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Compliance Monitoring Officer Jobs (NOW HIRING)

Cesna Group

Chief Compliance Officer

New York, NY · On-site

$100K - $200K/yr

Job Summary * -Monitor and ensure the New York Branch's compliance with all applicable federal and state banking * laws, regulations and guidance. Direct and implement effective strategy and policies ...

Akima, LLC

Field Compliance Officer

Oak Ridge, TN · On-site

The Field Compliance Officer is responsible for providing consistent oversight and quality ... Compliance Monitoring and Quality Assurance * Conduct regular site visits and inspections at TVA ...

BOK Financial

Wealth Compliance Officer

Tulsa, OK · On-site

As a Corporate Compliance Officer, you will contribute to compliance programs supporting BOK ... Track: Monitor remediation efforts to ensure issues are addressed accurately and on time

BOK Financial

Wealth Compliance Officer

Addison, TX · On-site

As a Corporate Compliance Officer, you will contribute to compliance programs supporting BOK ... Track: Monitor remediation efforts to ensure issues are addressed accurately and on time

BOK Financial

Wealth Compliance Officer

Tulsa, OK · On-site

As a Corporate Compliance Officer, you will contribute to compliance programs supporting BOK ... Track: Monitor remediation efforts to ensure issues are addressed accurately and on time

BOK Financial

Wealth Compliance Officer

Tulsa, OK · On-site

As a Corporate Compliance Officer, you will contribute to compliance programs supporting BOK ... Track: Monitor remediation efforts to ensure issues are addressed accurately and on time

SEI Investments

Compliance Officer

Oaks, PA

The Compliance Officer will support the day-to-day execution of compliance activities for ... Support recurring compliance activities, including monitoring tasks, documentation updates ...

Cathay Bank

SVP, Chief Compliance Officer

El Monte, CA · On-site

$164K - $200K/yr

... Vice President, Chief Compliance Officer (CCO) . This executive will lead the design ... Oversee a risk-based compliance monitoring and testing program, including transactional testing ...

Vise

Compliance Officer

New York, NY · On-site

$110K - $130K/yr

We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will ... Perform ongoing compliance monitoring and testing across key regulatory areas (e.g., marketing rule ...

ISS Corporate Solutions

Compliance Officer

New York, NY · On-site

$110K - $140K/yr

The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing ... Monitor regulatory developments and assess their impact on ISS's business model and compliance ...

Investor Economics

Compliance Officer

New York, NY · On-site

$110K - $140K/yr

The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing ... Monitor regulatory developments and assess their impact on ISS's business model and compliance ...

Vise

Compliance Officer

New York, NY · On-site

$110K - $130K/yr

We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will ... Perform ongoing compliance monitoring and testing across key regulatory areas (e.g., marketing rule ...

Utah State University

Compliance Officer SR

Logan, UT · On-site

... Officer SR as the principal leader for healthcare compliance, privacy, and security. The position ... Develops and administers compliance monitoring and auditing activities designed to identify and ...

BANKSOUTH

Senior Compliance Manager

Greensboro, GA · On-site

The Role The Compliance Manager, reporting directly to the Chief Compliance and Risk Officer (CCRO ... This position is responsible for conducting and/or overseeing compliance monitoring, coordinating ...

BANKSOUTH

Senior Compliance Manager

Greensboro, GA · On-site

The Role The Compliance Manager, reporting directly to the Chief Compliance and Risk Officer (CCRO ... This position is responsible for conducting and/or overseeing compliance monitoring, coordinating ...

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Compliance Monitoring Officer information

See salary details

$31.5K

$98.9K

$207.5K

How much do compliance monitoring officer jobs pay per year?

As of Sep 2, 2026, the average yearly pay for compliance monitoring officer in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is a compliance monitoring officer?

Compliance Monitoring Officers are professionals responsible for ensuring that an organization adheres to regulatory requirements, internal policies, and industry standards. They conduct regular audits and assessments to identify potential risks or areas of non-compliance. Their role often involves reporting findings, recommending corrective actions, and working with different departments to implement compliance measures. By maintaining oversight, Compliance Monitoring Officers help protect organizations from legal penalties and reputational damage.

How does a compliance monitoring officer typically collaborate with other departments to ensure regulatory adherence?

Compliance Monitoring Officers work closely with a variety of departments, such as operations, legal, and risk management, to conduct audits, review processes, and ensure that company practices align with relevant regulations. They often provide guidance, deliver training, and address queries from other teams about compliance requirements. Effective communication and teamwork are crucial, as these officers frequently coordinate cross-functional efforts to investigate issues, implement corrective actions, and maintain an organizational culture of compliance.

What are the key skills and qualifications needed to thrive as a compliance monitoring officer, and why are they important?

