Provide direct oversight of governance, risk, and control functions to ensure controls are designed and operating effectively to mitigate operational, financial, regulatory, and compliance risk
Provide direct oversight of governance, risk, and control functions to ensure controls are designed and operating effectively to mitigate operational, financial, regulatory, and compliance risk
Risk and Safety Consultant
MN · On-site +1
$99K - $138K/yr
... to control customers' source of risk, loss and/or costs. * Interpret and apply OSHA, ANSI, and ... Direct safety field experience can be substituted for a four-year degree. * Six plus years ...
Risk and Safety Consultant
MN · On-site +1
$99K - $138K/yr
... to control customers' source of risk, loss and/or costs. * Interpret and apply OSHA, ANSI, and ... Direct safety field experience can be substituted for a four-year degree. * Six plus years ...
Control department costs by optimizing productivity, process improvements, and automation. * Work ... In depth knowledge of quality control for manufacturing, ISO 9001 & AS9100 quality systems, and ...
Control department costs by optimizing productivity, process improvements, and automation. * Work ... In depth knowledge of quality control for manufacturing, ISO 9001 & AS9100 quality systems, and ...
Control department costs by optimizing productivity, process improvements, and automation. * Work ... In depth knowledge of quality control for manufacturing, ISO 9001 & AS9100 quality systems, and ...
Control department costs by optimizing productivity, process improvements, and automation. * Work ... In depth knowledge of quality control for manufacturing, ISO 9001 & AS9100 quality systems, and ...
Investment Risk, Reporting and Data Analyst
Saint Louis Park, MN · On-site
$75K - $85K/yr
Partner with the Director of Risk and Middle Office and CIO to research, plan, implement, and test target state workflows across the Portfolio Management function. * Leverage workflow and target ...
Investment Risk, Reporting and Data Analyst
Saint Louis Park, MN · On-site
$75K - $85K/yr
Partner with the Director of Risk and Middle Office and CIO to research, plan, implement, and test target state workflows across the Portfolio Management function. * Leverage workflow and target ...
Director of Workflow Engineering Ready to architect AI-native workflows that power global ... Strong focus on operational safety, auditability, approvals, and risk management embedded directly ...
Director of Workflow Engineering Ready to architect AI-native workflows that power global ... Strong focus on operational safety, auditability, approvals, and risk management embedded directly ...
Director of Manufacturing
$125K - $175K/yr
Growing Manufacturer in Butte, MT has a need for a Director of Manufacturing. This is a direct hire ... and cost control and programs into all manufacturing processes. * Adopt process designs ...
Quick apply
Director of Manufacturing
$125K - $175K/yr
Growing Manufacturer in Butte, MT has a need for a Director of Manufacturing. This is a direct hire ... and cost control and programs into all manufacturing processes. * Adopt process designs ...
Consult control owners and leaders about the risk profile of their portfolios of processes and applications * Serve as a trusted risk advisor to aligned Technology leaders * Identify and address ...
Consult control owners and leaders about the risk profile of their portfolios of processes and applications * Serve as a trusted risk advisor to aligned Technology leaders * Identify and address ...
Advanced knowledge of operational risk, control frameworks, issue management, remediation validation, and risk-based review practices. * Advanced Risk, Compliance, and Audit competencies, including ...
Advanced knowledge of operational risk, control frameworks, issue management, remediation validation, and risk-based review practices. * Advanced Risk, Compliance, and Audit competencies, including ...
Cloud Technology Risk Manager
Hopkins, MN · On-site
Consult control owners and leaders about the risk profile of their portfolios of processes and applications * Serve as a trusted risk advisor to aligned Technology leaders * Identify and address ...
Cloud Technology Risk Manager
Hopkins, MN · On-site
Consult control owners and leaders about the risk profile of their portfolios of processes and applications * Serve as a trusted risk advisor to aligned Technology leaders * Identify and address ...
Director of Operations
$144K - $200K/yr
The Director, Operations has overall responsibility for all areas of operation including Quality ... Participate in the development and control of the location's budgets and quarterly forecasts.
Director of Operations
$144K - $200K/yr
The Director, Operations has overall responsibility for all areas of operation including Quality ... Participate in the development and control of the location's budgets and quarterly forecasts.
Cloud Technology Risk Manager
Hopkins, MN · On-site
Consult control owners and leaders about the risk profile of their portfolios of processes and applications * Serve as a trusted risk advisor to aligned Technology leaders * Identify and address ...
Cloud Technology Risk Manager
Hopkins, MN · On-site
Consult control owners and leaders about the risk profile of their portfolios of processes and applications * Serve as a trusted risk advisor to aligned Technology leaders * Identify and address ...
Director of Operations
Fridley, MN · On-site
$144K - $200K/yr
The Director, Operations has overall responsibility for all areas of operation including Quality ... Participate in the development and control of the location's budgets and quarterly forecasts.
