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Director Ria Financial Services Jobs in Tennessee

Adams Keegan

Financial Advisor

Memphis, TN

... based RIA with over $2.7 billion in assets under management is seeking an experienced Financial ... Focus exclusively on client service and business development -- all planning, investment management ...

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Director Ria Financial Services information

What is the difference between Director Ria Financial Services vs Compliance Manager Ria Financial Services?

AspectDirector Ria Financial ServicesCompliance Manager Ria Financial Services
CredentialsRelevant financial certifications, leadership experienceCompliance certifications, regulatory knowledge
Work EnvironmentStrategic leadership, executive meetingsRegulatory adherence, risk assessment
Employer & Industry UsageFinancial services, money transfer industryFinancial services, compliance departments

The Director Ria Financial Services oversees strategic operations and business growth, while the Compliance Manager focuses on regulatory adherence and risk management. Both roles require financial industry knowledge, but the Director has broader leadership responsibilities, whereas the Compliance Manager specializes in compliance and risk mitigation within Ria Financial Services.

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Director Ria Financial Services jobs near you

Financial Advisor

Adams Keegan

Memphis, TN

Full-time

Re-posted 16 days ago

Job description

Financial Advisor – Memphis, TN (or within a 2-hour radius)


A nationally recognized, Memphis-based RIA with over $2.7 billion in assets under management is seeking an experienced Financial Advisor to join its growing team. This is a rare opportunity to become part of one of the most respected firms in the region — known for its strong reputation, deep resources, powerful network, and unmatched advisor support model.

The firm is a destination for top-tier, relationship-driven advisors who are seeking long-term alignment and cultural fit. Only A+ advisors will be considered.


Responsibilities:

  • Serve as the primary point of contact for a personal book of business
  • Build and maintain strong, trust-based relationships with clients and prospects
  • Focus exclusively on client service and business development — all planning, investment management, operations, billing, and compliance are handled by internal staff
  • Engage in a collaborative environment where team members regularly share ideas and support one another


Support Provided:

  • Dedicated office space and substantial operational and administrative support
  • Full-service internal teams responsible for planning, portfolio analysis, monitoring, compliance, and billing
  • All client gifts, entertainment, continuing education, and professional designations are paid for by the firm
  • Advisors are not expected to manage back-office functions — infrastructure is fully in place
  • Preference for in-office collaboration, with flexibility available for experienced advisors and personal needs


Qualifications:

  • Existing book of business
  • Active Series 65 or 66 license
  • Strong interpersonal and relationship-management skills
  • Retirement plan experience is a plus, but not required
  • Cultural alignment with a high-integrity, team-first firm is essential


Compensation:

  • Extremely competitive payout structure
  • Above-industry payouts with flexibility for creative deal structures


This opportunity is ideal for an experienced advisor seeking a highly professional environment with best-in-class support, where the focus is entirely on client service and long-term success.