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Compliance In Banking Jobs in Kentucky (NOW HIRING)

$71 - $146/hr

... in the course of executing and closing loan transactions. * Ensure adherence to risk, compliance ... Associate Investment Banking Total Base Pay Range 71,100.00 - 145,900.00 USD Annual At Fifth Third ...

$78 - $124/hr

Small Business Banking deals are typically $10K - $2.5MM in loan exposure for internally generated ... Consistently adheres to regulatory and compliance policies and standards linked to the job as ...

$115 - $186/hr

At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk ... As part of our team, you'll play a key role in reshaping compliance structures and processes ...

Relationship Banker

Louisville, KY · On-site

$17 - $29.75/hr

... banking center performance through individual production and team collaboration. Operational Excellence & Risk Awareness * Execute transactions and servicing activities accurately and in compliance ...

Relationship Banker

Louisville, KY · On-site

$17 - $29.75/hr

... banking center performance through individual production and team collaboration. Operational Excellence & Risk Awareness * Execute transactions and servicing activities accurately and in compliance ...

Relationship Banker II

Louisville, KY · On-site

$17 - $29.75/hr

... banking center performance through individual production and team collaboration. Operational Excellence & Risk Awareness * Execute transactions and servicing activities accurately and in compliance ...

Relationship Banker

Louisville, KY · On-site

$17 - $29.75/hr

... banking center performance through individual production and team collaboration. Operational Excellence & Risk Awareness * Execute transactions and servicing activities accurately and in compliance ...

$180 - $280/hr

Own the end-to-end payments and banking fraud prevention strategy across all Kraken products, setting the vision, roadmap, and OKRs in collaboration with Product, Engineering, Security, Compliance ...

$98 - $116/hr

The Fair and Responsible Banking Risk Consultant will support the Fair and Responsible Banking (FaRB) Program within Corporate Compliance in the second line of defense. This role helps execute the ...

Relationship Banker

Louisville, KY · On-site

$17 - $29.75/hr

... banking center performance through individual production and team collaboration. Operational Excellence & Risk Awareness * Execute transactions and servicing activities accurately and in compliance ...

Relationship Banker

Louisville, KY · On-site

$17 - $29.75/hr

... banking center performance through individual production and team collaboration. Operational Excellence & Risk Awareness * Execute transactions and servicing activities accurately and in compliance ...

$65 - $95/hr

Assists in the assurance of audit compliance and procedure quality control for the department and recommends and initiates corrective actions. * Learn the credit culture of Republic Bank in order to ...

$115 - $186/hr

At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk ... As part of our team, you'll play a key role in reshaping compliance structures and processes ...

$90 - $120/hr

Bachelor's degree in Finance, Business, Accounting, Criminal Justice, Compliance, or related field preferred. * 5+ years of experience in FinTech, BSA, banking, financial services, or regulatory ...

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Showing results 1-20

Compliance In Banking information

What is compliance in banking?

Compliance in banking refers to the process of ensuring that a bank and its employees adhere to all relevant laws, regulations, and internal policies. This includes following rules related to anti-money laundering, data protection, consumer protection, and financial crime prevention. Compliance teams help identify and manage risks, train staff, and monitor activities to avoid legal penalties and protect the bank’s reputation. Their work is essential for maintaining trust with regulators, customers, and the wider financial system.

What are the key skills and qualifications needed to thrive as a compliance professional in banking?

To thrive as a Compliance professional in banking, you need strong knowledge of financial regulations, risk assessment, and audit procedures, often backed by a degree in finance, law, or a related field. Familiarity with compliance management systems, regulatory reporting tools, and certifications such as CAMS or CRCM are typically required. Attention to detail, analytical thinking, and effective communication are vital soft skills for interpreting regulations and advising internal teams. These skills and qualities ensure that banks operate within legal frameworks, minimize risk, and maintain trust with regulators and clients.

