ZipRecruiter

Log In

1

Chief Risk Compliance Officer Jobs in Kentucky (NOW HIRING)

Camino Health Center

$157 - $213/hr

Produce periodic compliance risk assessments, audit findings, and corrective action recommendations for review by the CEO and other stakeholders * Advise on compliance obligations under Section 330 ...

New

Goldman Sachs Bank AG

$180 - $250/hr

Non-Financial Risk & Controls Engineering Program Management Non-Financial Risk & Controls Engineering is responsible for providing the Chief Risk Officer, Chief Compliance Officer, senior management ...

Giving Home Health Care, LLC

$90 - $110/hr

The Compliance Officer works closely with the Chief Compliance Officer (CCO) to provide guidance ... Follow best practices to help minimize the risk of healthcare data breaches. * Member of the ...

Caterpillar Brazil

$159 - $239/hr

Reporting to the Director of Risk & Compliance, you will serve as a trusted advisor to the Division CFO and division leadership team, helping identify, assess, and mitigate risks while enabling ...

New

SEI Corporation

$70 - $120/hr

SEI's Legal, Compliance and Risk team has an immediate opening for a Compliance Officer. The Compliance Officer will support the day-to-day execution of compliance activities for registered ...

Ford's Hometown Services

$150 - $250/hr

Compliance, Risk Management, and Legal Oversight * Ensures compliance with applicable federal and ... The CEO is responsible for establishing organizational priorities, ensuring leadership ...

Mesirow Financial Holdings, Inc.

$95 - $125/hr

This position reports to and works in close coordination with the Chief Compliance Officer. We ... Develop and maintain strong working relationships with Business, Compliance, Legal and Risk groups.

Solution for Health International

$130 - $210/hr

Position Summary The Director of Compliance, Chief Compliance Officer (CCO), is responsible for ... In concert with the team of compliance analysts/auditors, ensures that risk assessments are ...

Westlake Services, LLC

$90 - $120/hr

The Compliance Analyst will play a critical role in strengthening Covered's Compliance framework ... This position will help ensure the Company's program remains risk-based, effective, and responsive ...

Gilmercounty Ga

$58 - $62/hr

SUPERVISORY CONTROLS The Chief Compliance Officer and Accountability Court Coordinator assigns work in terms of somewhat general instructions. The supervisor spot-checks completed work for compliance ...

New

International Erosion Control Association

$80 - $90/hr

HYBRID ROLE - AML/OFAC/BSA/HMDA COMPLIANCE OFFICER These beautiful summer days won't last, and ... Advises Director of Risk and Senior Management of emerging compliance issues and guides in the ...

New

Albany Medical College

$260 - $380/hr

The CFO is the senior executive responsible for financial strategy, performance, and integration ... Internal Audit, Financial Risk, and Compliance * Financial Systems, ERP, and Analytics * Tax ...

New

next page

Showing results 1-20

All JobsChief Risk Compliance Officer JobsChief Risk Compliance Officer Jobs in Kentucky

Chief Risk Compliance Officer information

See Kentucky salary details

$27.4K

$85.9K

$180.2K

How much do chief risk compliance officer jobs pay per year?

As of Sep 2, 2026, the average yearly pay for chief risk compliance officer in Kentucky is $85,940.00, according to ZipRecruiter salary data. Most workers in this role earn between $53,400.00 and $99,900.00 per year, depending on experience, location, and employer.

What does a chief risk compliance officer do?

A Chief Risk Compliance Officer (CRCO) is responsible for overseeing an organization’s risk management and compliance programs. This includes identifying potential risks, ensuring adherence to laws and regulations, and developing policies to mitigate risks. The CRCO collaborates with executive leadership to implement strategies that protect the company from legal, financial, and reputational harm. Their work helps ensure the organization operates ethically and within regulatory guidelines.

What are the key skills and qualifications needed to thrive as a chief risk compliance officer?

A Chief Risk Compliance Officer must possess deep expertise in risk management, regulatory compliance, and governance, typically supported by a degree in finance, law, or business and relevant certifications such as CRCM or CAMS. Proficiency in risk assessment tools, compliance management systems, and data analytics platforms is highly valuable. Strong leadership, strategic thinking, and effective communication are critical soft skills for guiding teams and influencing organizational culture. These skills ensure that the organization proactively manages risks, adheres to regulations, and maintains its reputation and operational integrity.

What are some common challenges faced by chief risk compliance officers when implementing new regulatory requirements across an organization?

Chief Risk Compliance Officers often encounter challenges such as ensuring consistent interpretation of complex regulations across departments, securing buy-in from senior leadership and staff, and managing tight deadlines imposed by regulatory bodies. They must also balance the need for compliance with operational efficiency, all while keeping up with frequent changes in laws and industry standards. Effective communication, cross-functional collaboration, and strong project management skills are essential to successfully navigate these challenges and maintain a robust risk management framework.

