... Associates. Senior Managers support both high-value and high-risk advisor offices through onsite ... visits and partner closely with the Regional Field Supervision Officer and Line 2 Compliance to ...
... Associates. Senior Managers support both high-value and high-risk advisor offices through onsite ... visits and partner closely with the Regional Field Supervision Officer and Line 2 Compliance to ...
As a senior associate in RSM's growing Risk and Controls Practice, you will have the opportunity to ... Develop executive presence through interactions with management within RSM and our clients
As a senior associate in RSM's growing Risk and Controls Practice, you will have the opportunity to ... Develop executive presence through interactions with management within RSM and our clients
As a senior associate in RSM's growing Risk and Controls Practice, you will have the opportunity to ... Develop executive presence through interactions with management within RSM and our clients
As a senior associate in RSM's growing Risk and Controls Practice, you will have the opportunity to ... Develop executive presence through interactions with management within RSM and our clients
... Compliance Management Level Associate & Summary At PwC Canada, we're more than a professional ... As an Associate in our Risk Services practice, you'll be part of a diverse, inclusive team that ...
... Compliance Management Level Associate & Summary At PwC Canada, we're more than a professional ... As an Associate in our Risk Services practice, you'll be part of a diverse, inclusive team that ...
... Compliance Management Level Associate & Summary At PwC Canada, we're more than a professional ... As an Associate in our Risk Services practice, you'll be part of a diverse, inclusive team that ...
... Compliance Management Level Associate & Summary At PwC Canada, we're more than a professional ... As an Associate in our Risk Services practice, you'll be part of a diverse, inclusive team that ...
... Compliance Management Level Associate & Summary At PwC Canada, we're more than a professional ... As an Associate in our Risk Services practice, you'll be part of a diverse, inclusive team that ...
New
... Compliance Management Level Associate & Summary At PwC Canada, we're more than a professional ... As an Associate in our Risk Services practice, you'll be part of a diverse, inclusive team that ...
New
... Compliance Management Level Associate & Summary At PwC Canada, we're more than a professional ... As an Associate in our Risk Services practice, you'll be part of a diverse, inclusive team that ...
New
... Compliance Management Level Associate & Summary At PwC Canada, we're more than a professional ... As an Associate in our Risk Services practice, you'll be part of a diverse, inclusive team that ...
New
Associate General Counsel, Global High-Tech, Data Centers Job Summary Ecolab is seeking a highly ... Coordinate with compliance, litigation, IP, and risk management experts. * Manage outside counsel.
Associate General Counsel, Global High-Tech, Data Centers Job Summary Ecolab is seeking a highly ... Coordinate with compliance, litigation, IP, and risk management experts. * Manage outside counsel.
Summit Readiness Associate, Commercial Development Programs (Credit Stream)- Calgary
Calgary, AB · On-site
Summit Readiness Associate, Commercial Development Programs (Credit Stream) Are you driven by ... Work collaboratively with internal partners including Global Risk Management, Business Service ...
New
Summit Readiness Associate, Commercial Development Programs (Credit Stream)- Calgary
Calgary, AB · On-site
Summit Readiness Associate, Commercial Development Programs (Credit Stream) Are you driven by ... Work collaboratively with internal partners including Global Risk Management, Business Service ...
New
... risk standards. You will serve as a key resource to the underwriting team, providing coaching ... Lead, mentor, and manage a team of Underwriting Associates and underwriting support staff.
... risk standards. You will serve as a key resource to the underwriting team, providing coaching ... Lead, mentor, and manage a team of Underwriting Associates and underwriting support staff.
Ensure that credit underwriting for project finance transactions are within the risk management ... Associate requires 3-6 years of experience Project Finance, Investment Banking, Infrastructure ...
Ensure that credit underwriting for project finance transactions are within the risk management ... Associate requires 3-6 years of experience Project Finance, Investment Banking, Infrastructure ...
First Nations/Metis/Inuit, Trust Associate, Indigenous Wealth Solutions - Calgary, AB
Calgary, AB · On-site
The Trust Associate plays a vital role in supporting a Trust Officer, Indigenous Wealth Solutions ... Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct.
First Nations/Metis/Inuit, Trust Associate, Indigenous Wealth Solutions - Calgary, AB
Calgary, AB · On-site
The Trust Associate plays a vital role in supporting a Trust Officer, Indigenous Wealth Solutions ... Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct.
