The firm's goal is to be a top provider of fixed income investment solutions to its clients by ... Wells Fargo and RIA distribution channels, in particular. The External Wholesaler will be ...
The firm's goal is to be a top provider of fixed income investment solutions to its clients by ... Wells Fargo and RIA distribution channels, in particular. The External Wholesaler will be ...
Tax Director (Dallas)
Dallas, TX · On-site
$225K - $300K/yr
Since its founding, the firm has sustained robust, double-digit growth and continues to invest ... Experience working for an RIA doing tax work for the HNW and UHNW client segment. Pay range and ...
Tax Director (Dallas)
Dallas, TX · On-site
$225K - $300K/yr
Since its founding, the firm has sustained robust, double-digit growth and continues to invest ... Experience working for an RIA doing tax work for the HNW and UHNW client segment. Pay range and ...
Senior Director of Business Development
University Park, TX · On-site
$180 - $280/hr
... RIA with a clear mission: deliver exceptional value to families and institutions through ... This is an opportunity to step into a high-visibility leadership role at a firm with a proven ...
Senior Director of Business Development
University Park, TX · On-site
$180 - $280/hr
... RIA with a clear mission: deliver exceptional value to families and institutions through ... This is an opportunity to step into a high-visibility leadership role at a firm with a proven ...
IWG Central Regional Director
Dallas, TX · On-site
$200K - $225K/yr
The Regional Director will be accountable for developing and managing relationships with RIA's and IBD's across the market-regardless of firm AUM. This individual should be detail-oriented with ...
IWG Central Regional Director
Dallas, TX · On-site
$200K - $225K/yr
The Regional Director will be accountable for developing and managing relationships with RIA's and IBD's across the market-regardless of firm AUM. This individual should be detail-oriented with ...
IWG Central Regional Director
$200K - $225K/yr
The Regional Director will be accountable for developing and managing relationships with RIA's and IBD's across the market-regardless of firm AUM. This individual should be detail-oriented with ...
IWG Central Regional Director
$200K - $225K/yr
The Regional Director will be accountable for developing and managing relationships with RIA's and IBD's across the market-regardless of firm AUM. This individual should be detail-oriented with ...
Investment Manager
Dallas, TX · On-site
$120 - $180/hr
True North is a $5+B AUM Independent RIA that manages an endowment style investment platform and ... The firm was an early adopter in recommending private investments, including public and private ...
Investment Manager
Dallas, TX · On-site
$120 - $180/hr
True North is a $5+B AUM Independent RIA that manages an endowment style investment platform and ... The firm was an early adopter in recommending private investments, including public and private ...
Senior Manager, AI Solutions & Applied Deployment
Westlake, TX · On-site
$115K - $187K/yr
... direct day-to-day engagement with advisors in RIA firms, broker-dealers, and/or related businesses ... Experience with and knowledge of common RIA firm business needs and challenges spanning Business ...
Senior Manager, AI Solutions & Applied Deployment
Westlake, TX · On-site
$115K - $187K/yr
... direct day-to-day engagement with advisors in RIA firms, broker-dealers, and/or related businesses ... Experience with and knowledge of common RIA firm business needs and challenges spanning Business ...
... direct day-to-day engagement with advisors in RIA firms, broker-dealers, and/or related businesses ... Experience with and knowledge of common RIA firm business needs and challenges spanning Business ...
... direct day-to-day engagement with advisors in RIA firms, broker-dealers, and/or related businesses ... Experience with and knowledge of common RIA firm business needs and challenges spanning Business ...
Investment Manager
Dallas, TX · On-site
$110 - $180/hr
True North is a $5+B AUM Independent RIA that manages an endowment style investment platform and ... The firm was an early adopter in recommending private investments, including public and private ...
Investment Manager
Dallas, TX · On-site
$110 - $180/hr
True North is a $5+B AUM Independent RIA that manages an endowment style investment platform and ... The firm was an early adopter in recommending private investments, including public and private ...
Financial Services Operations & Client Service Associate
Dallas, TX · On-site
$25 - $35/hr
... RIA in the Dallas/Plano area. We work with pre-retirees, retirees, and high-net-worth households ... About half of the work is direct client service -- building relationships with the people we serve ...
Quick apply
Financial Services Operations & Client Service Associate
Dallas, TX · On-site
$25 - $35/hr
... RIA in the Dallas/Plano area. We work with pre-retirees, retirees, and high-net-worth households ... About half of the work is direct client service -- building relationships with the people we serve ...
