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Compliance Monitoring Officer information

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$31.5K

$98.9K

$207.5K

How much do compliance monitoring officer jobs pay per year?

As of Aug 4, 2026, the average yearly pay for compliance monitoring officer in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is the difference between Compliance Monitoring Officer vs Compliance Analyst?

AspectCompliance Monitoring OfficerCompliance Analyst
CertificationsCertifications like CCEP, CAMS often preferredSimilar certifications, often including CCEP or CAMS
Work EnvironmentTypically in financial institutions, regulatory agencies, or corporationsIn financial services, consulting firms, or regulatory bodies
Employer & Industry UsageUsed in banking, finance, and regulated industriesCommon in finance, risk management, and compliance departments
Primary FocusMonitoring compliance adherence and reportingAnalyzing compliance data and identifying risks

The Compliance Monitoring Officer and Compliance Analyst roles share similar certifications and work environments within regulated industries like finance. While the Monitoring Officer focuses on overseeing compliance adherence, the Analyst emphasizes analyzing data to identify risks. Both roles are essential for maintaining regulatory standards but differ in their primary responsibilities.

What does a compliance monitoring officer get paid?

The salary of a compliance monitoring officer typically ranges from $50,000 to $90,000 annually, depending on experience, industry, and location. Senior roles or those in highly regulated sectors may offer higher compensation, and the position often requires knowledge of regulatory standards and monitoring tools.

What is a compliance monitoring officer?

Compliance Monitoring Officers are professionals responsible for ensuring that an organization adheres to regulatory requirements, internal policies, and industry standards. They conduct regular audits and assessments to identify potential risks or areas of non-compliance. Their role often involves reporting findings, recommending corrective actions, and working with different departments to implement compliance measures. By maintaining oversight, Compliance Monitoring Officers help protect organizations from legal penalties and reputational damage.

What are the key skills and qualifications needed to thrive as a compliance monitoring officer, and why are they important?

To thrive as a Compliance Monitoring Officer, you need a solid understanding of regulatory frameworks, risk management, and auditing practices, often supported by a degree in law, finance, or business. Familiarity with compliance management systems, data analysis tools, and certifications such as Certified Compliance & Ethics Professional (CCEP) are highly beneficial. Critical thinking, attention to detail, and strong communication skills set top professionals apart in this role. These competencies are vital for ensuring organizational adherence to regulations, mitigating risks, and maintaining a culture of ethical conduct.

How does a compliance monitoring officer typically collaborate with other departments to ensure regulatory adherence?

Compliance Monitoring Officers work closely with a variety of departments, such as operations, legal, and risk management, to conduct audits, review processes, and ensure that company practices align with relevant regulations. They often provide guidance, deliver training, and address queries from other teams about compliance requirements. Effective communication and teamwork are crucial, as these officers frequently coordinate cross-functional efforts to investigate issues, implement corrective actions, and maintain an organizational culture of compliance.
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What cities are hiring for Compliance Monitoring Officer jobs? Cities with the most Compliance Monitoring Officer job openings:
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Compliance Monitoring Officer jobs near you
Infographic showing various Compliance Monitoring Officer job openings in the United States as of July 2026, with employment types broken down into 1% As Needed, 82% Full Time, 12% Part Time, and 5% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

AML Compliance - Testing & Monitoring Officer

Interactive Brokers

Chicago, IL • On-site

$115K - $150K/yr

Full-time

Medical, Dental, Vision, Life, Retirement

Re-posted 12 days ago

Job description

Company Overview
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
This is Hybrid role (4 days in office /1 day remote)
Interactive Brokers is looking to hire an Compliance Officer with strong analytical and technical skills to join our Financial Crimes Control Testing & Monitoring Team, a part of our Global AML Risk and Analytics Group in our Mumbai Office. This position will report to the Global head of AML Risk. The primary role will be to assist with annual testing and assurance of the firm's compliance with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations related to control Governance and Risk
Responsibilities :
  • Create and maintain the Annual Financial Crimes test plan covering the different risk areas
  • Coordinate day to day execution with offshore Testing team
  • Perform tuning of AML reports and scenarios utilizing existing Model Tuning framework
  • Own and update testing framework and supporting templates to be in-line with regulatory requirements and industry standards
  • Conduct testing and monitoring activities, including developing test plans, test data collection, develop test instructions, and performing adequacy review of policies and procedures
  • Execute hands on testing both functional as well as backend SQL, based on the control setup
  • Analyze test results and summarize a list of meaning risk-based observations
  • Communicate deficiencies to the business and key stakeholders and exercise credible challenge.
  • Assist with preparing executive reports summarizing test results and conclusions
  • Provide support with the maintenance of Global Financial Crimes Control Library
  • Develop Testing and Monitoring metrics, and contribute to department reporting
  • Work collaboratively with stakeholders across the Financial Crimes Compliance program and Engineering teams
  • Perform qualitative and quantitative analysis on Financial Crimes control data to assess risk and impact

The ideal candidate will have 6+ years of experience evaluating Anti-Money Laundering ("AML") controls across Investigations, Sanctions, Enhanced Due Diligence, and Suspicious Activity Reporting with a Financial Institution (preferably at a large broker or other financial institution with an international client base). Additionally, experience in internal audit, legal, accounting, or other control function of a financial services firm or regulator would be beneficial.
Qualifications:
  • Bachelor's or Master's Degree
  • Knowledge of AML and trading products (Equities, Options, Futures, FOREX, and Crypto) as well as applicable industry standards
  • Experience with SQL, Jira and JQL queries
  • Experienced in Python for automation and data analysis
  • Experience in US and Foreign AML Regulatory regimes
  • Understanding of financial crimes data and Software Development Life Cycle ("SDLC")
  • High degree of comfort and fluency of how technology is applied to business and regulatory problems
  • Excellent oral and written communication skills
  • Detail-oriented with organizational and project management skills
  • ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications a plus

To be successful in this position, you will have the following:
  • Self-motivated and able to handle tasks with minimal supervision.
  • Superb analytical and problem-solving skills.
  • Excellent collaboration and communication (Verbal and written) skills.
  • Outstanding organizational and time management skills.

Company Benefits & Perks
  • Competitive salary, annual performance-based bonus, and stock grant awards
  • 401(k) retirement plan with competitive company match
  • Excellent health and wellness benefits, including medical, dental, and vision benefits. 100% employer-paid medical premiums, with generous employer contributions to dental & vision plans as well.
  • Wellness screening and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)
  • Generous paid parental leave (up to 16 weeks paid parental leave for eligible employees)
  • Company-paid basic life insurance, accidental death & dismemberment (AD&D), and short- and long-term disability coverage
  • Flexible Spending Accounts (Healthcare, Dependent Care, and Commuter FSAs)
  • Quarterly fitness stipend to offset costs associated with traditional gym and fitness memberships or fees
  • Education reimbursement and professional development opportunities
  • Legal services, telehealth access, and voluntary insurance options
  • Backup child and adult care support through Care.com
  • Daily lunch allowance and fully stocked kitchen with healthy breakfast and snack options

Apply