Brokerage Operations Jobs in Virginia (NOW HIRING)

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Regular or Temporary:

Language Fluency: English (Required)

Work Shift:

Essential Duties and Responsibilities:
The following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time.
1.Enter mutual fund orders and trade corrections in an accurate and timely manner to avoid monetary loss.
2.Process mutual fund transfers between contra firms and mutual fund companies.
3.Maintain mutual fund updates to ensure the firm's operating system is set up properly for trading activity.
4.Reconcile differences between customer accounts, firm general ledgers and suspense accounts.
5.Work daily mutual fund reports and provide reconciliation reports to management for review and approval.
6.Process mutual fund networking change requests.
7.Provide support and training to financial advisors, client service associates, and correspondent firms.
8.Field phone calls from mutual fund companies regarding various mutual fund processes.
9.Assist in training other department associates as needed.
10.Review and update departmental policies and procedures on a periodic basis.
11.Adhere to the regulations and guidelines established by Financial Industry Regulatory Authority (FINRA), Securities & Exchange Commission (SEC) and other regulatory bodies.
12.Stay abreast of industry changes.

Required Skills and Competencies:
The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
1.Associate's degree in a business-related field or equivalent education and related training/experience
2.Ability to work in a fast paced, professional team environment independently
3.Attention to detail with emphasis on accuracy and quality
4.Excellent verbal and written communication skills
5.Strong mathematical skills
6.Demonstrated proficiency in basic computer applications, such as Microsoft Office software products
7.Ability to travel, occasionally overnight

1. FINRA Series 63 license

The annual base salary for this position is $45,760 -$76,270.

General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position.Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist's generous benefit plans, please visit our Benefits site. Depending on the position and division, this job may also be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work.

Truist is an Equal Opportunity Employer that does not discriminate on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. Truist is a Drug Free Workplace.

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