The role of a Global Banking & Markets Public Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within the Global Banking ...
The role of a Global Banking & Markets Public Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within the Global Banking ...
Senior Data Engineer (Banking)
New York, NY · On-site
$116K - $157K/yr
Expertise in Snowflake (SnowSQL, performance tuning, security) and Databricks (Delta Lake, Spark ... Strong understanding of banking data domains: trading, risk, compliance, customer, transactions.
Quick apply
Senior Data Engineer (Banking)
New York, NY · On-site
$116K - $157K/yr
Expertise in Snowflake (SnowSQL, performance tuning, security) and Databricks (Delta Lake, Spark ... Strong understanding of banking data domains: trading, risk, compliance, customer, transactions.
Candidates should be in a Lead or Managerial Role in Commercial Banking .Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to ...
Candidates should be in a Lead or Managerial Role in Commercial Banking .Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to ...
Audit Manager: Corporate Compliance Audit (Hybrid)
New York, NY · On-site
$113K - $149K/yr
... in banking or the financial services industry * 1+ years of experience with data analytics tools in support of internal audit * 1+ years of experience with privacy compliance in the financial ...
Audit Manager: Corporate Compliance Audit (Hybrid)
New York, NY · On-site
$113K - $149K/yr
... in banking or the financial services industry * 1+ years of experience with data analytics tools in support of internal audit * 1+ years of experience with privacy compliance in the financial ...
Project Manager with Banking Experience - NYC - 2/3 days onsite. Job Summary: We are seeking an ... compliance and governance standards. Required Qualifications: * Bachelor's degree in Business ...
Quick apply
Project Manager with Banking Experience - NYC - 2/3 days onsite. Job Summary: We are seeking an ... compliance and governance standards. Required Qualifications: * Bachelor's degree in Business ...
Banking Department-Corporate Customer Service Associate
Manhattan, NY · On-site
$42K - $90K/yr
Review and consolidate inactive accounts for processing of abandoned. property in accordance with bank policies and procedures. * Conduct internal account reconciliation. Compliance (20%
Banking Department-Corporate Customer Service Associate
Manhattan, NY · On-site
$42K - $90K/yr
Review and consolidate inactive accounts for processing of abandoned. property in accordance with bank policies and procedures. * Conduct internal account reconciliation. Compliance (20%
Banking Department-Corporate Customer Service Associate
Manhattan, NY · On-site
$42K - $90K/yr
Review and consolidate inactive accounts for processing of abandoned. property in accordance with bank policies and procedures. * Conduct internal account reconciliation. Compliance (20%
Banking Department-Corporate Customer Service Associate
Manhattan, NY · On-site
$42K - $90K/yr
Review and consolidate inactive accounts for processing of abandoned. property in accordance with bank policies and procedures. * Conduct internal account reconciliation. Compliance (20%
Compliance, GBM Public Compliance- Equities, Vice President, New York City
New York, NY · On-site
$137K - $184K/yr
The role of a Global Banking & Markets- Public Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within the Global Banking ...
Compliance, GBM Public Compliance- Equities, Vice President, New York City
New York, NY · On-site
$137K - $184K/yr
The role of a Global Banking & Markets- Public Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within the Global Banking ...
Ensure compliance with regulatory standards and data governance policies in the banking domain. * Manage budgets, resources, and timelines while ensuring high-quality output. * Drive agile project ...
Quick apply
Ensure compliance with regulatory standards and data governance policies in the banking domain. * Manage budgets, resources, and timelines while ensuring high-quality output. * Drive agile project ...
Compliance, GBM Public Compliance- Equities, Vice President, New York City
New York, NY · On-site
$137K - $184K/yr
The role of a Global Banking & Markets- Public Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within the Global Banking ...
Compliance, GBM Public Compliance- Equities, Vice President, New York City
New York, NY · On-site
$137K - $184K/yr
The role of a Global Banking & Markets- Public Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within the Global Banking ...
Compliance, GBM Public Compliance- Equities, Vice President, New York City
New York, NY · On-site
$137K - $184K/yr
The role of a Global Banking & Markets- Public Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within the Global Banking ...
Compliance, GBM Public Compliance- Equities, Vice President, New York City
New York, NY · On-site
$137K - $184K/yr
The role of a Global Banking & Markets- Public Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within the Global Banking ...
