The External Wholesaler will engage Senior Partners, CIO's, Directors of Research, Research Analysts, Financial Advisors and Consultants. Firms will consist of Independent RIA's, Independent Trust ...
The External Wholesaler will engage Senior Partners, CIO's, Directors of Research, Research Analysts, Financial Advisors and Consultants. Firms will consist of Independent RIA's, Independent Trust ...
The External Wholesaler will engage Senior Partners, CIO's, Directors of Research, Research Analysts, Financial Advisors and Consultants. Firms will consist of Independent RIA's, Independent Trust ...
The External Wholesaler will engage Senior Partners, CIO's, Directors of Research, Research Analysts, Financial Advisors and Consultants. Firms will consist of Independent RIA's, Independent Trust ...
The External Wholesaler will engage Senior Partners, CIO's, Directors of Research, Research Analysts, Financial Advisors and Consultants. Firms will consist of Independent RIA's, Independent Trust ...
The External Wholesaler will engage Senior Partners, CIO's, Directors of Research, Research Analysts, Financial Advisors and Consultants. Firms will consist of Independent RIA's, Independent Trust ...
The External Wholesaler will engage Senior Partners, CIO's, Directors of Research, Research Analysts, Financial Advisors and Consultants. Firms will consist of Independent RIA's, Independent Trust ...
The External Wholesaler will engage Senior Partners, CIO's, Directors of Research, Research Analysts, Financial Advisors and Consultants. Firms will consist of Independent RIA's, Independent Trust ...
Regional Director, External Wholesaler, Midwest / Southwest A multi-billion dollar investment ... Wells Fargo and RIA distribution channels, in particular. The External Wholesaler will be ...
Regional Director, External Wholesaler, Midwest / Southwest A multi-billion dollar investment ... Wells Fargo and RIA distribution channels, in particular. The External Wholesaler will be ...
Senior Director, Head of Investments We are seeking a highly motivated and experienced Senior ... Strong understanding of RIA, TAMP, and custodial operational platforms and workflows. * Experience ...
Senior Director, Head of Investments We are seeking a highly motivated and experienced Senior ... Strong understanding of RIA, TAMP, and custodial operational platforms and workflows. * Experience ...
Senior Director, Head of Investments We are seeking a highly motivated and experienced Senior ... Strong understanding of RIA, TAMP, and custodial operational platforms and workflows. * Experience ...
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Senior Director, Head of Investments We are seeking a highly motivated and experienced Senior ... Strong understanding of RIA, TAMP, and custodial operational platforms and workflows. * Experience ...
Senior Director, Head of Client Operations We are seeking a highly motivated and experienced Senior ... Strong understanding of RIA, TAMP, and custodial operational workflows, including advisor ...
Quick apply
Senior Director, Head of Client Operations We are seeking a highly motivated and experienced Senior ... Strong understanding of RIA, TAMP, and custodial operational workflows, including advisor ...
Senior Director, Head of Client Operations We are seeking a highly motivated and experienced Senior ... Strong understanding of RIA, TAMP, and custodial operational workflows, including advisor ...
Senior Director, Head of Client Operations We are seeking a highly motivated and experienced Senior ... Strong understanding of RIA, TAMP, and custodial operational workflows, including advisor ...
Product to provide structured RIA feedback. * Sales to coordinate expansion opportunities. * Escalate high-risk or complex accounts to the Director, Client Success as needed. Success Metrics (KPIs ...
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Product to provide structured RIA feedback. * Sales to coordinate expansion opportunities. * Escalate high-risk or complex accounts to the Director, Client Success as needed. Success Metrics (KPIs ...
As a Tax Director , you will be responsible for: * Review of tax returns, tax workpapers and tax ... Proficient with CCH Axcess, Sureprep, BNA Income Tax Planner, CCH AnswerConnect, RIA Checkpoint ...
As a Tax Director , you will be responsible for: * Review of tax returns, tax workpapers and tax ... Proficient with CCH Axcess, Sureprep, BNA Income Tax Planner, CCH AnswerConnect, RIA Checkpoint ...
Tax Director - Commercial Tax (51390)
Chicago, IL · On-site
$120K - $240K/yr
As a Tax Director , you will be responsible for: * Review of tax returns, tax workpapers and tax ... Proficient with CCH Axcess, Sureprep, BNA Income Tax Planner, CCH AnswerConnect, RIA Checkpoint ...
