Join Deloitte's Risk & Brand Protection organization as a Specialist, Risk and Compliance Services, where you will support independence and conflicts processes that help protect our reputation and ...
Join Deloitte's Risk & Brand Protection organization as a Specialist, Risk and Compliance Services, where you will support independence and conflicts processes that help protect our reputation and ...
Join Deloitte's Risk & Brand Protection organization as a Specialist, Risk and Compliance Services, where you will support independence and conflicts processes that help protect our reputation and ...
Join Deloitte's Risk & Brand Protection organization as a Specialist, Risk and Compliance Services, where you will support independence and conflicts processes that help protect our reputation and ...
Conducting the periodic review and update of risk and independence data and processes (including process improvement). * Attending policy-setting meetings aimed at developing guidance to address ...
Conducting the periodic review and update of risk and independence data and processes (including process improvement). * Attending policy-setting meetings aimed at developing guidance to address ...
Risk Manager
Las Vegas, NV · On-site
Maintain compliance with risk management policies including partnering with 3rd party vendors for support. * Evaluate, recommend, and administer insurance programs, including but not limited to ...
Risk Manager
Las Vegas, NV · On-site
Maintain compliance with risk management policies including partnering with 3rd party vendors for support. * Evaluate, recommend, and administer insurance programs, including but not limited to ...
This in-house role moves between disputes and day-to-day business counsel, focusing on contracts, compliance, risk management, and real estate. Ideal candidate has 4-8 years of relevant legal ...
This in-house role moves between disputes and day-to-day business counsel, focusing on contracts, compliance, risk management, and real estate. Ideal candidate has 4-8 years of relevant legal ...
Compliance Officer
Las Vegas, NV · On-site
Clinical Risk & Quality Oversight * Leads clinical review of sentinel events and adverse outcomes ... Compliance Operations & Tracking * Maintains compliance logs, trackers, and dashboards. * Tracks ...
Compliance Officer
Las Vegas, NV · On-site
Clinical Risk & Quality Oversight * Leads clinical review of sentinel events and adverse outcomes ... Compliance Operations & Tracking * Maintains compliance logs, trackers, and dashboards. * Tracks ...
Compliance Officer
Las Vegas, NV · On-site
$90 - $120/hr
Clinical Risk & Quality OversightLeads clinical review of sentinel events and adverse outcomes ... Compliance Operations & TrackingMaintains compliance logs, trackers, and dashboards.Tracks licenses ...
Compliance Officer
Las Vegas, NV · On-site
$90 - $120/hr
Clinical Risk & Quality OversightLeads clinical review of sentinel events and adverse outcomes ... Compliance Operations & TrackingMaintains compliance logs, trackers, and dashboards.Tracks licenses ...
The Attendance Coordinator partners closely with CT Leadership, Human Resources, Leave Management, and employees to improve operational efficiency, reduce compliance risk, and ensure fair and ...
The Attendance Coordinator partners closely with CT Leadership, Human Resources, Leave Management, and employees to improve operational efficiency, reduce compliance risk, and ensure fair and ...
Call Transfer Attendance Coordinator
Las Vegas, NV · On-site
$55K - $60K/yr
The Attendance Coordinator partners closely with CT Leadership, Human Resources, Leave Management, and employees to improve operational efficiency, reduce compliance risk, and ensure fair and ...
Call Transfer Attendance Coordinator
Las Vegas, NV · On-site
$55K - $60K/yr
The Attendance Coordinator partners closely with CT Leadership, Human Resources, Leave Management, and employees to improve operational efficiency, reduce compliance risk, and ensure fair and ...
Risk Coordinator
Las Vegas, NV · On-site
Train and maintain required programs in compliance with ADA Title III Codes, OSHA, i.e., Haz-Com, Bloodborne Pathogens, Hearing Conservation, etc. Recommend to Corporate Risk Management Director ...
Risk Coordinator
Las Vegas, NV · On-site
Train and maintain required programs in compliance with ADA Title III Codes, OSHA, i.e., Haz-Com, Bloodborne Pathogens, Hearing Conservation, etc. Recommend to Corporate Risk Management Director ...
Train and maintain required programs in compliance with ADA Title III Codes, OSHA, i.e., Haz-Com, Bloodborne Pathogens, Hearing Conservation, etc. Recommend to Corporate Risk Management Director ...