To thrive as a Compliance Monitoring Officer, you need a solid understanding of regulatory frameworks, risk management, and auditing practices, often supported by a degree in law, finance, or business. Familiarity with compliance management systems, data analysis tools, and certifications such as Certified Compliance & Ethics Professional (CCEP) are highly beneficial. Critical thinking, attention to detail, and strong communication skills set top professionals apart in this role. These competencies are vital for ensuring organizational adherence to regulations, mitigating risks, and maintaining a culture of ethical conduct.

What is the difference between Compliance Monitoring Officer vs Compliance Analyst?

AspectCompliance Monitoring OfficerCompliance Analyst
CertificationsCertifications like CCEP, CAMS often preferredSimilar certifications, often including CCEP or CAMS
Work EnvironmentTypically in financial institutions, regulatory agencies, or corporationsIn financial services, consulting firms, or regulatory bodies
Employer & Industry UsageUsed in banking, finance, and regulated industriesCommon in finance, risk management, and compliance departments
Primary FocusMonitoring compliance adherence and reportingAnalyzing compliance data and identifying risks

The Compliance Monitoring Officer and Compliance Analyst roles share similar certifications and work environments within regulated industries like finance. While the Monitoring Officer focuses on overseeing compliance adherence, the Analyst emphasizes analyzing data to identify risks. Both roles are essential for maintaining regulatory standards but differ in their primary responsibilities.

Are compliance monitoring officers in demand?

Compliance Monitoring Officers are in demand across various industries such as finance, healthcare, and manufacturing due to increasing regulatory requirements. Employers seek professionals with knowledge of regulations, risk management skills, and certifications like CAMS or CRCM to ensure organizational compliance and avoid penalties.

What does a compliance monitoring officer get paid?

The salary of a compliance monitoring officer typically ranges from $50,000 to $90,000 annually, depending on experience, location, and industry. Senior roles or those with specialized certifications may earn higher salaries, and the job often requires knowledge of regulatory standards and monitoring tools.
More about Compliance Monitoring Officer jobs

What cities are hiring for Compliance Monitoring Officer jobs?

Cities with the most Compliance Monitoring Officer job openings:

What states have the most Compliance Monitoring Officer jobs?

States with the most job openings for Compliance Monitoring Officer jobs include:

Compliance Monitoring Officer jobs near you
Infographic showing various Compliance Monitoring Officer job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Chief Compliance Officer

Cesna Group

New York, NY • On-site

$100K - $200K/yr

Full-time

Re-posted 6 days ago

Job description

Job Summary
Job Description
  • -Monitor and ensure the New York Branch's compliance with all applicable federal and state banking
  • laws, regulations and guidance. Direct and implement effective strategy and policies for managing
  • compliance and regulatory risk.
  • -Lead, manage and motivate the Compliance team ensuring timely conformity to all Bank processes for
  • performance management and personal development.
  • -Review new products, activities, businesses, governance and services to ensure consistency with law,
  • regulatory requirements and Bank procedures, and (following consultation with the business)
  • securing external professional and other advice where necessary.
  • -Provide guidance to bank management on matters of compliance and regulation. Manage
  • implementation and maintenance of all relevant Compliance policies including the development and
  • introduction of appropriate quality control procedures.
  • -Act as BSAO and BSA/AML representative for the Shinhan Bank New York Branch. Review and
  • update the Branch's BSA/AML/OFAC program, which includes an annual risk assessment, policies,
  • procedures and practices to ensure compliance with laws and regulations.
  • -Create and develop action plans for Compliance to deliver ensuring such strategies work across
  • functional boundaries, and create and deliver a robust Compliance monitoring plan for the New York
  • Branch.
  • -Manage the submission of reports to the General Manager of the New York Branch and Head Office
  • on information gathered and analyzed in order to make recommendations for improvements to the
  • management and control of regulatory and compliance risks.
  • -Manage all regulatory examination processes as they apply to Shinhan New York Branch operations.
  • -Oversee the investigation of suspected legal, regulatory and/or reporting violations.
  • -Prepare/submit regular compliance reports to Head Office counterparts detailing compliance
  • monitoring activities and suspicious activity reviews.
  • -Oversee the dissemination of compliance-related information to bank employees to ensure familiarity
  • with compliance requirements
  • -Perform second level OFAC release from SafeWatch system verify queue, when required
  • -Responsible for reviewing and filing of Suspicious Activity Reports
  • -Coordinating interactions with regulators, including but not limited to:
  • a. Assisting in providing oversight for supervisory examinations and being a central contact for
  • regulators;
  • b. Coordinating and managing events related to examinations and continuous monitoring, including
  • working with businesses and functions in negotiating scope and timing of reviews, monitoring
  • requested data aggregation and coordinating and attending regulatory meetings with control
  • functions and business unit personnel;
  • c. Collaborating with department heads to provide guidance on regulatory matters and continually
  • enhancing the framework to identify, assess, control, and monitor regulatory communication.
Qualifications
What's On Offer
Apply online or feel free to contact us directly for more information about the opportunity. Due to the high volume of applicant, we regret to inform that only shortlisted candidates will be notified. Thank you for your understanding.

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