Director of Operations
Fridley, MN · On-site
$144K - $200K/yr
The Director, Operations has overall responsibility for all areas of operation including Quality ... Participate in the development and control of the location's budgets and quarterly forecasts.
Advanced knowledge of operational risk, control frameworks, issue management, remediation validation, and risk-based review practices. * Advanced Risk, Compliance, and Audit competencies, including ...
Advanced knowledge of operational risk, control frameworks, issue management, remediation validation, and risk-based review practices. * Advanced Risk, Compliance, and Audit competencies, including ...
Regional Director of Nursing (RDON)
Saint Paul, MN · On-site
$110K/yr
Risk Management & Resident Safety: * Investigate clinical incidents, resident concerns, medication ... control, and dementia care. * Exceptional leadership, coaching, and team development skills.
Quick apply
Regional Director of Nursing (RDON)
Saint Paul, MN · On-site
$110K/yr
Risk Management & Resident Safety: * Investigate clinical incidents, resident concerns, medication ... control, and dementia care. * Exceptional leadership, coaching, and team development skills.
Director of Nursing
Saint Paul, MN · On-site
$68K - $106K/yr
Responsible for management of Tuberculosis / Infection Control Program. Job Function: * Supervision ... Keep Executive Director informed and involved and advised of needs and problems.
Quick apply
Director of Nursing
Saint Paul, MN · On-site
$68K - $106K/yr
Responsible for management of Tuberculosis / Infection Control Program. Job Function: * Supervision ... Keep Executive Director informed and involved and advised of needs and problems.
Director of Finance
Eden Prairie, MN · On-site
The Director of Finance plays a primary leadership role in ensuring company-wide financial ... and risk tolerance, informed by industry best practices * Evaluate periodically the Company ...
Director of Finance
Eden Prairie, MN · On-site
The Director of Finance plays a primary leadership role in ensuring company-wide financial ... and risk tolerance, informed by industry best practices * Evaluate periodically the Company ...
Director of Finance
Hopkins, MN · On-site
The Director of Finance plays a primary leadership role in ensuring company-wide financial ... and risk tolerance, informed by industry best practices * Evaluate periodically the Company ...
Quick apply
Director of Finance
Hopkins, MN · On-site
The Director of Finance plays a primary leadership role in ensuring company-wide financial ... and risk tolerance, informed by industry best practices * Evaluate periodically the Company ...
Director of Finance
Eden Prairie, MN · On-site
The Director of Finance plays a primary leadership role in ensuring company-wide financial ... and risk tolerance, informed by industry best practices * Evaluate periodically the Company ...
Director of Finance
Eden Prairie, MN · On-site
The Director of Finance plays a primary leadership role in ensuring company-wide financial ... and risk tolerance, informed by industry best practices * Evaluate periodically the Company ...
VP, Enterprise Risk
Saint Paul, MN · On-site
Broad-based risk knowledge; ability to identify and assess risks, document mitigating controls, and evaluate control environment adequacy. * Bachelor's degree plus 5+ years of experience in the ...
VP, Enterprise Risk
Saint Paul, MN · On-site
Broad-based risk knowledge; ability to identify and assess risks, document mitigating controls, and evaluate control environment adequacy. * Bachelor's degree plus 5+ years of experience in the ...
Director Of Risk Control information
See Rosemount, MN salary details
$11.2K - $23.4K
0% of jobs
$23.4K - $35.6K
0% of jobs
$35.6K - $47.8K
0% of jobs
$47.8K - $59.9K
0% of jobs
$59.9K - $72.1K
0% of jobs
$72.1K - $84.3K
0% of jobs
$84.3K - $96.5K
0% of jobs
$96.5K - $108.7K
0% of jobs
$108.7K - $120.8K
0% of jobs
$120.8K - $133K
0% of jobs
$136K is the 25th percentile. Wages below this are outliers.
$133K - $145.2K
100% of jobs
$11.2K
$145.2K
How much do director of risk control jobs pay per year?
What are the key skills and qualifications needed to thrive as a director of risk control?
What is the difference between Director Of Risk Control vs Risk Analyst?
| Aspect | Director Of Risk Control | Risk Analyst |
|---|---|---|
| Credentials | Bachelor's degree, often advanced certifications (e.g., ARM, CPCU) | Bachelor's degree, often certifications like CRM or FRM |
| Work Environment | Strategic planning, leadership, cross-department collaboration | Data analysis, risk assessment, report preparation |
| Employer & Industry | Insurance, finance, large corporations | Insurance, finance, consulting firms |
| Search & Comparison Intent | Understanding leadership roles in risk management | Analyzing risk data and assessments |
The main difference is that the Director Of Risk Control oversees risk management strategies and leads teams, while a Risk Analyst focuses on analyzing data to identify and assess risks. The director has broader responsibilities and strategic oversight, whereas the analyst is more involved in data-driven risk evaluation.
