Risk Officer
Nashville, TN · On-site
The Risk Officer role is a non-revenue sharing position that has dual reporting to the Complex Manager and Senior Risk Officer. DUTIES and RESPONSIBILITIES Surveillance and Supervision * Primary ...
Risk Officer
Nashville, TN · On-site
The Risk Officer role is a non-revenue sharing position that has dual reporting to the Complex Manager and Senior Risk Officer. DUTIES and RESPONSIBILITIES Surveillance and Supervision * Primary ...
Risk Officer
Nashville, TN · On-site
The Risk Officer role is a non-revenue sharing position that has dual reporting to the Complex Manager and Senior Risk Officer. DUTIES and RESPONSIBILITIES Surveillance and Supervision * Primary ...
Risk Officer
Nashville, TN · On-site
The Risk Officer role is a non-revenue sharing position that has dual reporting to the Complex Manager and Senior Risk Officer. DUTIES and RESPONSIBILITIES Surveillance and Supervision * Primary ...
Now Hiring: Risk Officer We're looking for a Risk Officer to lead and strengthen our enterprise ... complex risk initiatives and use data-driven analysis to identify trends, assess exposure, and ...
Now Hiring: Risk Officer We're looking for a Risk Officer to lead and strengthen our enterprise ... complex risk initiatives and use data-driven analysis to identify trends, assess exposure, and ...
Risk Officer
Beverly Hills, CA · On-site
$120K - $170K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Beverly Hills, CA · On-site
$120K - $170K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Syracuse, NY · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Syracuse, NY · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Los Angeles, CA · On-site
$120K - $165K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Los Angeles, CA · On-site
$120K - $165K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Red Bank, NJ · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Red Bank, NJ · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Rochester, NY · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Rochester, NY · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Beverly Hills, CA · On-site
$120K - $170K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Beverly Hills, CA · On-site
$120K - $170K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Kirkland, WA · On-site
$120K - $1M/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Kirkland, WA · On-site
$120K - $1M/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
New York, NY · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
New York, NY · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
New York, NY · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
New York, NY · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Kirkland, WA · On-site
$120K - $1M/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Kirkland, WA · On-site
$120K - $1M/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Rochester, NY · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Rochester, NY · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Norwell, MA · On-site
$120K - $170K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Norwell, MA · On-site
$120K - $170K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Red Bank, NJ · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Red Bank, NJ · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
San Jose, CA · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
San Jose, CA · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Syracuse, NY · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
Syracuse, NY · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
New York, NY · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Risk Officer
New York, NY · On-site
$120K - $160K/yr
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions ... Ability to prioritize and resolve complex problems and escalate as necessary * Ability to identify ...
Complex Risk Officer information
See salary details
$32.5K - $44.1K
2% of jobs
$44.1K - $55.7K
3% of jobs
$55.7K - $67.3K
3% of jobs
$67.3K - $78.9K
11% of jobs
$83.4K is the 25th percentile. Wages below this are outliers.
$78.9K - $90.5K
15% of jobs
The median wage is $102K / yr.
$90.5K - $102K
16% of jobs
$102K - $113.6K
14% of jobs
$113.6K - $125.2K
5% of jobs
$129.5K is the 75th percentile. Wages above this are outliers.
$125.2K - $136.8K
16% of jobs
$136.8K - $148.4K
5% of jobs
$148.4K - $160K
10% of jobs
$32.5K
$105.6K
$160K
How much do complex risk officer jobs pay per year?
As of Aug 6, 2026, the average yearly pay for complex risk officer in the United States is $105,602.00, according to ZipRecruiter salary data. Most workers in this role earn between $82,500.00 and $130,000.00 per year, depending on experience, location, and employer.
