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Compliance Risk Assessment Jobs (NOW HIRING)

Compliance, Risk and Business Manager

Bowie, MD ยท On-site

$90.60 - $140/hr

Manage and conduct compliance and risk assessments in conjunction with Legal, Enterprise Procurement, Security, and other teams. * Partner with business stakeholders to identify, assess and address ...

New

Compliance, Risk and Business Manager

Tampa, FL ยท On-site

$90.60 - $140/hr

Manage and conduct compliance and risk assessments in conjunction with Legal, Enterprise Procurement, Security, and other teams. * Partner with business stakeholders to identify, assess and address ...

New

Risk Assessment Manager

Atlanta, GA ยท On-site

$80K - $100K/yr

Ensure compliance with federal, state, and local regulations, including Fair Housing, OSHA, and company policies. * Lead risk assessments related to resident safety, property operations, vendor ...

VP, Compliance & Risk

Paul, ID

$115K - $154K/yr

Lead enterprise risk management initiatives, including identification, assessment, prioritization ... Maintain accountability for enterprise compliance risk management processes, including risk ...

VP, Compliance & Risk

Paul, ID

$115K - $154K/yr

Lead enterprise risk management initiatives, including identification, assessment, prioritization ... Maintain accountability for enterprise compliance risk management processes, including risk ...

Engage with the various lines of business to analyze processes and controls to identify and assess inherent risk, efficacy of controls, and compliance opportunities related to AML and OFAC. * Form ...

Showing results 21-40

Compliance Risk Assessment information

What is compliance risk assessment?

Compliance risk assessment is a systematic process that organizations use to identify, evaluate, and manage potential risks related to non-compliance with laws, regulations, and internal policies. It helps organizations understand where they might be vulnerable to compliance failures, such as legal penalties or reputational damage. By conducting regular assessments, companies can proactively address risks, implement controls, and maintain adherence to relevant standards. This process is essential for fostering a culture of ethical behavior and minimizing the likelihood of regulatory violations.

What are the key skills and qualifications needed to thrive as a compliance risk assessment professional?

To thrive in Compliance Risk Assessment, you need a strong background in regulatory frameworks, risk analysis, and compliance procedures, often supported by a degree in finance, law, or business. Familiarity with risk management software, GRC (Governance, Risk, and Compliance) systems, and certifications like CRCM or CAMS is highly valuable. Attention to detail, critical thinking, and effective communication are standout soft skills for this role. These skills ensure accurate identification and mitigation of compliance risks, safeguarding the organization against legal and financial penalties.

How does a compliance risk assessment professional typically collaborate with other departments within an organization?

Compliance Risk Assessment professionals frequently partner with departments such as Legal, Internal Audit, Operations, and IT to identify, evaluate, and mitigate compliance risks. They facilitate cross-functional meetings to gather insights, review processes, and ensure all relevant policies and regulations are being followed. This collaborative approach helps create a comprehensive risk profile, fosters a culture of compliance, and supports the continuous improvement of organizational controls. Building strong working relationships across teams is essential for effectively implementing compliance initiatives.

What is the difference between Compliance Risk Assessment vs Compliance Analyst?

AspectCompliance Risk AssessmentCompliance Analyst
Primary FocusIdentifying and evaluating compliance risks within an organizationMonitoring, implementing, and ensuring adherence to compliance policies
Skills & CertificationsRisk management, regulatory knowledge, certifications like CRCM or CCEPRegulatory knowledge, audit skills, certifications like CCEP or CAMS
Work EnvironmentRisk management teams, compliance departments, consulting firmsCorporate compliance departments, financial institutions, healthcare organizations

While Compliance Risk Assessment focuses on identifying potential compliance risks, Compliance Analysts are responsible for ongoing monitoring and ensuring adherence to regulations. Both roles require regulatory knowledge and certifications, but their core functions differ in scope and activities.

Is risk and compliance a good career?