How does a director of risk control typically collaborate with other departments to implement effective risk management strategies?
Sr Director, Business Unit Risk & Compliance Liaison - Wealth Management
Minneapolis, MN • On-site
Full-time
Medical, Dental, Life, Retirement, PTO
Posted 9 days ago
Ameriprise rating
7.7
Based on 130 frontline employees who took The Breakroom Quiz
105th of 150 rated financial services
Job description
We're a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.
Job Description
The Senior Director, Business Unit Compliance Liaison is responsible for leading the centralized risk team for Wealth Management Solutions, with a focus on regulatory reporting, controls, committee governance, risk program coordination, policy oversight, and risk routines. The position will be available to candidates in Minneapolis MN and Charlotte NC.
Key Responsibilities
- Provide direct oversight of governance, risk, and control functions to ensure controls are designed and operating effectively to mitigate operational, financial, regulatory, and compliance risk
- Oversee regulatory reporting, control functions, reporting dashboards, general ledger reconciliations, and related reporting processes
- Lead governance routines and committee coordination, including product, business review, risk, conflicts, and Regulation Best Interest governance forums
- Own and coordinate key governance processes, including risk program meetings, regulatory budget management, requests and approvals, Risk Event management, process inventory, Risk and Control Self-Assessment oversight, testing coordination, and annual risk assessments
- Oversee policy, procedure, and supervisory control governance, including written supervisory procedures, Regulation Best Interest disclosure procedures, books and records coordination, revenue sharing procedures, communications with the public, outside business activity tracking, business continuity planning, and self-monitoring routines
- Coordinate internal and external audit activities, regulatory affairs requests, vendor risk oversight, licensing tracking and reporting, senior leader and process owner certifications, and contract repository governance
- Act as a primary liaison with business partners, Internal Audit, Compliance, Legal, and regulators, including participation in industry advocacy efforts
- Identify control gaps and deficiencies, assess risk exposure and materiality, and implement cost-effective remediation strategies
- Build strong partnerships with senior leaders across Wealth Management Solutions and enterprise business partners to support governance, risk, regulatory, and operational objectives.
- Promote continuous improvement and a strong risk awareness culture across Wealth Management Solutions
- Lead and develop a team of risk professionals, including performance management, coaching, mentoring, and career development
- Foster a culture of accountability, risk awareness, and continuous improvement
Required Qualifications
- Bachelor's degree or equivalent experience
- 10+ years of financial services experience with a focus on risk management, controls, and broker-dealer operations
- Active FINRA Series 7 and Series 24 licenses
- Strong knowledge of broker-dealer regulations and regulatory reporting frameworks
- Experience leading risk, governance, audit, supervisory control, policy, licensing, vendor risk, and related oversight routines
- Proven ability to influence and collaborate across business lines and external stakeholders
- Prior team leadership experience
Preferred Qualifications
- Experience with advisory products, investment products, annuities, insurance, and retirement plans
- Strong relationship building skills - including highly effective communication skills with the ability to identify and resolve/mitigate issues or risks
- Strong analytical, organizational, and time management skills
- Ability to drive results and meet deadlines to reduce risks
- Strong written and verbal communication skills
- Must be able to work independently
Visa Sponsorship
Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).
In-Office Collaboration
We are a client-centric, relationship-based business. Working together, in-person, is foundational to how we achieve results. By fostering a culture of face-to-face collaboration, idea sharing, productivity and personal connection, we deliver for our stakeholders - clients, advisors, employees and shareholders. Our employees work in the office at least four (4) days per week, with flexibility to work from home one (1) day per week. Some roles may require additional in-office time or different in-office expectations, and specific requirements will be discussed during the hiring process.
Base Pay Salary
The estimated base salary for this role is $150,000- $206,300/ year. We have a pay-for-performance compensation philosophy. Your initial total compensation may vary based on job-related knowledge, skills, experience, and geographical work location. In addition, most of our roles are eligible for variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role. We also have a competitive and comprehensive benefits program that supports all aspects of your health and well-being, including but not limited to vacation time, sick time, 401(k), and health, dental and life insurances.
Full-Time/Part-Time
Full time
Exempt/Non-Exempt
Exempt
Job Family Group
Legal Affairs
Line of Business
FPPS Wealth Management Solutions
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.
We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.
What Ameriprise employees say
Pay
Benefits
Hours and flexibility
Workplace
Get the full story on Breakroom
About Ameriprise
Sourced by ZipRecruiter
At Ameriprise Financial, we're not just in the business of helping clients with their financial goals - we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you're motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.
Industry
Funds, trusts and financial programs
Company size
5,001 - 10,000 Employees
Headquarters location
Minneapolis, MN, US
Year founded
1894