What are some common challenges faced by compliance professionals in banking, and how can they be managed effectively?

Compliance professionals in banking often encounter challenges such as keeping up with rapidly changing regulations, managing large volumes of data, and ensuring all departments adhere to policies. These professionals must regularly update their knowledge of local and international banking laws, and establish effective communication channels across teams to promote a culture of compliance. Leveraging technology, such as compliance management software, and participating in ongoing training can help manage these challenges and ensure the bank remains compliant and audit-ready.

What is the difference between Compliance In Banking vs Compliance Officer?

AspectCompliance In BankingCompliance Officer
CertificationsCAMs, CRCM, or similar banking compliance certificationsCAMs, CRCM, or similar certifications
Work EnvironmentBanking institutions, financial services firmsFinancial institutions, regulatory agencies, corporations
Employer & Industry UsageCommonly used in banking and financial sectorsUsed across various industries, including banking
Search & Comparison IntentHigh overlap in job duties and qualificationsRelated but broader role, less specific to banking

Compliance In Banking focuses specifically on regulatory adherence within banking institutions, ensuring compliance with financial laws and regulations. A Compliance Officer may work across multiple industries, including banking, but their role is broader, covering various compliance functions beyond banking alone. Both roles require similar certifications and work environments, but Compliance In Banking is specialized for the financial sector.

Is banking compliance a good career?

Banking compliance is a stable and growing field that involves ensuring financial institutions adhere to laws and regulations. It requires strong attention to detail, knowledge of financial laws, and often certification such as CAMS or CRCM. Many professionals find it a rewarding career with opportunities for advancement and specialization.

What does a compliance in banking do?

A compliance professional in banking ensures that the financial institution adheres to laws, regulations, and internal policies to prevent fraud, money laundering, and other financial crimes. They develop and implement compliance programs, conduct audits, and monitor transactions using tools like compliance software to maintain regulatory standards.

What are popular job titles related to Compliance In Banking jobs in Kentucky?

For Compliance In Banking jobs in Kentucky, the most frequently searched job titles are:

What job categories do people searching Compliance In Banking jobs in Kentucky look for?

The top searched job categories for Compliance In Banking jobs in Kentucky are:

What cities in Kentucky are hiring for Compliance In Banking jobs?

Cities in Kentucky with the most Compliance In Banking job openings:

Infographic showing various Compliance In Banking job openings in Kentucky as of August 2026, with employment types broken down into 1% As Needed, 81% Full Time, 14% Part Time, and 4% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution.

Associate Investment Banking

On-site

$71 - $146/hr

Other

This job post has expired 2 days ago. Applications are no longer accepted.


Job description

ABOUT THE ROLE

The Investment Banking Associate I performs a wide range of complex analytical and high-level support functions. With limited supervision, apply analytical skills to provide consistent data and reporting support for Corporate & Investment Banking teams and deal teams. Produce high quality analysis and presentation materials. Provide management and oversight of Analyst pool to ensure the production of a high quality work product. Please see below for specific responsibilities and requirements for this role.

YOUR RESPONSIBILITIES
  • Build and understand complex financial models.
  • Perform complex financial analysis with minimal oversight.
  • Create high-impact presentation materials using PowerPoint, Excel, Word and other relevant software programs.
  • Complete research and maintain information databases as required.
  • Work well as part of a team in a high stress environment and under tight deadlines
  • Develop good working relationships with peers and senior bankers in the Corporate & Investment Bank and the rest of the organization.
  • Manage priorities while working on a number of high priority opportunities simultaneously.
  • Complete credit and corporate finance overview and analysis independently.
  • Serve as support to the Managing Directors and be capable of making internal and external presentations to support the efforts of the Managing Directors on the team.
  • Interact with all important constituencies in the course of executing and closing loan transactions.
  • Ensure adherence to risk, compliance, confidentiality, and information barrier requirements across all workstreams.
  • Other Duties: Performing other duties as assigned, adapting to new tasks or shifts in priorities as necessary to support your team's and the company's mission.
MINIMUM REQUIREMENTS
  • Bachelor's degree in Finance, Accounting, Economics, or a related field.
  • 3-5 years of experience in Banking, Investment Banking, or Capital Markets (strong Analyst performance required for internal promotion).
  • MBA typical but not required based on prior experience.
  • Proven track record of contributing to the origination and closing of complex financial transactions as part of a team.
  • Securities Industry Essentials (SIE), Series 79, and Series 63 licenses (or ability to obtain within company policy).
  • Strong proficiency in Microsoft Excel and PowerPoint.
REQUIRED SKILLS