Financial Services Operations & Client Service Associate
Dallas, TX · On-site
$25 - $35/hr
... RIA in the Dallas/Plano area. We work with pre-retirees, retirees, and high-net-worth households ... About half of the work is direct client service -- building relationships with the people we serve ...
Quick apply
Financial Services Operations & Client Service Associate
Dallas, TX · On-site
$25 - $35/hr
... RIA in the Dallas/Plano area. We work with pre-retirees, retirees, and high-net-worth households ... About half of the work is direct client service -- building relationships with the people we serve ...
Senior Regional Compliance Associate
Irving, TX · On-site +1
... firm to make sure our advisors can focus on what they do best, serving clients, while we keep the ... Partner with RIA Managing Directors on advisor coaching opportunities tied to compliance standards ...
Senior Regional Compliance Associate
Irving, TX · On-site +1
... firm to make sure our advisors can focus on what they do best, serving clients, while we keep the ... Partner with RIA Managing Directors on advisor coaching opportunities tied to compliance standards ...
Senior Regional Compliance Associate
Irving, TX · On-site +1
... firm to make sure our advisors can focus on what they do best, serving clients, while we keep the ... Partner with RIA Managing Directors on advisor coaching opportunities tied to compliance standards ...
Senior Regional Compliance Associate
Irving, TX · On-site +1
... firm to make sure our advisors can focus on what they do best, serving clients, while we keep the ... Partner with RIA Managing Directors on advisor coaching opportunities tied to compliance standards ...
Tax Director - National Tax Office (JD Required)
Dallas, TX · Hybrid
$170K - $300K/yr
Experience working at a large accounting firm Preferred Qualifications: * CPA * LL.M * Strong proficiency with Excel * Strong proficiency with tax research databases (Bloomberg BNA, RIA Checkpoint ...
Tax Director - National Tax Office (JD Required)
Dallas, TX · Hybrid
$170K - $300K/yr
Experience working at a large accounting firm Preferred Qualifications: * CPA * LL.M * Strong proficiency with Excel * Strong proficiency with tax research databases (Bloomberg BNA, RIA Checkpoint ...
Tax Director - National Tax Office (JD Required)
Dallas, TX · Hybrid
$170K - $300K/yr
Experience working at a large accounting firm Preferred Qualifications: * CPA * LL.M * Strong proficiency with Excel * Strong proficiency with tax research databases (Bloomberg BNA, RIA Checkpoint ...
Tax Director - National Tax Office (JD Required)
Dallas, TX · Hybrid
$170K - $300K/yr
Experience working at a large accounting firm Preferred Qualifications: * CPA * LL.M * Strong proficiency with Excel * Strong proficiency with tax research databases (Bloomberg BNA, RIA Checkpoint ...
Senior Regional Compliance Associate
Irving, TX · On-site +1
... firm to make sure our advisors can focus on what they do best, serving clients, while we keep the ... Partner with RIA Managing Directors on advisor coaching opportunities tied to compliance standards ...
Senior Regional Compliance Associate
Irving, TX · On-site +1
... firm to make sure our advisors can focus on what they do best, serving clients, while we keep the ... Partner with RIA Managing Directors on advisor coaching opportunities tied to compliance standards ...
Providing direct support to Senior Wealth Advisors in daily aspects of client service, advising ... Advisor (RIA), investment management firm or broker/dealer * Excellent written and verbal ...
Providing direct support to Senior Wealth Advisors in daily aspects of client service, advising ... Advisor (RIA), investment management firm or broker/dealer * Excellent written and verbal ...
Client Onboarding Specialist
Dallas, TX · On-site
... a direct approach to financial planning. Allworth Financial delivers long- and short-term ... The business is a multi-billion dollar firm and is on track for continued growth through both ...
Client Onboarding Specialist
Dallas, TX · On-site
... a direct approach to financial planning. Allworth Financial delivers long- and short-term ... The business is a multi-billion dollar firm and is on track for continued growth through both ...
Regional VP, Wealth Management Consultant
Dallas, TX · On-site
$150K - $300K/yr
... a direct approach to financial planning. Allworth Financial delivers long- and short-term ... The business is a multi-billion dollar firm and is on track for continued growth through both ...
