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Chief Operating Officer Broker Dealer Jobs (NOW HIRING)

The Chief Operating Officer (COO) is a new role at Play Rugby and will serve as Play Rugby's organizational integrator - building and managing the systems, processes, and infrastructure that form the ...

$250K - $375K/yr

Chief Operating Officer (COO) Full Time Senior Management 17 days ago Requisition ID: 2819 Salary Range: $250,000.00 To $375,000.00 Annually Position Title: Chief Operating Officer (COO) Reports To:

Job Summary Seeking a Chief Operating Officer (COO) to lead and manage day-to-day business operations while supporting the company's continued growth in the U.S. market. COO will report to CEO. * Key ...

Chief Operating Officer Location: Eagle, ID (Boise Area) About the Opportunity Hanover Search has ... brokerage, MGA, or network/cluster model * Track record of building and scaling operational ...

Chief Operating Officer (COO) Employment Type: Full-Time Ballinger Memorial Hospital District is seeking a Chief Operating Officer (COO) to oversee the day-to-day operational management of Ballinger ...

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Chief Operating Officer Broker Dealer information

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$41.5K

$151.2K

$269.5K

How much do chief operating officer broker dealer jobs pay per year?

As of Sep 14, 2026, the average yearly pay for chief operating officer broker dealer in the United States is $151,203.00, according to ZipRecruiter salary data. Most workers in this role earn between $111,500.00 and $185,000.00 per year, depending on experience, location, and employer.

What is a chief operating officer at a broker dealer?

A Chief Operating Officer (COO) at a broker dealer is a senior executive responsible for overseeing the daily operations and business functions of the firm. The COO ensures that all processes comply with industry regulations, manages risk, and coordinates between various departments such as compliance, trading, and client services. They help implement the company’s strategic vision, improve operational efficiency, and support growth initiatives. Their role is critical in maintaining the firm's standards and ensuring smooth, compliant operation in a fast-paced financial environment.

What are some of the key challenges a chief operating officer faces when managing operations at a broker-dealer firm?

A Chief Operating Officer (COO) at a broker-dealer firm often navigates complex regulatory requirements, ensuring that the firm's operations remain compliant with SEC, FINRA, and other industry regulations. Balancing operational efficiency with risk management, while supporting business growth and client service excellence, can be demanding. Additionally, COOs frequently coordinate between different departments like compliance, trading, technology, and finance, which requires strong communication and leadership skills. Staying updated on evolving market practices and integrating new technologies are also ongoing challenges in this role.

What are the key skills and qualifications needed to thrive as a chief operating officer at a broker dealer, and why are they important?

To thrive as a Chief Operating Officer at a Broker Dealer, you need extensive experience in securities industry operations, regulatory compliance, and strategic management, often supported by a relevant degree and FINRA Series 7 and 24 licenses. Familiarity with trading platforms, risk management systems, and compliance monitoring tools is essential. Strong leadership, decisive problem-solving, and excellent interpersonal communication are the soft skills that distinguish top performers in this role. These capabilities are crucial for ensuring operational efficiency, regulatory adherence, and the effective alignment of business objectives in a highly regulated financial environment.

What are popular job titles related to Chief Operating Officer Broker Dealer jobs?

For Chief Operating Officer Broker Dealer jobs, the most frequently searched job titles are:

Infographic showing various Chief Operating Officer Broker Dealer job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 79% Full Time, 15% Part Time, 4% Contract, and 1% Nights. Highlights an 95% Physical, 1% Hybrid, and 4% Remote job distribution, with an average salary of $151,203 per year, or $72.7 per hour.

CHIEF OPERATING OFFICER (COO)

Charlotte, NC • On-site

$40 - $95/hr

Full-time

Posted 19 days ago


Job description

Lead the Way as Chief Operating Officer (COO) at Golden Age Foundation

Are you ready to make a profound impact in the lives of individuals, families, and communities? Golden Age Foundation is seeking a dynamic Chief Operating Officer (COO) to help us transform how support systems work. If you're passionate about building pathways to stability, purpose, and generational progress, this is your opportunity to lead and innovate.

About Golden Age Foundation

At Golden Age Foundation, we are reimagining community support. Our mission is to create a whole-person, ecosystem-based network of care that bridges the gaps between mental health, reentry, family support, education, employment, housing, life skills, and community resources. We don't just treat problems—we build pathways to independence and long-term success.

We believe in surrounding individuals with an interconnected network of services and opportunities, empowering them to heal, rebuild, and thrive. Join us in shaping a new model of community care that changes lives.

What You'll Do as COO

As the Chief Operating Officer, you'll be at the heart of our mission, overseeing the operational strategies and systems that drive our impact. Your role will include:
- Operational Leadership: Develop and implement efficient operational processes to support our ecosystem-based approach.
- Strategic Planning: Collaborate with the leadership team to align organizational goals with our mission and vision.
- Team Management: Lead and inspire teams to deliver exceptional programs and services.
- Resource Optimization: Ensure effective use of resources to maximize impact and sustainability.
- Partnership Building: Foster relationships with community partners to expand our network of care and opportunities.

What We're Looking For

We're seeking a leader who is ready to roll up their sleeves and make a difference. The ideal candidate will have:
- 1 year of leadership experience, preferably in operations, nonprofit management, or a related field.
- A strong passion for community development and social impact.
- Exceptional organizational and problem-solving skills.
- The ability to inspire and lead teams toward a common goal.
- A collaborative mindset and the ability to build relationships with diverse stakeholders.

Why Join Golden Age Foundation?

While we do not offer additional benefits at this time, this role provides a unique opportunity to work with a mission-driven organization that is redefining community support. You'll have the chance to be part of a team that is making a tangible difference in people's lives and contributing to generational progress.

Ready to Lead Change?

If you're a visionary leader with a heart for service and a drive to create lasting impact, we want to hear from you! Join Golden Age Foundation as our Chief Operating Officer and help us build a brighter future for individuals, families, and communities.

Apply today and take the first step toward making a difference!


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