Tax Director - Commercial Tax (51390)
Chicago, IL · On-site
$120K - $240K/yr
As a Tax Director , you will be responsible for: * Review of tax returns, tax workpapers and tax ... Proficient with CCH Axcess, Sureprep, BNA Income Tax Planner, CCH AnswerConnect, RIA Checkpoint ...
Chief Compliance Officer
Oak Brook, IL · On-site
$300K - $350K/yr
Advise and direct senior management and staff on all issues concerning compliance rules ... RIA, Sales & Distribution Compliance * Provide compliance oversight and guidance related to sales ...
Chief Compliance Officer
Oak Brook, IL · On-site
$300K - $350K/yr
Advise and direct senior management and staff on all issues concerning compliance rules ... RIA, Sales & Distribution Compliance * Provide compliance oversight and guidance related to sales ...
This includes, but is not limited to focus on the RIA, sales, private placements, and SEC ... Advise and direct senior management and staff on all issues concerning compliance rules ...
This includes, but is not limited to focus on the RIA, sales, private placements, and SEC ... Advise and direct senior management and staff on all issues concerning compliance rules ...
Sales Executive (Remote)
Oak Brook, IL · On-site +1
The Sales Executive will report to the B2B Director of Sales at Inspira Financial. The Sales ... Dealers, RIA firms, Fund Managers, and Syndicators. The Sales Executive delivers value to ...
Sales Executive (Remote)
Oak Brook, IL · On-site +1
The Sales Executive will report to the B2B Director of Sales at Inspira Financial. The Sales ... Dealers, RIA firms, Fund Managers, and Syndicators. The Sales Executive delivers value to ...
DIRECTOR, INTEGRATIONS
Chicago, IL · On-site
$160K - $180K/yr
Recognized by Barron's and Forbes among the nation's top RIA firms, and as one of the industry ... Director, Integrations The Director of Integrations plays a critical role in partnering with the ...
DIRECTOR, INTEGRATIONS
Chicago, IL · On-site
$160K - $180K/yr
Recognized by Barron's and Forbes among the nation's top RIA firms, and as one of the industry ... Director, Integrations The Director of Integrations plays a critical role in partnering with the ...
Recognized by Barron's and Forbes among the nation's top RIA firms, and as one of the industry ... Director, Integrations The Director of Integrations plays a critical role in partnering with the ...
Recognized by Barron's and Forbes among the nation's top RIA firms, and as one of the industry ... Director, Integrations The Director of Integrations plays a critical role in partnering with the ...
Director, Salesforce Development
Chicago, IL · Hybrid
$175K - $195K/yr
S., we operate as a registered investment advisor (RIA). Your Future Team The Director of Salesforce Development reporting to the Executive Director, Head of Software Engineering owns the operations ...
Director, Salesforce Development
Chicago, IL · Hybrid
$175K - $195K/yr
S., we operate as a registered investment advisor (RIA). Your Future Team The Director of Salesforce Development reporting to the Executive Director, Head of Software Engineering owns the operations ...
Advocate - RIA - Victim Advocate
Chicago, IL · On-site
$39K - $40K/yr
Program Director SUPERVISES: N/A FUNCTION: The Resource & Information /Victim Advocate will assist in the development and implementation of services for adult victims of domestic violence. The ...
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Advocate - RIA - Victim Advocate
Chicago, IL · On-site
$39K - $40K/yr
Program Director SUPERVISES: N/A FUNCTION: The Resource & Information /Victim Advocate will assist in the development and implementation of services for adult victims of domestic violence. The ...
Client Service Associate
Northbrook, IL · On-site
$60K - $70K/yr
Forum was founded in 2002 and became an independent RIA advisory firm in 2009. At Forum, we use a ... The primary role is direct client contact to service new and existing accounts while working with ...
Client Service Associate
Northbrook, IL · On-site
$60K - $70K/yr
Forum was founded in 2002 and became an independent RIA advisory firm in 2009. At Forum, we use a ... The primary role is direct client contact to service new and existing accounts while working with ...
Director Ria information
What are the key skills and qualifications needed to thrive as a Director at Ria, and why are they important?