Banking Department-Corporate Customer Service Associate
Manhattan, NY · On-site
$42K/yr
Review and consolidate inactive accounts for processing of abandoned. property in accordance with bank policies and procedures. * Conduct internal account reconciliation. Compliance (20%
Banking Department-Corporate Customer Service Associate
Manhattan, NY · On-site
$42K/yr
Review and consolidate inactive accounts for processing of abandoned. property in accordance with bank policies and procedures. * Conduct internal account reconciliation. Compliance (20%
Regulatory Compliance Financial Services Counsel
New York, NY · On-site
$309K/yr
Managing regulatory compliance issues for clients in banking, financial services, and private markets. * Staying ahead of industry trends and regulatory changes, including CFTC, FINRA, SEC, and state ...
Regulatory Compliance Financial Services Counsel
New York, NY · On-site
$309K/yr
Managing regulatory compliance issues for clients in banking, financial services, and private markets. * Staying ahead of industry trends and regulatory changes, including CFTC, FINRA, SEC, and state ...
Compliance Associate - Experts & Research
New York, NY · On-site
$70K - $160K/yr
... bank, broker-dealer or buy-side firm • Direct experience in research compliance or expert compliance • Bachelor's degree in Finance, Economics or a related field preferred • Law degree ...
Compliance Associate - Experts & Research
New York, NY · On-site
$70K - $160K/yr
... bank, broker-dealer or buy-side firm • Direct experience in research compliance or expert compliance • Bachelor's degree in Finance, Economics or a related field preferred • Law degree ...
Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to ... compliance risks. DOING THE RIGHT THING: Our employees take pride in doing the right thing for ...
Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to ... compliance risks. DOING THE RIGHT THING: Our employees take pride in doing the right thing for ...
Consulting Senior Manager, Banking, Risk and FSI
Manhattan, NY · On-site
$167K - $279K/yr
Familiarity with regulatory and compliance requirements in the U.S. banking sector. Success Measures * Revenue growth and new business generation. * Expansion of banking client relationships.
Consulting Senior Manager, Banking, Risk and FSI
Manhattan, NY · On-site
$167K - $279K/yr
Familiarity with regulatory and compliance requirements in the U.S. banking sector. Success Measures * Revenue growth and new business generation. * Expansion of banking client relationships.
Consulting Senior Manager, Banking, Risk and FSI
Manhattan, NY · Remote
$167K - $279K/yr
Familiarity with regulatory and compliance requirements in the U.S. banking sector. Success Measures * Revenue growth and new business generation. * Expansion of banking client relationships.
Consulting Senior Manager, Banking, Risk and FSI
Manhattan, NY · Remote
$167K - $279K/yr
Familiarity with regulatory and compliance requirements in the U.S. banking sector. Success Measures * Revenue growth and new business generation. * Expansion of banking client relationships.
Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid)
New York, NY · On-site
$88K - $108K/yr
At least 4 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance. * At least 1 year of experience in ...
Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid)
New York, NY · On-site
$88K - $108K/yr
At least 4 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance. * At least 1 year of experience in ...
Consulting Senior Manager, Banking, Risk and FSI
New York, NY · Remote
$167K - $279K/yr
Familiarity with regulatory and compliance requirements in the U.S. banking sector. Success Measures * Revenue growth and new business generation. * Expansion of banking client relationships.
Consulting Senior Manager, Banking, Risk and FSI
New York, NY · Remote
$167K - $279K/yr
Familiarity with regulatory and compliance requirements in the U.S. banking sector. Success Measures * Revenue growth and new business generation. * Expansion of banking client relationships.
Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid)
New York, NY · On-site
$88K - $108K/yr
At least 4 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance. * At least 1 year of experience in ...
Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid)
New York, NY · On-site
$88K - $108K/yr
At least 4 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance. * At least 1 year of experience in ...
Compliance In Banking information
See Edison, NJ salary details
$32.6K - $49.2K
10% of jobs
$62.5K is the 25th percentile. Wages below this are outliers.
$49.2K - $65.7K
19% of jobs
$65.7K - $82.3K
19% of jobs
The median wage is $84.4K / yr.
$82.3K - $98.9K
17% of jobs
$110.1K is the 75th percentile. Wages above this are outliers.