Job Overview The Associate Director plays a critical role in supporting the growth and advice ... Portfolio Management * Credit Risk Assessment * Customer Service * Stakeholder Management
Job Overview The Associate Director plays a critical role in supporting the growth and advice ... Portfolio Management * Credit Risk Assessment * Customer Service * Stakeholder Management
As an Associate, you will assist with the management of the portfolio of Corporate Client Group ... Responsible for managing credit risk associated with syndicated and bilateral loan facilities and ...
As an Associate, you will assist with the management of the portfolio of Corporate Client Group ... Responsible for managing credit risk associated with syndicated and bilateral loan facilities and ...
As a Consulting Senior Associate, Hydrogeology based in Calgary, AB or Elk Valley, BC , you'll ... and risk management initiatives at mining sites. The work you perform will directly support ...
As a Consulting Senior Associate, Hydrogeology based in Calgary, AB or Elk Valley, BC , you'll ... and risk management initiatives at mining sites. The work you perform will directly support ...
As a Consulting Senior Associate, Hydrogeology based in Calgary, AB or Elk Valley, BC , you'll ... and risk management initiatives at mining sites. The work you perform will directly support ...
As a Consulting Senior Associate, Hydrogeology based in Calgary, AB or Elk Valley, BC , you'll ... and risk management initiatives at mining sites. The work you perform will directly support ...
Investment Banking, Associate
Calgary, AB · On-site
Take ownership for managing risk and strengthening controls in relation to the work done. * Perform ... Join Barclays as an Investment Banking, Associate. In this role, you will build and maintain ...
Investment Banking, Associate
Calgary, AB · On-site
Take ownership for managing risk and strengthening controls in relation to the work done. * Perform ... Join Barclays as an Investment Banking, Associate. In this role, you will build and maintain ...
... risk management solutions that have a distinct Canadian perspective. Our collaborative work structure combines our people's strength and expertise to offer greater value, knowledge, and resources to ...
... risk management solutions that have a distinct Canadian perspective. Our collaborative work structure combines our people's strength and expertise to offer greater value, knowledge, and resources to ...
As a Cybersecurity Generalist Senior Associate, you'll work as part of a team of problem solvers ... party risk management. Knowledge should extend into transformative technologies such as AI.
As a Cybersecurity Generalist Senior Associate, you'll work as part of a team of problem solvers ... party risk management. Knowledge should extend into transformative technologies such as AI.
Associate Boutique Manager - Chinook
Calgary, AB · On-site
CA$30 - CA$34/hr
THE ROLE As the Associate Boutique Manager, you will lead the team to: * To lead the team to sell ... To seamlessly own or escalate the invisible details across People, Clients, Product, Space, Risk ...
Associate Boutique Manager - Chinook
Calgary, AB · On-site
CA$30 - CA$34/hr
THE ROLE As the Associate Boutique Manager, you will lead the team to: * To lead the team to sell ... To seamlessly own or escalate the invisible details across People, Clients, Product, Space, Risk ...
Associate Risk Manager information
What does an associate risk manager do?
An Associate Risk Manager is responsible for helping organizations identify, assess, and minimize risks that could impact their operations, finances, or reputation. They work closely with senior risk managers to develop risk management strategies, conduct risk assessments, and implement control measures. Their duties may also include analyzing data, preparing reports, and ensuring compliance with regulatory requirements. This role is often entry-level or early-career, providing foundational experience in risk management practices. Associate Risk Managers play a key role in supporting the overall risk management framework within an organization.
What are the key skills and qualifications needed to thrive as an associate risk manager?
To thrive as an Associate Risk Manager, you need strong analytical abilities, knowledge of risk assessment methodologies, and a bachelor's degree in finance, business, or a related field. Familiarity with risk management software, Microsoft Excel, and relevant certifications such as CRM or FRM are commonly expected. Excellent communication, problem-solving skills, and attention to detail help you collaborate effectively and identify potential risks. These competencies are crucial for identifying, evaluating, and mitigating organizational risks to support informed decision-making and safeguard company assets.
What are some common challenges an associate risk manager faces when collaborating across departments?