Train and maintain required programs in compliance with ADA Title III Codes, OSHA, i.e., Haz-Com, Bloodborne Pathogens, Hearing Conservation, etc. Recommend to Corporate Risk Management Director ...
The Analyst reports to the Risk Mitigation Research Manager and works collaboratively with ... Maintain and update the firm's trading-compliance watch-list database and respond to related watch ...
The Analyst reports to the Risk Mitigation Research Manager and works collaboratively with ... Maintain and update the firm's trading-compliance watch-list database and respond to related watch ...
Director of Risk Management
Las Vegas, NV · On-site
CalPortland is looking for a Director of Risk Management to develop policies, conduct risk assessments, and ensure compliance. The ideal candidate is detail-oriented and strategic. Must have strong ...
Director of Risk Management
Las Vegas, NV · On-site
CalPortland is looking for a Director of Risk Management to develop policies, conduct risk assessments, and ensure compliance. The ideal candidate is detail-oriented and strategic. Must have strong ...
Director of Risk Management
Las Vegas, NV · On-site
Job Summary CalPortland is looking for a Director of Risk Management to develop policies, conduct risk assessments, and ensure compliance. The ideal candidate is detail-oriented and strategic. Must ...
Director of Risk Management
Las Vegas, NV · On-site
Job Summary CalPortland is looking for a Director of Risk Management to develop policies, conduct risk assessments, and ensure compliance. The ideal candidate is detail-oriented and strategic. Must ...
Job Summary CalPortland is looking for a Director of Risk Management to develop policies, conduct risk assessments, and ensure compliance. The ideal candidate is detail-oriented and strategic. Must ...
Job Summary CalPortland is looking for a Director of Risk Management to develop policies, conduct risk assessments, and ensure compliance. The ideal candidate is detail-oriented and strategic. Must ...
Director of Risk Management
Las Vegas, NV · On-site
CalPortland is looking for a Director of Risk Management to develop policies, conduct risk assessments, and ensure compliance. The ideal candidate is detail-oriented and strategic. Must have strong ...
Director of Risk Management
Las Vegas, NV · On-site
CalPortland is looking for a Director of Risk Management to develop policies, conduct risk assessments, and ensure compliance. The ideal candidate is detail-oriented and strategic. Must have strong ...
Product Manager - Risk Compliance
Reno, NV · On-site +1
You don't need to be an expert in research compliance. What matters most is your ability to ask good questions, understand problems, work with others, and turn what you learn into thoughtful product ...
New
Product Manager - Risk Compliance
Reno, NV · On-site +1
You don't need to be an expert in research compliance. What matters most is your ability to ask good questions, understand problems, work with others, and turn what you learn into thoughtful product ...
New
Vice President of Performance and Quality Improvement Catholic Charities of Southern Nevada
Las Vegas, NV · On-site
$180 - $240/hr
... compliance, risk mitigation, outcomes measurement, and continuous improvement initiatives. Reporting to the Chief Administrative Officer (CAO), this position promotes operational excellence through ...
Vice President of Performance and Quality Improvement Catholic Charities of Southern Nevada
Las Vegas, NV · On-site
$180 - $240/hr
... compliance, risk mitigation, outcomes measurement, and continuous improvement initiatives. Reporting to the Chief Administrative Officer (CAO), this position promotes operational excellence through ...
The AML Compliance Manager leads risk assessment activities, regulatory reporting, employee training initiatives, and internal compliance monitoring programs across all Circa Hospitality Group ...
The AML Compliance Manager leads risk assessment activities, regulatory reporting, employee training initiatives, and internal compliance monitoring programs across all Circa Hospitality Group ...
The AML Compliance Manager leads risk assessment activities, regulatory reporting, employee training initiatives, and internal compliance monitoring programs across all Circa Hospitality Group ...
The AML Compliance Manager leads risk assessment activities, regulatory reporting, employee training initiatives, and internal compliance monitoring programs across all Circa Hospitality Group ...
Compliance Risk information
What is compliance risk?
What are the key skills and qualifications needed to thrive as a compliance risk professional, and why are they important?
What are some common challenges faced by professionals in compliance risk roles, and how can they be addressed?