What are some common challenges faced by a Director in a Remittance and International Affairs (RIA) role, and how can they be addressed?
What is a Director Ria?
Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Posted 13 days ago
Prudential rating
8.6
Based on 43 frontline employees who took The Breakroom Quiz
72nd of 259 rated insurance
Job description
Job Classification:
Sales - SalesAt PGIM Global Wealth, we consider it a great privilege and responsibility to help investors participate in opportunities across the global markets while meeting their toughest investment challenges.We offer a diversified suite of actively managed funds across a broad spectrum of asset classes and investment styles,with over $95 billion in assets under management.
This role will cover Illinois, Minnesota, and Iowa.
What you will do
- The External Wholesaler for RIA & Consultant Relations is responsible for representing all PGIM investment vehicles including Mutual funds, ETF's, CIT's, Institutional & Retail SMA's, Limited Partnerships, & 401(k) platforms) to investment professionals in their respective territory.
- The External Wholesaler will engage Senior Partners, CIO's, Directors of Research, Research Analysts, Financial Advisors and Consultants. Firms will consist of Independent RIA's, Independent Trust Companies, Family Offices, small-mid size Endowments / Foundations.
- The wholesaler will provide technical information on the products they represent, demonstrating a solid understanding of the competitive landscape, portfolio construction, capital markets, and industry related topics.
- They will be based out of their respective home office that's required to be in one of the major zones within their geographic region and has access to a major airport that serves all of their respective states.
- Wholesaler will be able to clearly differentiate our investment strategies and articulate the benefits relative to our competitors.
What you can expect
- Providing technical information to advisors and investment committee members at RIA's.
- Finding creative ways to gain access for our products to RIA firms that aren't familiar with PGIM Global Wealth.
- Working with other business partners to align activities and plans for the given region and RIA Firms.
- Design collaborative quarterly business plans for their region around meeting each of the above objectives.
What you will bring
- The candidate must be motivated with successful territory management and selling skills, and the ability to drive their objectives relatively autonomously.
- The candidate should have 5-7 years of experience in the asset management distribution industry, and 3-5 years of sales experience directly to financial intermediaries.
- The candidate will be required to travel extensively in the field, approximately 75% of the time.
- Required licenses: Series 7 and Series 63 or 65.
About PGIM Global Wealth
PGIM Global Wealth is a diversified distributor of asset management capabilities, with over 100 actively managed funds globally. We are dedicated to helping clients tackle their toughest investment challenges and base the foundation of our investment strategy around collaboration and innovation. Our leadership team encourages innovative ideas and challenging the status-quo and are committed to developing talent for long-term success.
#LI-REMOTE
What we offer you:Market competitive base salaries, with a yearly bonus potential at every level.
Medical, dental, vision, life insurance, disability insurance, Paid Time Off (PTO), and leave of absences, such as parental and military leave.
401(k) plan with company match (up to 4%).
Company-funded pension plan.
Wellness Programs including up to $1,600 a year for reimbursement of items purchased to support personal wellbeing needs.
Work/Life Resources to help support topics such as parenting, housing, senior care, finances, pets, legal matters, education, emotional and mental health, and career development.
Education Benefit to help finance traditional college enrollment toward obtaining an approved degree and many accredited certificate programs.
Employee Stock Purchase Plan: Shares can be purchased at 85% of the lower of two prices (Beginning or End of the purchase period), after one year of service.
Eligibility to participate in a discretionary annual incentive program is subject to the rules governing the program, whereby an award, if any, depends on various factors including, without limitation, individual and organizational performance. To find out more about our Total Rewards package, visit Work Life Balance | Prudential Careers. Some of the above benefits may not apply to part-time employees scheduled to work less than 20 hours per week.
Prudential Financial, Inc. of the United States is not affiliated with Prudential plc. which is headquartered in the United Kingdom.
Prudential is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, national origin, ancestry, sex, sexual orientation, gender identity, national origin, genetics, disability, marital status, age, veteran status, domestic partner status, medical condition or any other characteristic protected by law.
If you need an accommodation to complete the application process, please email accommodations.hw@prudential.com.
If you are experiencing a technical issue with your application or an assessment, please email careers.technicalsupport@prudential.com to request assistance.
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