and client communication under the supervision of more experienced advisors. They help clients develop investment strategies, select suitable investments, and monitor portfolio performance. To become an RIA, individuals usually need to pass relevant exams, such as the Series 65, and meet educational and ethical standards.

What are the key skills and qualifications needed to thrive as an entry level registered investment advisor?

To thrive as an Entry Level Registered Investment Advisor, you need a solid understanding of financial markets, investment products, and basic financial planning, typically supported by a bachelor's degree in finance or a related field and passing the Series 65 or Series 7 exam. Familiarity with financial analysis tools, CRM systems, and portfolio management software is commonly required. Strong interpersonal skills, attention to detail, and ethical judgment help advisors build client trust and effectively communicate complex financial concepts. These skills and qualifications are crucial for providing sound investment advice, ensuring regulatory compliance, and fostering long-term client relationships.

What are some common challenges faced by entry level registered investment advisors when starting out, and how can they be overcome?

Entry level Registered Investment Advisors often face challenges such as building a client base, gaining trust from clients, and staying up-to-date with regulatory requirements. Many new advisors start by networking within their communities and leveraging mentorship from experienced colleagues to learn best practices. Developing strong communication skills and proactively seeking feedback can also help overcome these early hurdles. Additionally, regularly attending industry trainings and staying informed about market trends can boost confidence and credibility.

What is the difference between Entry Level Registered Investment Advisor vs Financial Analyst?

AspectEntry Level Registered Investment AdvisorFinancial Analyst
Required CertificationsSeries 65 or 66, possibly CFPNone mandatory, CFA beneficial
Work EnvironmentFinancial advisory firms, wealth managementCorporations, investment banks, asset management
Employer & Industry UsageFinancial advisory and client-facing rolesAnalysis and reporting for investment decisions

While both roles involve finance and investments, an Entry Level Registered Investment Advisor primarily provides personalized financial advice and manages client portfolios, requiring specific licenses like Series 65 or 66. A Financial Analyst focuses on analyzing data, preparing reports, and supporting investment decisions within organizations. The roles differ in client interaction, certification requirements, and work environment, but both serve the broader investment industry.

What cities are hiring for Entry Level Registered Investment Advisor jobs?

Cities with the most Entry Level Registered Investment Advisor job openings:

What are the most commonly searched types of Registered Investment Advisor jobs?

The most popular types of Registered Investment Advisor jobs are:

What states have the most Entry Level Registered Investment Advisor jobs?

States with the most job openings for Entry Level Registered Investment Advisor jobs include:

Entry Level Registered Investment Advisor jobs near you

Registered Investment Advisor

FINANCIAL TRUST ASSET MANAGEMENT

Boca Raton, FL • On-site

Full-time

Medical, Retirement, PTO

Re-posted 26 days ago

Job description

Benefits:
  • 401(k)
  • 401(k) matching
  • Health insurance
  • Opportunity for advancement
  • Paid time off
  • Training & development

                                               Join Financial Trust Asset Management — Where Advisors Grow Together
                                                 Empower Your Advisory Career with Financial Trust Asset Management

Financial Trust Asset Management (FTAM), a SEC-registered investment advisor founded in 1989, is expanding — and we’re looking for experienced advisors with books of business to join our growing team.
With offices in Boca Raton and Lakewood Ranch, Florida.  FTAM offers a dynamic environment for professionals who value independence, research-driven investment management, and client-first service.
Why Join FTAM

  • Competitive compensation & benefits packages designed for growth.
  • Multi-custodian flexibility — client assets are currently custodied with Charles Schwab & Co., Goldman Sachs 
  • Access to Financial Trust Research Partners LLC (FTRP)— our affiliated proprietary research platform delivering institutional-quality insights and tools for your practice.
  • Comprehensive client solutions through our service affiliations with certified public accounting firms, integrating financial planning, investment management, and tax preparation in a seamless team-based approach.

Our Investment Edge

FTAM’s investment philosophy is built around a Core and Explore framework — blending index, smart beta, and active strategies. We provide our clients both ETF and SMA based models.
Since 2001, our firm has managed quantitative investment strategies designed to deliver a disciplined approach across market cycles.
We specialize in separately managed account (SMA) strategies utilizing our proprietary, award-winning models.
Work with a PSN Top Gun Award winning investment manager – 4th quarter 2025 awards.
https://psn.fi.informais.com/PSNTopGuns/topguns_firm_zephyr.asp?iv=EKLQHIJK
The PSN Top Gun Award is issued by PSN based on proprietary criteria including performance and risk metrics over a specified period. Financial Trust Asset Management did not pay compensation for this award. Past recognition is not indicative of future results.

Your Opportunity

At FTAM, we believe advisors thrive when supported by innovative research, collaborative teams, and the freedom to focus on client success.
If you’re ready to take your practice to the next level, we’d love to speak with you.
???? Contact:
Joseph Hage, President
Phone: (954) 254-2338
Email: jhage@financialtrust.net

Financial Trust Asset Management
Registered Investment Advisor
Boca Raton, FL | Lakewood Ranch, FL |
www.financialtrust.net
Disclaimer:
Investment advisory services are offered through Financial Trust Asset Management, an SEC-registered investment advisor. Registration does not imply a certain level of skill or training.
 
 

Flexible work from home options available.