Please refer to the "Skills for Success" section to learn how to stand out as an applicant.

  • Qualified candidates will bring emerging professional proficiency, generally acquired through 1-3 years of relevant work or internship experience in finance, accounting, or a related field.
  • Advanced analytical and quantitative skills; ability to build/review complex financial models and interpret results.
  • Strong credit underwriting skills and sound corporate finance judgment.
  • Excellent presentation and communication skills (written and oral) with client-ready executive presence.
  • Project management capability: prioritize competing deliverables, manage work plans, and coordinate across internal and external stakeholders in a high-pressure environment.
  • Developing expertise in one or more industries; familiarity with market trends and key drivers.
  • High attention to detail and strong organizational capabilities; ability to work independently and collaboratively within deal teams.
  • Familiarity with financial databases and platforms (e.g., Bloomberg, Capital IQ).
SKILLS FOR SUCCESS
  • Workstream Leadership: Plan, sequence, and drive workstreams to on-time, high-quality outcomes.
  • Quality Control: Establish rigorous review checkpoints to reduce errors and rework across models and materials.
  • Sector Insight: Build differentiated points of view on industry trends to support origination and client dialogue.
  • Team Development: Coach Analysts through feedback, templates, and modeling/presentation best practices.
  • Risk & Compliance Mindset: Anticipate and surface issues early; adhere to policies, procedures, and information barriers.
DOING THE RIGHT THING

Our employees take pride in doing the right thing for customers and colleagues as well as being accountable for risk by openly exchanging ideas and opinions, elevating concerns, and following policies and procedures that protect all our valuable assets -including you.

Associate Investment Banking Total Base Pay Range 71,100.00 - 145,900.00 USD Annual

At Fifth Third, we understand the importance of recognizing our employees for the role they play in improving the lives of our customers, communities and each other. Our Total Rewards include comprehensive benefits and differentiated compensation offerings to give each employee the opportunity to be their best every day. The base salary for this position is reflective of the range of salary levels for all roles within this pay grade across the U.S. Individual salaries within this range will vary based on factors such as role, relevant skillset, relevant experience, education and geographic location. In addition to the base salary, this role is eligible to participate in an incentive compensation plan, with any such payment based upon company, line of business and/or individual performance. Our extensive benefits programs are designed to support the individual needs of our employees and their families, encompassing physical, financial, emotional and social well-being. You can learn more about those programs on our 53.com Careers page at: https://www.53.com/content/fifth-third/en/careers/benefits.html or by consulting with your talent acquisition partner.

LOCATION -- Charlotte, North Carolina 28202

Fifth Third Bank, National Association is proud to have an engaged and inclusive culture and to promote and ensure equal employment opportunity in all employment decisions regardless of race, color, gender, national origin, religion, age, disability, sexual orientation, gender identity, military status, veteran status or any other legally protected status.

Introduce yourself to our team to stay connected on future opportunities. We look forward to finding the right place for you.

Are you ready to take the next step?

Fifth Third is a bank that is as long on innovation as it is on history. Since 1858, we've been helping individuals, families, businesses and communities grow through smart financial services that improve lives. With a commitment to taking care of our customers, employees, communities and shareholders, our goal is not only to be the nation's highest performing regional bank, but to be the bank people most value and trust.

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