Regional VP, Wealth Management Consultant
Dallas, TX · On-site
$150K - $300K/yr
... a direct approach to financial planning. Allworth Financial delivers long- and short-term ... The business is a multi-billion dollar firm and is on track for continued growth through both ...
Advisor Marketing Manager
Irving, TX · On-site +1
... firm. Your Impact * Own the advisor marketing strategy, partnering directly with advisors to ... Direct experience marketing to financial advisors or within the RIA / wealth management space
Advisor Marketing Manager
Irving, TX · On-site +1
... firm. Your Impact * Own the advisor marketing strategy, partnering directly with advisors to ... Direct experience marketing to financial advisors or within the RIA / wealth management space
Director Ria Firm information
See Dallas, TX salary details
$33.6K - $46.7K
4% of jobs
$46.7K - $59.8K
8% of jobs
$59.8K - $72.9K
11% of jobs
$75K is the 25th percentile. Wages below this are outliers.
$72.9K - $86K
12% of jobs
$86K - $99.1K
14% of jobs
The median wage is $100.8K / yr.
$99.1K - $112.1K
12% of jobs
$112.1K - $125.2K
13% of jobs
$128.5K is the 75th percentile. Wages above this are outliers.
$125.2K - $138.3K
9% of jobs
$138.3K - $151.4K
9% of jobs
$151.4K - $164.5K
5% of jobs
$164.5K - $177.6K
3% of jobs
$33.6K
$106.5K
$177.6K
How much do director ria firm jobs pay per year?
What is the difference between Director Ria Firm vs Financial Advisor?
| Aspect | Director Ria Firm | Financial Advisor |
|---|---|---|
| Credentials | Series 7, 63, 65/66, and possibly CFP or CFA | Series 7, 63, 65/66, CFP or similar certifications |
| Work Environment | Leadership role managing RIA firm operations | Client-facing, providing personalized financial advice |
| Employer & Industry Usage | Typically employed by or managing an RIA firm | Employed by firms or independent, serving individual clients |
The main difference is that a Director Ria Firm oversees the firm's operations and compliance, while a Financial Advisor focuses on advising clients on investments and financial planning. Both roles often hold similar certifications, but their responsibilities and work environments differ significantly.
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For Director Ria Firm jobs in Dallas, TX, the most frequently searched job titles are:
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Cities near Dallas, TX with the most Director Ria Firm job openings:
Regional Director, External Wholesaler, Texas / Midwest - eFinancialCareers
Dallas, TX • On-site
Full-time
Re-posted 18 days ago
Job description
Regional Director, External Wholesaler, Texas / Midwest
A multi-billion dollar investment management firm specializing in fixed income portfolios on behalf of high-net-worth, ultra-high-net-worth, and institutional investors is looking to hire a Regional Director, External Wholesaler, Texas / Midwest. The firm's goal is to be a top provider of fixed income investment solutions to its clients by offering world class portfolio management, superior value-added thought leadership and preeminent client service for advisors and investors.
Summary
The Regional Director, External Wholesaler role includes calling on Financial Advisors and selling municipal bond separately managed accounts. The role is dedicated to increasing the sale of the firm’s products through regular telephone presentations and meetings. The ideal candidate should have extensive business development/wholesaling experience within the Morgan Stanley, Merrill Lynch, UBS, and Wells Fargo and RIA distribution channels, in particular. The External Wholesaler will be responsible for making proactive calls to clients and prospects while managing an assigned territory within the US - these conversations should increase the financial advisor’s knowledge and awareness of the firm's products. Primary client interaction is by telephone as well as travel to client sites.
Responsibilities
- Conduct proactive telephone and in-person sales presentations to top tier advisors highlighting firm products and value proposition.
- Partner with CEO, fellow sales professionals, and support team to drive asset growth and build relationships with advisors through execution of a defined territory plan and sales process.
- Effectively profile advisors to understand their practice, clients and investment process to identify needs and to position investment solutions and services to meet those needs.
- Provide portfolio construction and practice management support to financial advisors to help them strengthen their client relationships and grow their business.
- Execute consistent follow up with advisors to advance the sales process and deepen advisor relationships.
- Demonstrate organized, efficient and effective territory management and phone skills on a consistent basis.
Requirements
- 5 - 10+ years of internal / external wholesaling experience within the asset management industry.
- Established relationships with independent RIA and bulge bracket financial services distribution channels in the Texas and Midwest regions preferred.
- Knowledge of fixed income and separately managed accounts is preferred.
- Series 65/66 registrations.