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Director Ria Financial Services Jobs in Florida (NOW HIRING)

The Misch Group

RIA Financial Advisor

Miami, FL · On-site

$90K - $500K/yr

Insurance & Financial Services Employment Type: Full Time Location: Florida Compensation: $90,000 - $500,000 / year Description Join a 10-year-old boutique wealth management firm founded by former ...

The Misch Group

RIA Financial Advisor

Miami, FL

Position Overview: We're seeking experienced Financial Advisors who want full autonomy, the ability ... white-glove service environment. Key Responsibilities * Transition and manage existing book of ...

Apollo

US Offshore Regional Director

Miami, FL · On-site

$185K - $240K/yr

Minimum of 6-7 years of experience in financial services industry * Prior experience working with ... Strong relationships in the RIA & IBD space * Strong organizational skills and work ethic * Ability ...

Athene

US Offshore Regional Director

Miami, FL · On-site

$185K - $240K/yr

Minimum of 6-7 years of experience in financial services industry * Prior experience working with ... Strong relationships in the RIA & IBD space * Strong organizational skills and work ethic * Ability ...

Pwc

Financial Services Tax - Real Estate Director

Tampa, FL · On-site

$150K - $438K/yr

Industry/Sector Asset and Wealth Management Specialism Industry Tax Practice Management Level Director & Summary A career in our Financial Services Tax practice, within Corporate Tax services, will ...

Mesirow Financial

Senior Wealth Advisor

Boca Raton, FL · On-site

The Opportunity Mesirow is an independent, employee-owned financial services firm founded in 1937 ... Following the recent acquisition of the Price Wealth Management Group, an established RIA based in ...

Mesirow Financial

Senior Wealth Advisor

Stuart, FL

The Opportunity Mesirow is an independent, employee-owned financial services firm founded in 1937 ... Following the recent acquisition of the Price Wealth Management Group, an established RIA based in ...

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Director Ria Financial Services information

What is the difference between Director Ria Financial Services vs Compliance Manager Ria Financial Services?

AspectDirector Ria Financial ServicesCompliance Manager Ria Financial Services
CredentialsRelevant financial certifications, leadership experienceCompliance certifications, regulatory knowledge
Work EnvironmentStrategic leadership, executive meetingsRegulatory adherence, risk assessment
Employer & Industry UsageFinancial services, money transfer industryFinancial services, compliance departments

The Director Ria Financial Services oversees strategic operations and business growth, while the Compliance Manager focuses on regulatory adherence and risk management. Both roles require financial industry knowledge, but the Director has broader leadership responsibilities, whereas the Compliance Manager specializes in compliance and risk mitigation within Ria Financial Services.

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Director Ria Financial Services jobs near you

RIA Financial Advisor

The Misch Group

Miami, FL • On-site

$90K - $500K/yr

Full-time

Posted 28 days ago

Job description

RIA Financial Advisor
Department: Insurance & Financial Services
Employment Type: Full Time
Location: Florida
Compensation: $90,000 - $500,000 / year
Description
Join a 10-year-old boutique wealth management firm founded by former major wirehouse advisors. The firm specializes in international HNW/UHNW clients and offers a unique multi-custodial platform with relationships across U.S., European, and Latin American custodians.
Built for entrepreneurial advisors, the firm offers full back-office support, high payouts, and complete ownership of client relationships. Advisors operate with true independence, without restrictive employment terms or non-solicits.
Position Overview:We're seeking experienced Financial Advisors who want full autonomy, the ability to serve international HNW clients, and a compensation structure that reflects their value. The ideal candidate has a portable book of at least $5M in AUM, operates with integrity, and thrives in a white-glove service environment.
Key Responsibilities
  • Transition and manage existing book of clients
  • Build and maintain client relationships, both domestic and international
  • Customize multi-custodial investment solutions
  • Collaborate with back-office team for trading, support, and compliance
  • Conduct client meetings in preferred formats (in-person, remote, international travel, etc.)

Skills, Knowledge and Expertise
Must-Have Qualifications:
  • Minimum $5M in portable AUM
  • Active Series 65 or equivalent registration
  • Experience working with HNW/UHNW clientele
  • Comfortable with independent 1099 model
  • Clean or manageable U4 disclosures (firm is open to candidates with prior marks, depending on nature)

Nice-to-Have Qualifications:
  • Experience serving international clients
  • Familiarity with multiple custodians (Schwab, Interactive Brokers, Santander, Swiss banks)
  • Multilingual skills (Spanish, Portuguese, French)
  • Previous experience at a major wirehouse

Benefits
  • Full independence, no non-solicit agreements
  • Flexible work location and schedule
  • Voluntary group-rate benefits available
  • High payout structure (65%+)
  • Multinational custodial access
  • White-glove support and culture

Ideal Candidate Profile:
This is an ideal role for a tenured advisor looking to break free from wirehouse limitations and serve a global client base with elite support. You should be confident working with HNW clients, comfortable operating independently, and excited by a flexible, entrepreneurial model with robust earning potential.

Apply