Associate Risk Managers often work closely with various departments such as finance, operations, and compliance to identify and mitigate risks. A common challenge is ensuring clear communication and alignment, as different teams may have varying priorities and levels of risk awareness. Successfully navigating these dynamics requires strong interpersonal skills and the ability to translate complex risk concepts into actionable recommendations for non-specialists. Building trust and maintaining open lines of communication are key to fostering effective cross-departmental collaboration.
What is the difference between Associate Risk Manager vs Risk Analyst?
| Aspect | Associate Risk Manager | Risk Analyst |
|---|---|---|
| Credentials | Bachelor's degree, certifications like CRM or FRM often preferred | Bachelor's degree, certifications like CRM or FRM beneficial |
| Work Environment | Collaborates with risk management teams, involved in strategy development | Analyzes data, assesses risks, supports risk management decisions |
| Employer & Industry Usage | Insurance, banking, corporate risk departments | Financial services, insurance, consulting firms |
The Associate Risk Manager and Risk Analyst roles share similar credentials and industry usage, but the Associate Risk Manager typically has more involvement in strategic planning and risk mitigation efforts, whereas the Risk Analyst focuses more on data analysis and risk assessment support.
Do associate risk managers make good money?
Associate risk managers typically earn a salary that varies by industry and location, with median annual wages around $70,000 to $90,000. Entry-level positions may start lower, while experienced professionals with certifications like CRM or FRM can earn higher salaries and bonuses. Compensation also depends on the size of the organization and the complexity of the risk management responsibilities.
Is risk manager a stressful job?
A risk manager role involves identifying and assessing potential risks to an organization, which can be stressful due to the responsibility of preventing financial or operational losses. The level of stress depends on the industry, company size, and workload, but strong analytical skills and risk management tools are essential for success.
What is an associate risk manager?
An associate risk manager is an entry-level or junior professional responsible for assisting in identifying, assessing, and mitigating risks within an organization. They often support senior risk managers by analyzing data, preparing reports, and implementing risk management strategies, typically requiring knowledge of industry standards and risk assessment tools.
What are the most commonly searched types of Risk Manager jobs in Calgary, AB?
The most popular types of Risk Manager jobs in Calgary, AB are:
Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Re-posted 19 days ago
Job description
The Senior Field Supervision Manager is a frontline supervisor responsible for Tier 1 daily supervisory activities for advisors registered with CIRO at Manulife Wealth Inc. The role is responsible for implementing an effective and efficient compliance culture focused on providing advice and supervision to protect clients, the advisory teams, and Manulife Wealth. The incumbent also executes complex reviews, manages escalations, and provides training and guidance to advisors and Field Supervision Associates.
Senior Managers support both high-value and high-risk advisor offices through onsite visits and partner closely with the Regional Field Supervision Officer and Line 2 Compliance to ensure adherence to CIRO requirements and internal policies.
The role requires the candidate be fluent in Cantonese and Mandarin
This is a hybrid role. Regular travel to advisor offices within the region is required.
Position Responsibilities:
- Responsible for Tier 1 supervision, approval of daily, monthly, and quarterly trade reports.
- Review and approve new accounts and KYC updates.
- Communicate with advisor teams regarding compliance inquiries.
- Enhance compliance knowledge on regulatory compliance and supervision requirements and processes.
- Assist with investigations related to complaints and regulatory inquiries.
- Assist the firm in resolving compliance issues with respect to regulatory guidelines and the interpretation of regulations.
- Perform annual branch reviews to foster meaningful and collaborative relationships between advisors and compliance.
Tier 1 Supervision & Complex Reviews:
- Perform daily, monthly, and quarterly trade, suitability, and exception reviews; approve new accounts and KYC updates.
- Handle complex supervisory items (e.g., high-risk products, vulnerable clients, outside activities, conflicts, advertising).
- Document decisions with clear rationale and evidence; ensure timely closure of exceptions.
- Oversee delegation of account-level T1 duties to supervision associates while retaining direct T1 oversight for strategic advisor partners and specialized high-risk areas.
- Monitor KRIs/KPIs (e.g., exception rates, cycle time, remediation closure) and drive continuous improvement.
- Identify and escalate any areas of non-compliance.
Advisor Support & Training: Deliver training to advisor teams on supervisory expectations, conduct onsite reviews to remediate gaps and reinforce controls, and support post audit remediation.