What is the difference between Chief Risk Compliance Officer vs Compliance Manager?

AspectChief Risk Compliance OfficerCompliance Manager
CredentialsCertifications like CRCM, CRM, or CIA; extensive experience in risk and complianceCertifications such as CCEP, CAMS; relevant compliance experience
Work EnvironmentStrategic leadership in senior management, overseeing risk and compliance programsOperational role, managing day-to-day compliance activities
Employer & Industry UsageFinancial institutions, large corporations, heavily regulated industriesFinancial services, healthcare, manufacturing, and other regulated sectors
Search & Comparison IntentUnderstanding senior risk and compliance roles, career progressionOperational compliance responsibilities, team management

The Chief Risk Compliance Officer focuses on strategic risk management and compliance oversight at an executive level, while the Compliance Manager handles daily compliance operations. Both roles require relevant certifications and are vital in regulated industries, but they differ in scope and seniority.

What are popular job titles related to Chief Risk Compliance Officer jobs in Kentucky?

For Chief Risk Compliance Officer jobs in Kentucky, the most frequently searched job titles are:

What job categories do people searching Chief Risk Compliance Officer jobs in Kentucky look for?

The top searched job categories for Chief Risk Compliance Officer jobs in Kentucky are:

What cities in Kentucky are hiring for Chief Risk Compliance Officer jobs?

Cities in Kentucky with the most Chief Risk Compliance Officer job openings:

Chief Risk Compliance Officer jobs near you

Chief Compliance Officer (Northern)

International Erosion Control Association

Eastern, KY • On-site

Full-time

This job post has expired today. Applications are no longer accepted.

Job description

Chief Compliance Officer

Institutional Broker Dealer & Clearing

$250,000 to $350,000 + Bonus + Equity

Dallas, Texas

A regulated financial services firm operating across institutional brokerage, clearing, electronic trading and digital assets is seeking a Chief Compliance Officer to lead its compliance programme. The business requires a hands on executive who can support growth while maintaining a strong supervisory framework and high standards of regulatory integrity.

About the role:

As Chief Compliance Officer, you will lead and oversee the compliance programme for the firm’s broker dealer and affiliated regulated entities. You will act as the primary adviser to senior management on regulatory, compliance and conduct risk, while serving as the principal liaison with FINRA, the SEC, state regulators, exchanges and other regulatory authorities.

This is a hands on leadership role requiring both strategic direction and operational execution. You will oversee General Compliance, AML and Trade Surveillance, while ensuring the firm’s compliance programme scales across institutional brokerage, self clearing, securities lending, electronic trading, futures and digital asset related activities.

The Perfect Candidate
  • Broker Dealer Compliance Leader with experience as a Chief Compliance Officer, Deputy Chief Compliance Officer or Head of Compliance
  • Strong exposure to institutional brokerage, self clearing, prime brokerage, ATS or electronic trading
  • Leadership responsibility across General Compliance, AML and Trade Surveillance
What You’ll Do
  • Regulatory Oversight: Act as the primary contact for FINRA, the SEC, state regulators and exchanges, leading regulatory examinations, investigations, inquiries and remediation programmes.
  • Programme Leadership: Design, implement and continuously enhance the firm’s compliance programme, Written Supervisory Procedures, risk assessments, testing, monitoring and licensing frameworks.
  • Trading Compliance: Oversee compliance across institutional brokerage, self clearing, market access, trade surveillance, communications surveillance, securities lending and futures activities.
  • Risk & Governance: Establish compliance risk indicators, executive reporting and governance processes while escalating and remediating regulatory or conduct risks.
  • Strategic Partnering: Work closely with Legal, Risk, Operations, Finance, Technology and business leadership to support new products, acquisitions, market entry and continued growth.
Qualifications
  • 10+ years of broker dealer compliance experience within a regulated financial services environment.
  • Deep knowledge of FINRA rules, SEC regulations, supervisory frameworks, AML, sanctions and trade surveillance.
  • Experience supporting institutional brokerage, self clearing, prime brokerage, ATS, electronic trading or related market activity.
  • Demonstrated experience managing regulatory examinations, investigations, enforcement matters and enterprise remediation.
  • Proven leadership across General Compliance, AML and Trade Surveillance, directly or through senior compliance leaders.
  • FINRA Series 7 and Series 24 are required. Series 3 is required or expected to be obtained shortly after joining.
Why Join
  • $250,000 to $350,000 Base + Targeted Discretionary Bonus + Equity Opportunity
  • Executive ownership of a multi disciplinary compliance organisation.
  • Direct interaction with senior leadership, governance committees and regulatory authorities.
  • Opportunity to transform and scale an enterprise compliance programme.
  • Exposure to institutional brokerage, clearing, electronic trading, futures and digital asset related activities.
  • Influence over new products, strategic initiatives and future business expansion.
#J-18808-Ljbffr

Apply