What is the difference between Complex Risk Officer vs Credit Risk Analyst?
| Aspect | Complex Risk Officer | Credit Risk Analyst |
|---|---|---|
| Required Credentials | Bachelor's/Master's in Finance, Risk Management, or related fields; certifications like FRM or CFA often preferred | Bachelor's/Master's in Finance, Economics, or related fields; certifications like CFA may be advantageous |
| Work Environment | Financial institutions, large corporations, risk management departments | Banks, lending institutions, financial services firms |
| Employer & Industry Usage | Used in organizations managing complex risk portfolios, often with strategic responsibilities | Commonly employed in credit analysis, loan assessment, and risk evaluation roles |
The Complex Risk Officer and Credit Risk Analyst roles share similar educational backgrounds and work environments within financial institutions. However, the Complex Risk Officer typically handles broader, more strategic risk management tasks, while the Credit Risk Analyst focuses specifically on credit assessment and loan risk evaluation.
More about Complex Risk Officer jobs
What job categories do people searching Complex Risk Officer jobs look for? The top searched job categories for Complex Risk Officer jobs are:
Morgan Stanley rating
8.4
Based on 155 frontline employees who took The Breakroom Quiz
31st of 150 rated financial services
Job description
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior Risk Officer, the Risk Officer has accountability for maintaining a consistent controlled environment through adherence of business ethics and practices and adherence to all applicable Federal, State and Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Risk Officer keeps the Senior Risk Officer informed of significant matters. The Risk Officer role is a non-revenue sharing position that has dual reporting to the Complex Manager and Senior Risk Officer.
DUTIES and RESPONSIBILITIES
Surveillance and Supervision
Risk Management/Compliance/Legal
Administrative
Education and/or Experience
Knowledge/Skills
Reports to
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
At Morgan Stanley, we raise, manage and allocate capital for our clients - helping them reach their goals. We do it in a way that's differentiated - and we've done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.
Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.
For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.
DUTIES and RESPONSIBILITIES
Surveillance and Supervision
- Primary responsibility for all risk, supervisory, and compliance function for respective branch location(s)
- Facilitates any supervisory inquiry or process that requires escalation from the Senior
Complex Risk Officer and/or the Regional Risk Officer - Focuses on business ethics and regulatory and compliance practices
- Provides coaching and guidance on policies and procedures in order to promote risk awareness and a compliant environment
- Ensure proper procedures are in place to ensure that approvals are handled appropriately and timely
Risk Management/Compliance/Legal
- Monitors and implements procedures to manage all facets of risk, including data security
- Facilitates regular and consistent communication of Morgan Stanley Wealth Management policies and other regulations
- Liaises with the Legal and Compliance Division with customer complaints and litigation
- Together with the Complex Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times
- Oversees responsibilities outlined in the Branch Supervisory Manual, as well as new policies to ensure the Complex has procedures in place
- Supports in the preparation for and response to audits, and ensures that any audit findings are appropriately responded to and remediated
- Works with Complex Manager and Senior Risk Officer to monitor people risk, and ensures appropriate action is taken
- Responsible for proactive client contact in determining suitability and managing risk
- Active involvement with the region regarding matters presented to the Credit Committee
- Primary source for intelligence on risk in regard to clients and FAs
Administrative
- Works closely with Special Investigation Unit on any Human Resources issues as related to risk and compliance.
- Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management compliance policies and procedures.
- Assists in the review and on boarding of FA recruits
Education and/or Experience
- Bachelor's degree required or equivalent education or experience
- Previous industry experience
- Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66)
- Other licenses as required for role or by management
Knowledge/Skills
- Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures
- Effective written and verbal communication skills
- Strong attention to detail
- Ability to prioritize and resolve complex problems and escalate as necessary
- Ability to identify issues and trends in order to anticipate change and provide recommended comprehensive solutions and remedies
- Evidence of strong leadership capabilities or previous supervisory experience
- Ability to organize and prioritize workflow and assignments in a deadline oriented environment
- Ability to interact with Financial Advisors and clients
- Excellent judgment and the ability to be discreet in all matters
- Strong work ethic
Reports to
- Dual reporting: Complex Manager and Senior Risk Officer
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
At Morgan Stanley, we raise, manage and allocate capital for our clients - helping them reach their goals. We do it in a way that's differentiated - and we've done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.
Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.
For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.
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