What is the difference between Compliance Risk vs Compliance Analyst?
| Aspect | Compliance Risk | Compliance Analyst |
|---|---|---|
| Primary Focus | Identifying and managing potential compliance risks within an organization | Monitoring, reviewing, and ensuring adherence to compliance policies and regulations |
| Required Credentials | Risk management certifications, compliance training | Certifications like CCEP, CAMS, or similar compliance certifications |
| Work Environment | Risk management teams, compliance departments, consulting firms | Corporate compliance departments, financial institutions, healthcare organizations |
| Industry Usage | Used across industries to assess and mitigate compliance risks | Commonly employed in industries with strict regulatory requirements |
While Compliance Risk focuses on identifying and mitigating potential compliance issues proactively, Compliance Analysts primarily monitor and ensure ongoing adherence to regulations. Both roles are essential in maintaining organizational compliance but differ in scope and responsibilities.
How to get into compliance risk jobs?
Is compliance risk a good career?

Full-time
Re-posted 26 days ago
Key responsibilities
Review and process independence, conflicts, and compliance matters in accordance with established policies, procedures, and service-level expectations
Document independence analyses with factual support for each consultation
Research and analyze financial relationships, employment relationships, and other compliance matters
Deloitte rating
8.2
Based on 93 frontline employees who took The Breakroom Quiz
46th of 152 rated financial services
Job description
- Review and process independence, conflicts, and compliance matters in accordance with established policies, procedures, and service-level expectations
- Document independence analyses with factual support for each consultation
- Research and analyze financial relationships, employment relationships, and other compliance matters
- Apply Securities and Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), and Deloitte independence policies in day-to-day work
- Identify trends, document issues, and escalate risks to support timely resolution and process improvement
- Ability to work independently and collaborate as part of a team
- Effective written and verbal communication skills
- Meticulous attention to detail and quality of work product
- Ability to build and sustain professional relationships
- Ability to lead projects or workstreams
- Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment
- Strong interpersonal skills and professional demeanor
- Ability to meet deadlines
- Ability to provide clear guidance to others
- 3+ years of experience supporting audit, risk management, compliance, independence, conflicts, or regulatory processes
- Bachelor's degree in Accounting, Finance, Business Administration, or another business discipline
- Experience reviewing, documenting, and resolving cases, requests, or exceptions in a workflow, ticketing, or case management environment
- Experience applying policies, procedures, or regulatory requirements in a professional services or corporate environment
- Ability to travel 0-10%, on average, based on the work you do and the clients and industries/sectors you serve.
- Must be legally authorized to work in the United States without the need for employer sponsorship, now or at any time in the future.
- Experience supporting independence or conflicts processes
- Experience in public accounting or a professional services environment
- Experience with data quality review, issue tracking, or process documentation
- Experience using workflow, reporting, or case management tool
- Experience using Microsoft Excel, Word, and PowerPoint to prepare documentation, reports, or status updates
- Review and process independence, conflicts, and compliance matters in accordance with established policies, procedures, and service-level expectations
- Document independence analyses with factual support for each consultation
- Research and analyze financial relationships, employment relationships, and other compliance matters
- Apply Securities and Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), and Deloitte independence policies in day-to-day work
- Identify trends, document issues, and escalate risks to support timely resolution and process improvement
- Ability to work independently and collaborate as part of a team
- Effective written and verbal communication skills
- Meticulous attention to detail and quality of work product
- Ability to build and sustain professional relationships
- Ability to lead projects or workstreams
- Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment
- Strong interpersonal skills and professional demeanor
- Ability to meet deadlines
- Ability to provide clear guidance to others
- 3+ years of experience supporting audit, risk management, compliance, independence, conflicts, or regulatory processes
- Bachelor's degree in Accounting, Finance, Business Administration, or another business discipline
- Experience reviewing, documenting, and resolving cases, requests, or exceptions in a workflow, ticketing, or case management environment
- Experience applying policies, procedures, or regulatory requirements in a professional services or corporate environment
- Ability to travel 0-10%, on average, based on the work you do and the clients and industries/sectors you serve.
- Must be legally authorized to work in the United States without the need for employer sponsorship, now or at any time in the future.
- Experience supporting independence or conflicts processes
- Experience in public accounting or a professional services environment
- Experience with data quality review, issue tracking, or process documentation
- Experience using workflow, reporting, or case management tool
- Experience using Microsoft Excel, Word, and PowerPoint to prepare documentation, reports, or status updates
About Deloitte
Sourced by ZipRecruiter
Industry
Finance and insurance and business management consulting
Company size
10,000+ Employees
Headquarters location
Orlando, FL, US