$98.9K - $115.4K
15% of jobs
$115.4K - $132K
6% of jobs
$132K - $148.6K
5% of jobs
$148.6K - $165.1K
3% of jobs
$165.1K - $181.7K
2% of jobs
$181.7K - $198.3K
2% of jobs
$198.3K - $214.8K
1% of jobs
$32.6K
$102.4K
$214.8K
How much do compliance in banking jobs pay per year?
What is compliance in banking?
What are the key skills and qualifications needed to thrive as a compliance professional in banking?
What are some common challenges faced by compliance professionals in banking, and how can they be managed effectively?
What is the difference between Compliance In Banking vs Compliance Officer?
| Aspect | Compliance In Banking | Compliance Officer |
|---|---|---|
| Certifications | CAMs, CRCM, or similar banking compliance certifications | CAMs, CRCM, or similar certifications |
| Work Environment | Banking institutions, financial services firms | Financial institutions, regulatory agencies, corporations |
| Employer & Industry Usage | Commonly used in banking and financial sectors | Used across various industries, including banking |
| Search & Comparison Intent | High overlap in job duties and qualifications | Related but broader role, less specific to banking |
Compliance In Banking focuses specifically on regulatory adherence within banking institutions, ensuring compliance with financial laws and regulations. A Compliance Officer may work across multiple industries, including banking, but their role is broader, covering various compliance functions beyond banking alone. Both roles require similar certifications and work environments, but Compliance In Banking is specialized for the financial sector.
Is banking compliance a good career?
What does a compliance in banking do?
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For Compliance In Banking jobs in Edison, NJ, the most frequently searched job titles are:
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The top searched job categories for Compliance In Banking jobs in Edison, NJ are:
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Cities near Edison, NJ with the most Compliance In Banking job openings:

Compliance, GBM Public Compliance -Equities, Custody Solutions, Associate
New York, NY • On-site
Full-time
This job post has expired today. Applications are no longer accepted.
Goldman Sachs rating
7.8
Based on 28 frontline employees who took The Breakroom Quiz
90th of 176 rated banks
Job description
Global Compliance
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Position Overview:
The role of a Global Banking & Markets Public Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within the Global Banking & Markets Public business by articulating and maintaining the standards of conduct required of the firm's businesses as well as the laws, regulations and policies governing those businesses. This business-aligned compliance role provides both functional coverage to its aligned business Prime Services as well as general compliance for the product areas covered within those businesses, while working closely with other firm departments including Legal, Risk, Finance, Operations, Technology, and Internal Audit.
Responsibilities:
- Provide day-to-day line Compliance coverage for the Global Banking & Markets Equities Custody Solutions businesses including coverage of Custody Solutions Sales, Client Services, Trading Services, Product Development and Operations teams
- Advise on how to conduct the firm's business particularly focused on Custody Solutions client activity in a manner that complies with the vast array of rules, regulations, and regulatory expectations
- Assess new business initiatives and coordinate with interested stakeholders to support the firm's overall governance framework
- Represent Compliance in broad-based cross-divisional projects supporting regulatory requirements
- Develop, draft and maintain Compliance policies and procedures outlining firm requirements, regulations and best practices
- Create and implement Compliance training programs for Equities/Custody Solutions professionals
- Assist with regulatory examinations, audits and inquiries
- Perform oversight of surveillances and programmatic reviews to assess Compliance risks and breaches
- Analyze new or amended laws, rules and regulations to formulate practical solutions to industry-wide issues
- Evaluate compliance risks and assist in developing compliance action plans through the firm's Compliance Risk Assessment
Qualifications:
- Bachelor's Degree
- 3+ years of Compliance, Legal, Regulatory or Financial Services industry experience
- Knowledge of rules and regulations governing broker-dealers, swap dealers, and other regulated financial services entities (SEC, CFTC, FINRA, NFA, NYSE, Nasdaq, CBOE, ISE, etc.)
- Regulatory experience within the Equities or Custody Solutions based businesses a plus
- Understanding of equities, fixed income market conventions preferred
- Excellent communications skills (oral and written) that demonstrate control-side empowerment
- Experience leading, managing, and participating in regulatory projects and business initiatives requiring compliance input.
- Proven ability to handle and prioritize multiple tasks simultaneously and work under pressure
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
© The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
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About Goldman Sachs
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At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.
Industry
Finance and insurance
Company size
10,000+ Employees
Headquarters location
New York, NY, US
Year founded
1869