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Entry Level Broker Dealer Operations Jobs (NOW HIRING)

RQD * Clearing LLC

Staff Accountant

New York, NY · On-site

$75K - $95K/yr

This role offers accelerated exposure to regulatory accounting and broker-dealer operations that would typically take years to access at a larger firm Responsibilities Please note that this role ...

SEI Investments

Brokerage Operations Specialist

Oaks, PA · Hybrid

$52K - $70K/yr

SEI Investments Distribution Company ("SIDCO"), a broker-dealer subsidiary of SEI, operates ... SIDCO is seeking a Trading Specialist who will play a key role in the operations of the unit. The ...

Vanguard Group, Inc.

Treasury Specialist

Malvern, PA · On-site

In this role, you'll apply your expertise in cash management, forecasting, broker-dealer operations, and regulatory calculations (Customer Reserve, Net Capital) while partnering closely with internal ...

Vanguard Group

Treasury Specialist

Malvern, PA · On-site

In this role, you'll apply your expertise in cash management, forecasting, broker-dealer operations, and regulatory calculations (Customer Reserve, Net Capital) while partnering closely with internal ...

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Entry Level Broker Dealer Operations information

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How much do entry level broker dealer operations jobs pay per hour?

As of Jun 8, 2026, the average hourly pay for entry level broker dealer operations in the United States is $19.82, according to ZipRecruiter salary data. Most workers in this role earn between $15.38 and $22.36 per hour, depending on experience, location, and employer.
What are the most commonly searched types of Broker Dealer Operations jobs? The most popular types of Broker Dealer Operations jobs are:
Entry Level Broker Dealer Operations jobs near you
FireLight Insurance Product Configuration Specialist

FireLight Insurance Product Configuration Specialist

AIT Global, Inc.

Salt Lake City, UT • On-site

Other

This job post has expired today. Applications are no longer accepted.

Job description

Job Title: FireLight Insurance Product Configuration Specialist
Location: Salt Lake City, UT or Toronto (day 1 onsite)
This role is responsible for configuring and maintaining insurance carrier products (primarily annuities, life insurance, and related products) within the FireLight platform for National Financial Services (NFS), a major broker-dealer (part of Fidelity).
Product Configuration:
  • Build and configure new insurance carrier products in FireLight, including:
  • Product rules, underwriting guidelines, rate tables, riders, and features.
  • Data fields, forms, and application workflows.
  • Suitability rules, compliance checks, and broker-dealer specific requirements.
  • Carrier Integration & Maintenance - Work with insurance carriers to implement and update products, including new product launches, rate changes, form updates, and regulatory adjustments.
  • Testing & Quality Assurance - Perform thorough testing of configured products (quoting, illustrations, e-app, e-signature) to ensure accuracy, compliance, and "In-Good-Order" (IGO) submissions.
  • Troubleshooting & Support - Resolve configuration-related issues reported by advisors, operations, or carriers. Provide Tier 2/3 support for FireLight-related product questions.
  • Compliance & Suitability - Configure and maintain broker-dealer suitability workflows, disclosures, and compliance forms within FireLight to meet FINRA, state, and NFS requirements.
  • Documentation - Maintain detailed documentation of product configurations, change logs, and carrier specifications.
  • Collaboration - Partner with carriers, NFS compliance, sales, operations, and technology teams. May coordinate with Hexure (FireLight vendor) for complex changes or platform updates.
Required Skills & Experience:
  • Strong understandingof insurance products - especially fixed, indexed, and variable annuities, plus life insurance.
  • Hands-on experiencewith FireLight platform (highly preferred) - or similar e-application/configurable insurance platforms (e.g., other Hexure tools, Encompass, etc.).
  • Knowledge of broker-dealer operations and compliance (FINRA rules, suitability, advertising review).
  • Experience with product rules engines, workflow configuration, and forms management.
  • Strong analytical, problem-solving, and attention-to-detail skills.
  • Ability to manage multiple carrier projects simultaneously.
Nice-to-Haves:
  • Prior experience at a broker-dealer (especially NFS/Fidelity, LPL, or similar) or insurance carrier in product implementation.
  • Background in insurance operations, new business processing, or sales support.
  • Familiarity with API integrations or platform administration.

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