Issue Management & Escalation: Identify and support complaint reviews and regulatory inquiries; escalate significant non-compliance and support remediation; contribute to thematic reviews and process improvements.
Cross-Functional Partnership: Partner with Compliance, Risk, Legal, and Operations on supervisory matters; support audits by preparing documentation and responding to requests; assist with policy and tool rollouts.
Mentorship & Team Collaboration: Coach and support Field Supervision Associates, share best practices, contribute to training, and participate in team projects and continuous improvement initiatives.
Required Qualifications:
- The role requires the candidate be fluent in Cantonese and Mandarin
- 5-7 years of CIRO dealer supervision or related compliance experience, including leadership of supervisory teams.
- Registered as a Supervisor and Registered Representative with CIRO; ability to maintain registration.
- Completion of CSC, CPH, Investment Dealer Supervisors Courses.
- Ability to be registered as a Supervisor with CIRO.
- Organizational and prioritization skills to be able to work in a multitasking environment.
- Strong knowledge of the financial services industry, the Canadian Regulatory framework, provincial securities legislation and the regulatory requirements of CIRO and the provincial securities regulators.
- Exceptional communication, stakeholder management, negotiation, and influence skills.
- Strong analytical judgment with experience handling complex escalations and remediation.
- Proficiency in Cantonese and/or Mandarin.
- Highly developed conflict resolution skills
- Comfortable making presentations to groups.
- Ability to travel regularly within the region is required.
Preferred Qualifications:
- CIM/ RIME and Portfolio Manager Experience.
When you join our team:
- We'll empower you to learn and grow the career you want.
- We'll recognize and support you in a flexible environment where well-being and inclusion are more than just words.
- As part of our global team, we'll support you in shaping the future you want to see.
#LI-Hybrid
The role being advertised is an existing vacancy.
About Manulife and John Hancock
Manulife Financial Corporation is a leading international financial services provider, helping people make their decisions easier and lives better. To learn more about us, visit https://www.manulife.com/en/about/our-story.html.
Manulife is an Equal Opportunity Employer
At Manulife/John Hancock, we embrace our diversity. We strive to attract, develop and retain a workforce that is as diverse as the customers we serve and to foster an inclusive work environment that embraces the strength of cultures and individuals. We are committed to fair recruitment, retention, advancement and compensation, and we administer all of our practices and programs without discrimination on the basis of race, ancestry, place of origin, colour, ethnic origin, citizenship, religion or religious beliefs, creed, sex (including pregnancy and pregnancy-related conditions), sexual orientation, genetic characteristics, veteran status, gender identity, gender expression, age, marital status, family status, disability, or any other ground protected by applicable law.
It is our priority to remove barriers to provide equal access to employment. A Human Resources representative will work with applicants who request a reasonable accommodation during the application process. All information shared during the accommodation request process will be stored and used in a manner that is consistent with applicable laws and Manulife/John Hancock policies. To request a reasonable accommodation in the application process, contact hr@manulife.com.
Referenced Salary Location
Vancouver, British ColumbiaWorking Arrangement
Salary range is expected to be between
$73,725.00 CAD - $122,875.00 CADEmployees also have the opportunity to participate in incentive programs and earn incentive compensation tied to business and individual performance. The actual salary will vary depending on local market conditions, geography and relevant job-related factors such as knowledge, skills, qualifications, experience, and education/training. If you are applying for this role outside of the primary location, please contact hr@manulife.com for the salary range for your location.
Manulife offers eligible employees a wide array of customizable benefits, including health, dental, mental health, vision, short- and long-term disability, life and AD&D insurance coverage, adoption/surrogacy and wellness benefits, and employee/family assistance plans. We also offer eligible employees various retirement savings plans (including pension and a global share ownership plan with employer matching contributions) and financial education and counseling resources. Our generous paid time off program in Canada includes holidays, vacation, personal, and sick days, and we offer the full range of statutory leaves of absence. If you are applying for this role in the U.S., please contact hr@manulife.com for more information about U.S.-specific paid time off provisions.
We use data and analytics technologies, such as artificial intelligence (AI), and automated processing tools, to analyze and process the information you provide to us or third parties in the application process. For more information, please refer to our personal information collection statement.