A career in compliance risk assessment involves evaluating organizational processes to ensure adherence to laws and regulations, often requiring knowledge of industry standards and risk management tools. It offers opportunities in various sectors such as finance, healthcare, and manufacturing, with roles typically requiring certifications like CRCM or CCEP. The field is considered stable with growing demand due to increasing regulatory oversight.
More about Compliance Risk Assessment jobs

What cities are hiring for Compliance Risk Assessment jobs?

Cities with the most Compliance Risk Assessment job openings:

Infographic showing various Compliance Risk Assessment job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution.

Compliance Officer - Governance and Reporting

KeyCorp

Chicago, IL โ€ข On-site

$71 - $125/hr

Other

Posted yesterday

New


Job description

Location:4910 Tiedeman Road, Brooklyn OhioAbout the JobThe Compliance Risk Analytics & Reporting Officer supports the development, execution, reporting, and continuous improvement of Key's Compliance Risk Assessment and Compliance Monitoring Programs.This position assists in the identification, assessment, monitoring, and reporting of compliance risks through a combination of compliance expertise, risk management knowledge, data analytics, and reporting capabilities. The role partners closely with Compliance, Technology, GRC, Internal Audit, Operational Risk, and business stakeholders to improve compliance risk transparency, strengthen governance reporting, enhance monitoring effectiveness, and support enterprise risk management objectives.The position is responsible for supporting executive and committee reporting, maintaining compliance risk information, performing data analysis and reporting activities, identifying emerging risks and trends, and assisting with development of future-state compliance risk assessment, monitoring, and governance capabilities.The ideal candidate possesses a blend of compliance, risk management, analytics, reporting, and communication skills, with the ability to translate complex data into meaningful risk insights and actionable recommendations.Essential FunctionsCompliance Risk Assessment SupportSupport development, execution, and maintenance of the Compliance Risk Assessment (CRA) Program.Assist with maintenance of the Compliance Risk Universe, risk taxonomies, risk libraries, and supporting governance documentation.Participate in risk identification, assessment, aggregation, and reporting activities.Support collection, validation, and analysis of compliance risk information across business units.Assist with development and maintenance of risk-rating methodologies and supporting procedures.Provide analytical support for ongoing CRA enhancement initiatives.Compliance Monitoring Program SupportSupport execution, reporting, and governance activities associated with the Compliance Monitoring Program.Assist with issue management, findings tracking, remediation monitoring, and corrective action reporting.Analyze monitoring results, exception trends, and emerging risk themes.Participate in root cause analysis and identification of process improvement opportunities.Support development of risk-based monitoring methodologies and reporting frameworks.Reporting, Analytics, and Risk IntelligenceDevelop and maintain compliance risk reports, dashboards, scorecards, and management information.Support enhancement of GRC reporting capabilities and data quality monitoring processes.Perform analysis of compliance, risk, control, issue, and monitoring data.Identify trends, concentrations, emerging risks, and control environment concerns.Utilize reporting and visualization tools to support effective risk communication and governance reporting.Support automation and continuous improvement initiatives related to compliance reporting and monitoring activitiesGovernance and Executive ReportingCoordinate preparation of Compliance Risk Committee and executive leadership reporting materials.Support development of presentations, dashboards, scorecards, and reporting packages for governance committees.Assist with preparation of quarterly, annual, and ad hoc risk reporting.Translate analytical findings into concise executive-level reporting and risk insights.Independent Review, Challenge, and Risk OversightProvide independent review and challenge of compliance risk information, monitoring results, reporting outputs, and business activities.Identify, respond, and escalate compliance risks, issues, and control concerns as appropriate.Assist with oversight and monitoring of business line processes and controls.Proactively identify process improvements, reporting gaps, and control enhancement opportunities.Support activities related to mitigating regulatory, compliance, operational, and reputational risk.Required QualificationsBachelor's Degree in Business, Finance, Accounting, Risk Management, Information Systems, Data Analytics, or related discipline.Minimum 3 years of experience in Compliance, Risk Management, Internal Audit, Operational Risk, Monitoring & Testing, Data Analytics, Business Intelligence, or related functions. (required)Demonstrated ability to work independently and collaboratively in a regulatory environment (required)Practical working knowledge of financial services compliance requirements and regulatory expectations, including OCC, FRB, CFPB, state regulatory requirements, and related compliance risk management principles.Demonstrated experience working with risks, controls, monitoring activities, findings, issues, or governance processes.Experience supporting Compliance Risk Assessments, Monitoring & Testing, Compliance Governance, Internal Audit, or Operational Risk programs.Experience with Archer, RSA, ServiceNow GRC, or similar GRC platforms.Experience with Tableau, Power BI, or similar visualization and reporting tools.Experience with SQL, Microsoft SQL Server, and relational database concepts.Experience with Python, Alteryx, SAS, BigQuery, GCP, or similar analytical platforms.Familiarity with Gemini CLI, GitHub, Copilot, or other AI-enabled development and analytics tools.Experience preparing executive or committee-level reporting packages.Experience supporting issue management, corrective action tracking, or remediation validation activities.Relevant certifications in compliance auditing, or risk management (CRCM, CAMS, CRCMP, CERP), or similar industry certification. (preferred)Strong analytical, critical thinking, and problem-solving capabilities.Advanced Microsoft Excel skills.Experience creating reports, dashboards, visualizations, or management reporting.Strong written and verbal communication skills.Ability to work effectively across multiple stakeholder groups and levels of management.Strong relationship management and collaboration skills.High ethical standards and sound professional judgment.Core CompetenciesUnderstanding and applying laws and regulations relevant to banking and consumer finance.Evaluating potential risks and identifying control gaps in processes and systems.Conducting ongoing reviews to ensure adherence to compliance standards.Performing independent evaluations of controls and procedures to ensure regulatory alignment.Ensuring lending practices meet fair lending laws and guidelines.Identifying and mitigating risks that could disrupt business operations.Using analytical tools to interpret data and uncover compliance issues or trends.Assessing internal policies for consistency with current regulations.Documenting findings and communicating risks through clear, concise reports.Building strong relationships across departments to support compliance initiatives.Leading compliance-related projects and mentoring junior analysts.Applying sound judgment in evaluating complex compliance scenarios.Clearly conveying compliance requirements and findings to diverse audiences.Staying current with regulatory changes and industry best practices.Designing effective solutions to address compliance challenges.Physical DemandsGeneral Office - Prolonged sitting, ability to communicate face to face in person or on the phone with teammates and clients, frequent use of PC/laptop, occasional lifting/pushing/pulling of backpacks, computer bags up to 10 lbs.TravelOccasional travel to include overnight stay.Work Location CategoryHybrid (3+ days)Success ProfileThe successful candidate will:Understand compliance risk management, monitoring, governance, and controls.Be comfortable working with large volumes of risk and compliance data.Translate data into meaningful risk insights and management reporting.Demonstrate strong independent review and challenge capabilities.Build productive partnerships across Compliance, Risk, Technology, Audit, and business teams.Identify opportunities to enhance risk transparency, reporting quality, monitoring effectiveness, and governance practices.Support the evolution of Key's Compliance Risk Assessment and Monitoring Programs through data-driven analysis and continuous improvement.Self-motivated with the ability to manage multiple priorities in a fast-paced environment.COMPENSATION AND BENEFITSThis position is eligible to earn a base salary in the range of $71,000.00 - $125,000.00 annually. Placement within the pay range may differ based upon various factors, including but not limited to skills, experience and geographic location. Compensation for this role also includes eligibility for incentive compensation which may include production, commission, and/or discretionary incentives.Please click here for a list of benefits for which this position is eligible.Key has implemented an approach to employee workspaces which prioritizes in-office presence, while providing flexible options in circumstances where roles can be performed effectively in a mobile environment.Job Posting Expiration Date: 08/27/2026 KeyCorp is an Equal Opportunity Employer committed to sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, genetic information, pregnancy, disability, veteran status or any other characteristic protected by law.Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing HR_Compliance@keybank.com.#LI-Hybrid #J-18808-Ljbffr